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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (3) | 07/27/2016 | M | 757.3285 | (4) | (4) | Common Stock | 1,514.6571 | $ 0 | 757.3286 | D | ||||
Restricted Stock Units | (3) | 07/28/2016 | M | 380.975 | (5) | (5) | Common Stock | 761.95 | $ 0 | 380.975 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RABINOWITZ STEPHEN 205 CROSSPOINT PARKWAY GETZVILLE, NY 14068 |
X |
Mary C. O'Connor, Power of Attorney for Stephen Rabinowitz | 07/28/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 757.3285 restricted stock units became fully vested on July 27, 2016, of which 757 shares were issued as common stock and .3285 was issued in cash of $5.41. |
(2) | 380.975 restricted stock units became fully vested on July 28, 2016, of which 380 shares were issued as common stock and .975 was issued in cash of $15.60. |
(3) | Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock. |
(4) | The number of restricted stock units was previously reported as 1,514.6483 and due to rounding, the number of fractional shares increased by .0088 for a total of 1,514.6571, of which 757.3285 units vested on July 27,2016 and the remaining 757.3286 units become fully vested and non-forfeitable 50% on July 27, 2017 and 50% on July 27, 2018, if reporting person remains a director of issuer. |
(5) | The number of restricted stock units was previously reported as 761.9456 and due to rounding, the number of fractional shares increased by .0044 for a total of 761.950, of which 380.975 units vested on July 28,2016 and the remaining 380.975 units become fully vested and non-forfeitable on July 28, 2017, if reporting person remains a director of issuer. |