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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.


FORM U-9C-3

QUARTERLY REPORT PURSUANT TO RULE 58 OF
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
For the Quarterly Period Ended March 31, 2004

E.ON AG
E.ON US Holding GmbH
E.ON US Investments Corp.
LG&E Energy LLC
(Name of Registered Holding Company)

E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany
(Address of Principal Executive Offices)

Inquiries concerning this Form U-9C-3 may be directed to:

Dr. Guntram Wuerzberg
Vice President General Legal Affairs
E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany




E.ON AG

FORM U-9C-3
For the Quarter Ended March 31, 2004

Table of Contents

Item 1. -   ORGANIZATION CHART   1

Item 2. -

 

ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS

 

6

Item 3. -

 

ASSOCIATED TRANSACTIONS

 

7

Item 4. -

 

SUMMARY OF AGGREGATE INVESTMENT

 

9

Item 5. -

 

OTHER INVESTMENTS

 

11

Item 6. -

 

FINANCIAL STATEMENTS AND EXHIBITS

 

12

i


This report covers the quarter ended March 31, 2004.


Item 1.—ORGANIZATION CHART

Name of Reporting Company

  Energy or
Gas-related
Company

  Date of
Organization

  State/Country
of Organization

  Percentage of
Voting
Securities Held

  Nature of Business
E.ON AG   (a)   6/16/00   Germany   n/a   Holding Company

    E.ON US Holding GmbH

 

(a)

 

 

 

Germany

 

100%

 

Intermediate Holding Company; subsidiary of E.ON AG

        E.ON US Investments Corp.

 

(a)

 

12/2/00

 

Delaware

 

100%

 

Intermediate Holding Company; subsidiary of E.ON US Holding GmbH

1.

 

LG&E Energy LLC+

 

(a)

 

12/    /03

 

Kentucky

 

100%

 

Intermediate Holding Company; subsidiary of E.ON US Investments Corp.

1.1

 

LG&E Energy Marketing Inc.

 

Energy

 

4/18/84

 

Oklahoma

 

100%

 

Power Marketing

1.1.1

 

Woodlands Technology, LLC

 

Energy

 

 

 

Texas

 

15%

 

Development of software for energy-marketing activities

1.2

 

LG&E Capital Corp.

 

(a)

 

4/26/91

 

Kentucky

 

100%

 

Non-Utility Holding Company

1.2.1

 

LG&E Credit Corp.

 

Energy

 

7/11/97

 

Kentucky

 

100%

 

Consumer Lending Services

1.2.2

 

LG&E Home Services Inc.

 

Energy

 

1/22/96

 

Kentucky

 

100%

 

Appliance Repair and Warranty

1.2.3

 

Airborne Pollution Control Inc.

 

Energy

 

12/10/98

 

Alberta, Canada

 

4.9%

 

Pollution and Waste Control Technology

1.2.4

 

FSF Minerals Inc.

 

Energy

 

12/28/98

 

Kentucky

 

100%

 

Owner of Coal Reserves

1.2.5

 

LG&E Power Monroe LLC

 

*

 

 

 

Delaware

 

100%

 

Inactive

1.2.6

 

LG&E Energy Privatization Services Inc.

 

*

 

7/13/98

 

Kentucky

 

100%

 

Inactive

1.2.7

 

LG&E International Inc.

 

Energy

 

11/8/93

 

Delaware

 

100%

 

Management and Holding Company

1.2.7.1

 

LG&E Power Services LLC

 

Energy

 

6/29/01

 

Delaware

 

100%

 

Power facilities management and operations

1.2.8

 

WKE Corp.

 

(a)

 

5/1/98

 

Kentucky

 

100%

 

Investment Holding Company

1.2.8.1

 

LCC LLC

 

Energy

 

3/2/99

 

Kentucky

 

100%

 

Owns Options on Mineral Rights

1.2.8.2

 

FCD LLC

 

Energy

 

2/17/00

 

Kentucky

 

100%

 

Owns Options and Actual Riparian Rights
                         

1



1.2.8.3

 

Excalibur Development LLC

 

*

 

2/17/00

 

Kentucky

 

100%

 

Inactive

1.2.9

 

LG&E Power Inc.

 

(a)

 

5/7/80

 

Delaware

 

100%

 

Holding Company for Non-Utility Investments

1.2.9.1

 

LG&E Power Operations Inc.

