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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to purchase) | $ 26.8 | 01/01/2010 | A | 80,299 | 03/17/2012 | 01/01/2020 | Common Stock | 80,299 | $ 0 | 80,299 | D | ||||
Stock Option (right to purchase) | $ 7.83 | 01/04/2010 | M | 46,562 | (5) | 10/18/2016 | Common Stock | 46,562 | $ 0 | 603,652 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GRIFFITHS JEFFREY W C/O LUMBER LIQUIDATORS, INC. 3000 JOHN DEERE ROAD TOANO, VA 23168 |
X | President and CEO |
/s/ E. Livingston B. Haskell, Power of Attorney for Jeffrey W. Griffiths | 01/05/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sale of these shares was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2009. |
(2) | Weighted average sale price for prices ranging from $25.55 to $26.49. 87 shares were sold at $25.5925 per share; 100 shares were sold at each of the following prices: $25.655, $25.68, $25.71, $25.78, $26.00, $26.16, $26.18, and $26.27; 200 shares were sold at each of the following prices: $25.87, $26.19, $26.28, $26.31, $26.36, $26.40, and $26.49; 300 shares were sold at each of the following prices: $25.62 and $26.20; 400 shares were sold at each of the following prices: $25.67, $25.69, and $26.22; 500 shares were sold at each of the following prices: $25.70, $26.01, $26.34, and $26.44; 541 shares were sold at $26.29 per share; 600 shares were sold at $26.32 per share; 700 shares were sold at $26.13 per share; 900 shares were sold at each of the following prices: $25.64 and $26.38; 959 shares were sold at $26.39 per share; 1,000 shares were sold at each of the following prices: $26.11 and $26.21; 1,100 shares were sold at $26.30 per share (continued in Footnote 3). |
(3) | (Continued from Footnote 2) 1,200 shares were sold at $26.33 per share; 1,213 shares were sold at $25.57 per share; 1,500 shares were sold at $25.63 per share; 1,600 shares were sold at each of the following prices: $25.65 and $26.66; 2,000 shares were sold at each of the following prices: $25.58 and $25.59; 3,187 shares were sold at $25.61 per share; 3,900 shares were sold $25.56 per share; 3,913 shares were sold at $25.60 per share; and 4,500 shares were sold at $25.55 per share. |
(4) | Weighted average sale price for prices ranging from $26.57 to $27.18. 20 shares were sold at $26.81 per share; 28 shares were sold at $26.66 per share; 80 shares were sold at $26.81 per share; 85 shares were sold at $26.68 per share; 99 shares were sold at $27.08 per share; 100 shares were sold at each of the following prices: $26.61, $26.6112, $26.81, $27.03, $27.04, $27.07, $27.10, and $27.13; 162 shares were sold at $27.18 per share; 200 shares were sold at each of the following prices: $26.60 and $26.86; 300 shares were sold at each of the following prices: $26.57, $26.84 and $26.88; 301 shares were sold at $27.14 per share; 387 shares were sold at $26.78 per share; 400 shares were sold at $26.79 per share; 500 shares were sold at $26.89 per share; 600 shares were sold at $26.67; and 700 shares were sold at each of the following prices: $26.77 and $26.87. |
(5) | The option was granted on October 18, 2006 and becomes exercisable one quarter on each anniversary of the grant date. |