UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Day Wayne L Jr 10990 ROE AVENUE OVERLAND PARK, KS 66211 |
 |  |  Chief Security Officer |  |
Leah K. Dawson, Attorney in Fact for Wayne L. Day, Jr. | 01/04/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 30, 2011, 4,583 shares of restricted common stock were awarded, of which 1,145 shares vested on November 30, 2012, of which 361 shares were surrendered to YRC Worldwide Inc. to satisfy tax withholding obligations upon the vesting, and with 1,145 shares to vest on November 30, 2013, November 30, 2014 and November 30, 2015. On February 20, 2012, 3,000 shares of restricted common stock were awarded, with 750 shares to vest on February 20, 2013, February 20, 2014, February 20, 2015 and February 20, 2016. |