 

Energy

 

6/8/82

 

California

 

100%

 

Power Project Ownership, Management & Development

1.2.9.1.1

 

LG&E Power 5 Incorporated

 

*

 

3/31/83

 

California

 

100%

 

Inactive

1.2.9.1.2

 

Babcock-Ultrapower West Enfield

 

*

 

unknown

 

California

 

17% gp

 

Inactive

1.2.9.1.3

 

Babcock-Ultrapower Jonesboro

 

*

 

unknown

 

California

 

17% gp

 

Inactive

1.2.9.1.4

 

LG&E Power 14-Buena Vista

 

*

 

unknown

 

California

 

45% gp

 

Inactive

1.2.9.1.5

 

LG&E Power 16 Incorporated

 

(a)

 

8/3/99

 

California

 

100%

 

Indirect Owner of Generation Facilities

1.2.9.1.6

 

LG&E Power Roanoke Incorporated

 

(a)

 

8/3/89

 

California

 

100%

 

Indirect Owner of Generation Facilities

1.2.9.1.6.1

 

LG&E Roanoke Valley LP

 

(a)

 

3/14/90

 

California

 

1%gp1
99%lp2

 

Indirect Owner of Generation Facilities

1.2.9.1.7

 

Erie Power Partners L.P.

 

*

 

11/16/93

 

California

 

1% gp
49% lp

 

Inactive

1.2.9.1.8

 

LG&E Power 21 Incorporated

 

(a)

 

11/16/90

 

California

 

100%

 

Indirect Owner of Generation Facilities

1.2.9.1.9

 

LG&E Power 21 Wind Incorporated

 

(a)

 

12/23/93

 

California

 

100%

 

Indirect Owner of Generation Facilities

1.2.9.1.9.1

 

LG&E Power 21 L.P.

 

(a)

 

12/27/93

 

California

 

1%gp3
99%lp4

 

Indirect Owner of Power Generation Facilities

1.2.9.1.10

 

LG&E Power 31 Incorporated

 

(a)

 

2/7/95

 

California

 

100%

 

Indirect Owner of Generation Facilities

1.2.9.1.11

 

LQ GP, LLC

 

(a)

 

3/17/01

 

Delaware

 

50%

 

Indirect Owner of Generation Facilities

1.2.9.1.12

 

LG&E Power 31 Wind Incorporated

 

(a)

 

12/19/94

 

California

 

100%

 

Indirect Owner of Generation Facilities

1.2.9.1.12.1

 

LG&E Power 31 L.P.

 

(a)

 

2/95

 

California

 

1%gp5
99%lp6

 

Indirect Owner of Generation Facilities

1.2.9.1.13

 

LQC LP LLC

 

(a)

 

3/17/00

 

Delaware

 

33-1/3%

 

Indirect Owner of Generation Facilities

1.2.9.1.14

 

Westmoreland-LG&E Partners

 

Energy

 

 

 

Virginia

 

 

 

Owner of interest in QF

1.2.9.1.15

 

Windpower Partners 1994, LP

 

Energy

 

 

 

California

 

 

 

Owns wind generation facilities

1.2.9.1.16

 

LG&E/Kelso Partners, L.P.

 

*

 

 

 

California

 

 

 

Inactive
                         

2



1.2.9.2

 

American Power Incorporated

 

*

 

4/9/87

 

California

 

100%

 

Former Investor in EWG

1.2.9.3

 

LG&E Power Development

 

Energy

 

12/12/84

 

California

 

100%

 

Development of QFs and EWGs

1.2.9.4

 

LG&E Crown Inc.

 

*

 

4/14/2000

 

Delaware

 

100%

 

Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive

1.2.9.5

 

LG&E Minor Facilities Inc.

 

*

 

4/14/2000

 

Delaware

 

100%

 

Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive

1.2.9.6

 

Power Tex Parent Inc.

 

*

 

4/14/2000

 

Delaware

 

100%

 

Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive

1.2.9.7

 

Llano Gathering Inc.

 

*

 

4/20/2000

 

New Mexico

 

100%

 

Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive

1.2.9.8

 

Llano Storage Inc.

 

*

 

4/20/2000

 

New Mexico

 

100%

 

Prior Owner of Investment in Gas Gathering, Processing and Storage Facilities; Inactive

1.2.9.9

 

HD Energy Corporation

 

*

 

12/24/90

 

Delaware

 

100%

 

Inactive

1.2.9.10

 

LG&E Power Gregory I Inc.

