1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
12/02/2003 |
12/01/2013 |
Common Stock
|
244,907
(2)
|
$
1.9
|
D
|
Â
|
Stock Option (Right to Buy)
|
12/08/2006 |
12/07/2016 |
Common Stock
|
240,455
(3)
|
$
2.46
|
D
|
Â
|
Stock Option (Right to Buy)
|
01/28/2008 |
01/27/2018 |
Common Stock
|
100,000
(4)
|
$
3.1
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents shares of restricted stock assumed by the Issuer pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2006, as amended, by and among the Issuer, FOH Holdings, Inc. ("FOH Holdings") and Fred Merger Corp. upon the consummation of the merger with FOH Holdings on January 28, 2008 (the "Merger"). 100,000 of these shares will vest on December 31, 2009 and 50,000 shares will vest on each of December 31, 2010 and 2011, provided that the Reporting Person is employed by the Issuer on such dates. |
(2) |
Represents shares issuable upon exercise of an immediately exercisable option assumed by the Issuer upon consummation of the Merger. |
(3) |
Represents shares issuable upon exercise of an option assumed by the Issuer upon the consummation of the Merger. 60,114 of these shares vested on January 26, 2008 and 60,114 shares will vest on each of the last Saturday in January 2009 and 2010, and 60,113 shares will vest on the last Saturday in January 2011. |
(4) |
Represents shares issuable upon exercise of an option granted to the Reporting Person upon the consummation of the Merger. 25,000 of these shares vested on January 28, 2008 and 75,000 shares will vest in three equal annual installments on each of the first, second and third anniversaires of the date of grant. |