UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
|
Date of Report (Date of Earliest Event Reported): May 8, 2014
|
AEROCENTURY CORP.
_________________________________________
(Exact name of registrant as specified in its charter)
|
Delaware
|
94-3263974
|
|
(State or Other Jurisdiction of incorporation)
|
(I.R.S. Employer Identification No.)
|
|
1440 Chapin Avenue, Suite 310
Burlingame, CA
|
94010
|
|
(Address of principal executive offices)
|
(Zip Code)
|
|
(650)-340-1888
|
|
Registrant’s telephone number, including area code:
|
Not Applicable
Former Name or Former Address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to a Vote of Security Holders.
On May 8, 2014, the following matters were voted upon and approved by the Company’s stockholders at the Company’s Annual Meeting of Stockholders;
|
(1)
|
the election of two members to the Board of Directors;
|
||
| (2) |
the approval, in a non-binding vote, of the compensation of the Company's named executive officers as disclosed in the Proxy Statement; and
|
||
|
(3)
|
the ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm.
|
The following is a summary of the voting results for each matter presented to the stockholders:
1. Election of Directors:
|
Nominee
|
Votes For
|
Votes Withheld | Broker Non-Votes | |
| Roy E. Hahn | 694,488 | 92,504 |
570,062
|
|
| Toni M. Perazzo | 690,199 | 96,793 | 570,062 |
Mr. Hahn and Ms. Perazzo were each re-elected to serve a three-year term expiring at the 2017 Annual Meeting of Stockholders of the Company.
2. Non-binding Advisory Vote Approving the Compensation of the Company's Named Executive Officers as Disclosed in the Proxy Statement:
|
Votes For
|
Votes Against
|
Votes Abstained | Broker Non-Votes | ||
| 767,669 | 13,460 | 5,863 |
570,062
|
||
3. Ratification of the Appointment of BDO USA, LLP as the Company’s Independent Registered Public Accounting Firm;
|
Votes For
|
Votes Against
|
Votes Abstained | Broker Non-Votes | ||
| 1,344,991 | 2,099 | 9,619 |
N/A
|
||
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.
| AEROCENTURY CORP. | ||
| |
|
|
| Date: May 13, 2014 | By: | /s/ Neal D. Crispin |
|
|
||
| Title: Chairman and CEO | ||