 

(a)

 

3/30/78

 

New Mexico

 

100%

 

Indirect Owner of Power Project

1.2.9.10.1

 

Gregory Power Partners LP

 

Energy

 

6/1/98

 

Texas

 

1% gp7
49% lp8

 

Owner and Developer of Power Project

1.2.9.11

 

LG&E Power Gregory II Inc.

 

(a)

 

5/18/98

 

Delaware

 

100%

 

Indirect Owner of Power Project

1.2.9.11.1

 

Gregory Partners LLC

 

Energy

 

6/2/98

 

Texas

 

1%9
49%10

 

Owner and Developer of Power Project

1.2.9.12

 

LG&E Power Gregory III Inc.

 

(a)

 

5/18/98

 

Delaware

 

100%

 

Indirect Owner of Power Project

1.2.9.13

 

LG&E Power Gregory IV Inc.

 

(a)

 

5/18/98

 

Delaware

 

100%

 

Indirect Owner of Power Project

1.2.10

 

KUCC Grimes Corporation

 

Energy

 

7/6/98

 

Delaware

 

100%

 

Former investor in QF development

1.2.11

 

Tenaska Washington Partners II, L.P.

 

 

 

 

 

 

 

10%

 

 

3



1.2.12

 

KU Solutions Corporation

 

Energy

 

11/21/95

 

Kentucky

 

100%

 

Energy Marketing and Services

+ LG&E Energy Corp. was merged into LG&E Energy LLC on December 30, 2003. Numerical designations show degree of remoteness from LG&E Energy LLC.
(a) Directly or indirectly holds securities in energy-related companies
* Inactive
gp general partnership interest
lp limited partnership interest
1 directly held by LG&E Power 16 Incorporated
2 directly held by LG&E Power Roanoke Incorporated
3 directly held by LG&E Power 21 Incorporated
4 directly held by LG&E Power 21 Wind Incorporated
5 directly held by LG&E Power 31 Incorporated
6 directly held by LG&E Power 31 Wind Incorporated
7 directly held by LG&E Power Gregory IV Inc.
8 directly held by LG&E Power Gregory I Inc.
9 directly held by LG&E Power Gregory III Inc.
10 directly held by LG&E Power Gregory II Inc.

4



Narrative Description of Activities of Each
Reporting Company during Period

        LG&E Energy Marketing Inc. conducts asset-based energy marketing and trading activities, including brokering and marketing of electric power and natural gas.

        LG&E Capital Corp., directly and through it subsidiaries and affiliates, including WKE Corp., LG&E Power Inc., LG&E Power Operations Inc. and other subsidiaries, is a holding company for non-utility domestic energy and energy related operations, investments, activities and services.

        LG&E Credit Corp. and LG&E Home Services Inc. formerly provided energy-related financing, appliance repair, consumer lighting and other services to customers.

        WKE Corp. and its subsidiaries lease and operate power generation facilities in western Kentucky and associated facilities, including coal or fuel related assets.

        LG&E Power Inc. conducts non-utility domestic energy operations and activities through its subsidiaries and affiliates. These interests or operations relate to domestic power generation facilities in North Carolina (the Power Roanoke entities) and Texas (the Power 31 and Power Gregory entities), all of which are, or are planning to apply to be, EWG's, QF's or both.

        LG&E International Inc. owns interests in FUCOs in Argentina and Spain. A subsidiary, LG&E Power Services LLC, provides operation and maintenance services pursuant to contracts with affiliated and unaffiliated domestic power generation facilities in North Carolina, Texas and Virginia.

5



Item 2.—ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS

Company
Issuing Security

  Type of
Security
Issued

  Principal
Amount of
Security

  Issue or
Renewal

  Cost of
Capital

  Person to Whom
Security was
Issued

  Collateral
Given
with Security

  Consideration
Received for
Each Security

LG&E International Inc.   Note   $ 70,000,000   issue   2.40%   LG&E Capital   none   $ 70,000,000
LG&E Power Argentina II Inc.   Note   $ 1,000,000   issue   2.40%   LG&E Capital   none   $ 1,000,000
LG&E Power Argentina III LLC   Note   $ 80,000,000   issue   2.40%   LG&E Capital   none   $ 80,000,000
LG&E Energy Marketing Inc.   Note   $ 50,000,000   issue   2.40%   LG&E Capital   none   $ 50,000,000
LG&E Energy Marketing Inc.   Note   $ 70,000,000   issue   2.40%   LG&E International Inc.   none   $ 70,000,000
LG&E Energy Marketing Inc.   Note   $ 1,000,000   issue   2.40%   LG&E Power Argentina II Inc.   none   $ 1,000,000
LG&E Energy Marketing Inc.   Note   $ 80,000,000   issue   2.40%   LG&E Power Argentina III LLC   none   $ 80,000,000
LG&E Capital   Money pool loan   $ 263,942,615 *     Money Pool   N/A    

*
Reflects net change in intercompany loans during the reporting period.

