SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 10 )*
Chart Industries, Inc.
(Name of Issuer)
Common Stock, $.01 par value per share
(Title of Class of Securities)
| 16115Q 10 0 (CUSIP Number) |
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 16115Q 10 0 |
13G |
Page 2 of 5 Pages |
| 1. |
Name of Reporting Persons I.R.S. Identification No. of above persons (entities only)
Arthur S. Holmes |
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| 2. |
Check the Appropriate Box if a Member of a Group* |
(a) ¨ (b) ¨
| ||
| 3. |
SEC Use Only
|
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| 4. |
Citizenship or Place of Organization
United States |
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| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
3,807,870 6. Shared Voting Power
3,718,272 7. Sole Dispositive Power
3,807,870 8. Shared Dispositive Power
3,718,272 | |
| 9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
7,526,142 |
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| 10. |
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
¨ |
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| 11. |
Percent of Class Represented by Amount in Row 9
29.4% |
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| 12. |
Type of Reporting Person*
IN |
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
CHART INDUSTRIES, INC.
Schedule 13G of Arthur S. Holmes
| Item 1(a). |
Name of Issuer: | |
| Chart Industries, Inc. | ||
| Item 1(b). |
Address of Issuer’s Principal Executive Offices: | |
| 5885 Landerbrook Drive, Suite 150, Mayfield Heights, OH 44124 | ||
| Item 2(a). |
Name of Person Filing: | |
| Arthur S. Holmes | ||
| Item 2(b). |
Address of Principal Business Office or, if None, Residence: | |
| 5885 Landerbrook Drive, Suite 150, Mayfield Heights, OH 44124 | ||
| Item 2(c). |
Citizenship: | |
| United States | ||
| Item 2(d). |
Title of Class of Securities: | |
| Common Stock, $.01 par value per share | ||
| Item 2(e). |
CUSIP Number: | |
| 16115Q 10 0 | ||
| Item 3. |
||
| Not Applicable |
Page 3 of 5 pages
| Item 4. |
Ownership. | |
| (a) |
Amount beneficially owned: | |
| 7,526,142 shares of Common Stock | ||
| (b) |
Percentage of class: | |
| 29.4% | ||
| (c) |
Number of shares as to which such person has: | |
| (i) |
Sole power to vote or direct the vote: 3,807,870 | |
| (ii) |
Shared power to vote or direct the vote: 3,718,272 | |
| (iii) |
Sole power to dispose or direct the disposition of: 3,807,870 | |
| (iv) |
Shared power to dispose or direct the disposition of: 3,718,272 |
NOTE: On December 23, 1993, Arthur S. Holmes transferred 3,634,772 of the shares of Common Stock listed pursuant to Item 4(c)(ii) and (iv) above to the Christine H. Holmes Trust, Christine H. Holmes, Trustee. Christine H. Holmes is the spouse of Arthur S. Holmes.
| Item 5. |
Ownership of Five Percent or Less of a Class. | |
| Not Applicable | ||
| Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. |
Eighty-three thousand five hundred (83,500) shares of Common Stock (the “Shares”) reported on this Schedule 13G are held by The Rock Foundation, of which Mr. Holmes and his spouse, Christine H. Holmes, serve as trustees. In their capacities as trustees of the Foundation, Mr. and Mrs. Holmes each have the power to direct the receipt of dividends from, and the proceeds from the sale of, the Shares. The information set forth in the note to Item 4 (“Ownership”) of this Schedule 13G is incorporated herein by reference.
| Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
| Not Applicable | ||
| Item 8. |
Identification and Classification of Members of the Group. | |
| Not Applicable | ||
| Item 9. |
Notice of Dissolution of Group. | |
| Not Applicable |
Page 4 of 5 pages
Item 10. Certifications.
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| February 12, 2003 |
| (Date) |
| /s/ Arthur S. Holmes |
| (Signature) |
| Arthur S. Holmes |
| (Name) |
Page 5 of 5 pages