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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WELCH JAMES L 10990 ROE AVENUE OVERLAND PARK, KS 66211 |
X | Chief Executive Officer |
/s/ Leah K. Dawson, Attorney in Fact for James L. Welch | 03/04/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares surrendered to YRC Worldwide Inc. by the Reporting Person to satisfy tax withholding obligations with respect to the immediate vesting of 4,665 shares granted February 26, 2013 as a result of an anti-dilution adjustment awarded February 26, 2013 related to a December 2, 2011 restricted stock grant. |
(2) | Represents shares surrendered to YRC Worldwide Inc. by the Reporting Person to satisfy tax withholding obligations with respect to 25% of the 9,767 shares granted February 26, 2013 that vested as a result of an anti-dilution adjustment awarded February 26, 2013 related to a February 20, 2012 restricted stock grant. |
(3) | Represents shares surrendered to YRC Worldwide Inc. by the Reporting Person to satisfy tax withholding obligations with respect to 50% of the 77,101 shares granted on February 26, 2013 that vested on the grant date. |