        With respect to transactions with an associate company:

Company
Contributing Capital

  Company
Receiving Capital

  Amount of
Capital Contribution


 

 

 

 

 

6



Item 3.—ASSOCIATED TRANSACTIONS

Part I.—Transactions Performed by Reporting Companies on behalf of Associate Companies.

Reporting Company
Rendering Services

  Associate Company
Receiving Services

  Types of Services
Rendered

  Direct Costs
Charged

  Indirect Costs
Charged

  Cost of
Capital

  Total
Amount
Billed

FCD LLC   LCC   Miscellaneous services   15,995           15,995
FCD LLC   WKEC   Miscellaneous services   109,245           109,245
FCD LLC   FSF Minerals   Miscellaneous services   184           184
LCC LLC   WKEC   Miscellaneous services   5,411           5,411
LCC LLC   Kentucky Utilities   Miscellaneous services   47           47
LCC LLC   LEL   Miscellaneous services   895           895
FSF Minerals   LCC   Miscellaneous services   2,832           2,832
Home Services   Services Company   Miscellaneous services   121           121
Home Services   LG&E Utility   Miscellaneous services   13,764           13,764
Home Services   LCC   Miscellaneous services   6,393           6,393
Home Services   Kentucky Utilities   Miscellaneous services   389           389
LG&E Power Inc.   LG&E Power Development Inc.   Convenience payments   110           110
LG&E Power Inc.   LG&E Power Services   Miscellaneous services   553,540           553,540
LG&E Power Inc.   LG&E Power Operations Inc.   Labor related   267           267
        Miscellaneous services   406,209           406,209
        Convenience payments   29,896           29,896
LG&E Power Inc.   LG&E Power Argentina I   Miscellaneous services   3,028           3,028
LG&E Power Inc.   LG&E Power Spain   Miscellaneous services   61           61
LG&E Power Inc.   LG&E Energy Marketing   Miscellaneous services   95,562           95,562
LG&E Power Inc.   LG&E Power 5, Inc.   Miscellaneous services   121,626           121,626
LG&E Power Inc.   LG&E International   Miscellaneous services   23,924           23,924
LG&E Power Inc.   Llano Gathering   Convenience payments   25,075           25,075
LG&E Power Services LLC   LG&E Power Inc.   Convenience payments   2,785           2,785
        Miscellaneous services   16,673           16,673
        Labor related   3,500           3,500
LG&E Power Services LLC   LG&E Power Operations   Convenience payments   1,101           1,101
LG&E Power Operations   LG&E Power Services   Labor related   1,999           1,999
LG&E Power Operations   LG&E Power 16, Inc.   Convenience payments   35           35
LG&E Power Operations   LG&E Power Roanoke Inc.   Convenience payments   68,493           68,493
LG&E Power Operations   LG&E Power 21 Inc.   Miscellaneous services   800           800
LG&E Power Operations   LG&E Erie Partners   Miscellaneous services   800           800
LG&E Power Operations   LG&E Power Gregory II   Miscellaneous services   122,632           122,632
LG&E Power Operations   LG&E Power Gregory III   Miscellaneous services   2,487           2,487
LG&E Power Operations   LG&E Power Spain Inc   Miscellaneous services   121,107           121,107
KUCC Paris   LEL   Miscellaneous services   67,502           67,502
KU Solutions   LEL   Miscellaneous services   12,010           12,010
KU Solutions   LCC   Miscellaneous services   1,397           1,397

7


Part II—Transactions Performed by Associate Companies on behalf of Reporting Companies.

