UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 1 (a) NAME OF ISSUER (Please type or print) Kansas City Southern (b) IRS IDENT. NO. 44-0663509 (c) S.E.C. FILE NO. 1-4717 1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE 427 West 12th Street Kansas City, MO 64105 (e) TELEPHONE NO. 816-983-1303 2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD: Michael Haverty (b) IRS IDENT. NO. (c) RELATIONSHIP TO ISSUER Officer and Director 3 (a) Title of the Class of Securities To Be Sold Common (b) Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities Broker-Dealer UBS Securities, LLC 677 Washington Boulevard Stanford, CT 06901 File Number SEC USE ONLY (c) Number of Shares or Other Units To Be Sold (See instr. 3(c)) 350,000 (d) Aggregate Market Value (See instr. 3(d)) 9,810,500 (e) Number of Shares or Other Units Outstanding (See instr. 3(e)) 75,832,354 (f) Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.) 11/15/2006 (g) Name of Each Securities Exchange NYSE TABLE I -- SECURITIES TO BE SOLD Title of Date you Nature of Acquisition Transaction Name of Person Amount of Date Nature the Class Acquired from Whom Acquired Securities of of Acquired Payment Payment Common 01/01/2000 Employee Stock Purchase Plan Kansas City Southern 295 01/01/2000 Cash Common 06/29/2000 Open Market Purchase 30,000 06/29/2000 Cash Common 07/07/2000 Open Market Purchase 30,000 07/07/2000 Cash Common 07/13/2000 Restricted Stock Purchase Kansas City Southern 99,000 07/13/2000 Cash Common 07/13/2000 Employee Stock Option Exercise Kansas City Southern 97,029 07/13/2000 Cash Common 07/31/2000 Open Market Purchase 93,676 07/31/2000 Cash TABLE II -- SECURITIES SOLD DURING THE PAST 3 MONTHS REMARKS: INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all personswhose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. November 15, 2006 Michael R. Haverty --------------------------- ------------------------------------- DATE OF NOTICE (SIGNATURE) ATTACHMENT TO FORM 144 Section 3(d): The value used is as of November 14, 2006. Remarks: This form 144 is being filed in conjunction with an SEC Rule 10B5-1 Trading Plan entered into on November 15, 2006, 2006 by Mr. Michael Haverty. In accordance with the procedures described in the Commission's interpretive letter to Goldman, Sachs & Co. dated December 20, 1999, the shares noticed in Section 3(c) of this Form 144 are expected to be subject to a pre-paid forward sale contract entered into between Mr. Haverty and the broker named in Section 3(b) of this Form 144. The pre-paid forward sale contract will provide for an up-front cash payment to Mr. Haverty. The amount of such payment will be based upon the then-current market price of KCS Common Stock. Upon the expiration of the contract (approximately three years following the cash payment to Mr. Haverty) Mr. Haverty will be obligated to deliver a specified number of shares of KCS Common Stock or instead make a cash settlement. Mr. Haverty intends to pledge the shares subject to the pre-paid forward sale contracts to secure his obligations thereunder.