UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 8, 2004
Roaming Messenger, Inc.
-----------------------
(Exact name of registrant as specified in its charter)
Nevada
------
(State or other jurisdiction of incorporation)
0-13215 30-0050402
--------------------------- -------------------
(Commission File Number) (I.R.S. Employer
Identification No.)
6144 Calle Real Suite, 200, Santa Barbara, California 93117
----------------------------------------------------- -----
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (805) 683-7626
--------------------------------------------------------------------------------
(Former name, former address and former fiscal year,
if changed since last report)
Total number of pages in this document: 4
TABLE OF CONTENTS
SECTION 1. REGISTRANT'S BUSINESS AND OPERATIONS..............................1
SECTION 2. FINANCIAL INFORMATION.............................................1
SECTION 3. SECURITIES AND TRADING MARKETS....................................1
SECTION 4. MATTERS RELATING TO ACCOUNTANTS AND FINANCIAL
STATEMENTS....................................................1
SECTION 5. CORPORATE GOVERNANCE AND MANAGEMENT...............................1
SECTION 6. [RESERVED]........................................................2
SECTION 7. REGULATION FD.....................................................2
SECTION 8. OTHER EVENTS......................................................2
SECTION 9. FINANCIAL STATEMENTS AND EXHIBITS ................................2
SIGNATURES.....................................................................2
SECTION 1. REGISTRANT'S BUSINESS AND OPERATIONS
Not applicable.
SECTION 2. FINANCIAL INFORMATION
Not Applicable.
SECTION 3. SECURITIES AND TRADING MARKETS
Not Applicable.
SECTION 4. MATTERS RELATED TO ACCOUNTANTS AND FINANCIAL STATEMENTS
Not Applicable.
SECTION 5. CORPORATE GOVERNANCE AND MANAGEMENT
ITEM 5.01 CHANGES IN CONTROL OF REGISTRANT.
Not Applicable.
ITEM 5.02 DEPARTURE OF DIRECTORS OR PRINCIPAL OFFICERS: ELECTION OF DIRECTORS:
APPOINTMENT OF PRINCIPAL OFFICERS.
Effective October 8, 2004, Brian Fox resigned as the Chief Technology
Officer of the Company. Mr. Fox resigned for personal reasons.
ITEM 5.03 AMENDMENTS TO ARTICLES OF INCORPORATION OR BYLAWS; CHANGE IN FISCAL
YEAR.
Not Applicable.
ITEM 5.04 TEMPORARY SUSPENSION OF TRADING UNDER REGISTRANT'S EMPLOYEE BENEFIT
PLANS.
Not Applicable.
ITEM 5.05 AMENDMENTS TO THE REGISTRANT'S CODE OF ETHICS, OR WAIVER OF A
PROVISION OF THE CODE OF ETHICS.
Not Applicable.
1
SECTION 6. [RESERVED]
SECTION 7. REGULATION FD DISCLOSURE
Not Applicable.
SECTION 8. OTHER EVENTS
Not Applicable.
SECTION 9. FINANCIAL STATEMENTS, PRO FORMA FINANCIALS & EXHIBITS
(a) Financial Statements of Business Acquired
Not Applicable.
(b) Pro Forma Financial Information
Not Applicable.
(c) Exhibits
Not Applicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
ROAMING MESSENGER, INC.
------------------------------
(Registrant)
Date: October 8, 2004
\s\ Jonathan Lei
-------------------------------
Jonathan Lei, President
2