Reporting Company
Rendering Services

  Associate Company
Receiving Services

  Types of Services
Rendered

  Direct Costs
Charged

  Indirect Costs
Charged

  Cost of
Capital

  Total
Amount
Billed

LG&E Utility   Home Services   Miscellaneous services   42           42
LG&E Utility   KU Solutions   Convenience payments   40           40
Kentucky Utilities   KU Solutions   Labor related   70,379           70,379
        Convenience payments   143,656           143,656
Services Company   LG&E Power Inc.   Miscellaneous services   1,294,722   63,626       1,358,348
Services Company   LEM   Miscellaneous services   1,540,861   287,874       1,828,735
WKEC   FCD LLC   Miscellaneous services   106,398           106,398
LEL   FSF Minerals   Miscellaneous services   25,008           25,008
LEL   FCD LLC   Miscellaneous services   24,883           24,883
LEL   Home Services   Miscellaneous services   2,771           2,771
LCC   FSF Minerals Inc.   Miscellaneous services   44,838           44,838
LCC   LCC LLC   Miscellaneous services   6,350           6,350
LCC   FCD LLC   Miscellaneous services   24,582           24,582
Company Names:        

LEL

 

LG&E Energy LLC

 

 
LCC   LG&E Capital Corp.    
LG&E Utility   Louisville Gas and Electric Company    
Kentucky Utilities   Kentucky Utilities Company    
WKEC   Western Kentucky Energy Corp.    
Home Services   LG&E Home Services Inc.    
KU Solutions   KU Solutions Corporation    
LEM   LG&E Energy Marketing Inc.    
Services Company   LG&E Energy Services Inc.    
LG&E Power Operations   LG&E Power Operations Inc.    

8



Item 4.—SUMMARY OF AGGREGATE INVESTMENT

Investments in energy-related companies:          
Total consolidated capitalization as of March 31, 2004   $ 72,688,336,000   Line 1
Total capitalization multiplied by 15% (Line 1 multiplied by 0.15)   $ 10,903,250,400   Line 2
Greater of $50 million or Line 2   $ 10,903,250,400   Line 3
   
 
Total current aggregate investment*:          
(categorized by major line of energy-related business)          
Energy-related business Category—Rule 58(b)(1)(i) (1)   $ 0    
Energy-related business Category—Rule 58(b)(1)(ii) (2)   $ 0    
Energy-related business Category—Rule 58(b)(1)(iv) (3)   $ 4,199,180    
Energy-related business Category—Rule 58(b)(1)(v) (4)   $ 743,319,874    
Energy-related business Category—Rule 58(b)(1)(vii) (5)   $ 19,976,692    
Energy-related business Category—Rule 58(b)(1)(viii) (6)   $ 71,349,412    
Energy-related business Category—Rule 58(b)(1)(ix) (7)   $ 6,590,221    
   
 
Total current aggregate investment   $ 845,435,379   Line 4
   
 
Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4)   $ 10,057,815,021   Line 5
   
 

*
Includes aggregate investment in energy-related companies made prior to March 24, 1997.

(1)
Rule 58(b)(1)(i)—the rendering of energy management services and demand-side management services.

(2)
Rule 58(b)(1)(ii)—the development and commercialization of electrotechnologies related to energy conservation, storage and conversion, energy efficiency, waste treatment, greenhouse gas reduction, and similar innovations.

(3)
Rule 58(b)(1)(iv)—the sale of electric and gas appliances; equipment to promote new technologies, or new applications for existing technologies, that use gas or electricity; and equipment that enables the use of gas or electricity as an alternate fuel; and the installation and servicing thereof.

(4)
Rule 58(b)(1)(v)—the brokering and marketing of energy commodities, including but not limited to electricity, natural or manufactured gas and other combustible fuels.

(5)
Rule 58(b)(1)(vii)—the sale of technical, operational, management, and other similar kinds of services and expertise, developed in the course of utility operations in such areas as power plant and transmission system engineering, development, design and rehabilitation; construction; maintenance and operation; fuel procurement, delivery and management; and environmental licensing, testing and redemption.

(6)
Rule 58(b)(1)(viii)—the development, ownership or operation of "qualifying facilities," as defined under the Public Utility Regulatory Policies Act of 1978, as amended ("PURPA"), and any integrated thermal, steam host, or other necessary facility constructed, developed or acquired primarily to enable the qualifying facility to satisfy the useful thermal output requirements under PURPA.

9


(7)
Rule 58(b)(1)(ix)—the ownership, operation and servicing of fuel procurement, transportation, handling and storage facilities, scrubbers, and resource recovery and waste water treatment facilities.

Investments in gas-related companies:      

Total current aggregate investment:

 

 

 
(categorized by major line of gas-related business)      
Gas-related business Category—Rule 58(b)(2)(i)(1)   $ 0
Gas-related business Category—Rule 58(b)(2)(ii)(2)   $ 0
   
Total current aggregate investment   $ 0
   

(1)
Rule 58(b)(2)(i)—activities permitted under Section 2(a) of the Gas-Related Activities Act of 1990, 104 Stat. 2810.

(2)
Rule 58(b)(2)(ii)—activities specified in Section 2(b) of the Gas-Related Activities Act of 1990, 104 Stat. 2810.

10



Item 5.—OTHER INVESTMENTS

Major Line of Energy-
Related Business

  Other Investment in
Last U-9C-3 Report

  Other Investment in
this U-9C-3

  Reason for Difference in
Other Investment

Gas related businesses   $ 22,141,103   $ 22,165,921   Changes in intercompany advances from 12/31/03 amounts

International investments (Argentine gas distribution and Spanish generation)

 

$

43,925,363

 

$

43,854,115

 

Changes in intercompany advances from 12/31/03 amounts

Consumer credit investments (LG&E Credit Corp)

 

$

272,616

 

$

272,009

 

Changes in intercompany advances from 12/31/03 amounts

Investment in special purpose entities used for accounts receivable securitization programs (Louisville Gas & Electric and Kentucky Utilities)

 

$

48,477,961

 

$

8,000,000

 

This program was terminated in January 2004.

Unregulated generation investments

 

$

64,765,901

 

$

74,553,708

 

Changes in intercompany advances from 12/31/03 amounts.

11



Item 6.—FINANCIAL STATEMENTS AND EXHIBITS


A. Financial Statements:

Exhibit A

  Financial Statements for Reporting Companies.

    FS-1   LG&E Home Services
    FS-2   LG&E Power Inc. Consolidated
    FS-3   LG&E Energy Marketing Inc.
    FS-4   KU Solutions
    FS-5   American Power, Inc. (Co. 52)
    FS-6   Llano Gathering Inc. (Co. 930)
    FS-7   Llano Storage Inc. (Co. 931)
    FS-8   LG&E Minor Facilities Inc. (Co. 932)
    FS-9   Power Tex Parent Inc. (Co. 933)
    FS-10   LG&E Crown Inc. (Co. 936)
    FS-11   LG&E Power Services, Inc.
    FS-12   LG&E Power Operations
    FS-13   Gregory Partners, LLC
    FS-14   Gregory Power Partners, L.P.
    FS-15   LG&E Power Gregory I, Inc.
    FS-16   LG&E Power Gregory II, Inc.
    FS-17   LG&E Power Gregory III, Inc.
    FS-18   LG&E Power Gregory IV, Inc.
    FS-19   FSF Minerals Inc.
    FS-20   LCC LLC
    FS-21   FCD LLC
    FS-22   Westmoreland—LG&E Partners—Rova II

12


B. Exhibits:


Exhibit B-1

 

Copies of contracts required to be provided by Item 3

 

 

                None

Exhibit B-2

 

Officer's Certification

13



SIGNATURE

        The undersigned registered holding companies have duly caused this quarterly report to be signed on their behalf by the undersigned officers thereunto duly authorized pursuant to the requirements of the Public Utility Holding Company Act of 1935.


 

E.ON AG
E.ON US Holding GmbH
E.ON US Investments Corp.
LG&E Energy LLC

Date: May 27, 2004

E.ON AG

 

By:

/s/  
MICHAEL C. WILHELM      
  Name: Michael C. Wilhelm
  Title: Senior Vice President Accounting

 

By:

/s/  
DR. GUNTRAM WUERZBERG      
  Name: Dr. Guntram Wuerzberg
  Title: Vice President General Legal Affairs


Exhibit B-2

CERTIFICATE

        I hereby certify that the Form U-9C-3 for E.ON AG for the previous quarter has been provided to the state commissions listed below:

Kentucky Public Service Commission
211 Sower Boulevard
Frankfurt, KY 40601


Virginia State Corporation Commission
1300 E. Main Street
Richmond, VA 23219



Date: May 27, 2004

 

E.ON AG

 

 

By:

/s/  
MICHAEL C. WILHELM      
    Name: Michael C. Wilhelm
    Title: Senior Vice President Accounting

 

 

By:

/s/  
DR. GUNTRAM WUERZBERG      
    Name: Dr. Guntram Wuerzberg
    Title: Vice President General Legal Affairs



QuickLinks

Table of Contents
Narrative Description of Activities of Each Reporting Company during Period
SIGNATURE
Exhibit B-2 CERTIFICATE