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                                  UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                              Washington, DC 20549

                                    FORM N-PX


          ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
                               INVESTMENT COMPANY


Investment Company Act file number    811-22066
                                   ---------------------------------------------

                       Cornerstone Progressive Return Fund
--------------------------------------------------------------------------------
               (Exact name of registrant as specified in charter)

    350 Jericho Turnpike, Suite 206        Jericho, New York           11753
--------------------------------------------------------------------------------
             (Address of principal executive offices)               (Zip code)

                                Frank J. Maresca

Ultimus Fund Solutions, LLC  350 Jericho Turnpike, Suite 206  Jericho, NY  11753
--------------------------------------------------------------------------------
                    (Name and address of agent for service)

Registrant's telephone number, including area code:  (513) 587-3400
                                                    ----------------------------

Date of fiscal year end:     December 31
                           ----------------------------

Date of reporting period:    July 1, 2010 - June 30, 2011
                          -----------------------------------------


      Form N-PX is to be used by a  registered  management  investment  company,
other than a small business  investment  company  registered on Form N-5 (ss.ss.
239.24 and 274.5 of this  chapter),  to file  reports with the  Commission,  not
later than August 31 of each year,  containing  the  registrant's  proxy  voting
record  for the most  recent  twelve-month  period  ended June 30,  pursuant  to
section 30 of the Investment  Company Act of 1940 and rule 30b1-4 thereunder (17
CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.

      A  registrant  is required to disclose the  information  specified by Form
N-PX, and the Commission will make this information  public. A registrant is not
required to respond to the  collection  of  information  contained  in Form N-PX
unless the Form  displays a  currently  valid  Office of  Management  and Budget
("OMB")  control number.  Please direct comments  concerning the accuracy of the
information  collection  burden  estimate and any  suggestions  for reducing the
burden to the Secretary,  Securities and Exchange Commission,  450 Fifth Street,
NW,  Washington,  DC  20549-0609.  The  OMB  has  reviewed  this  collection  of
information under the clearance requirements of 44 U.S.C. ss. 3507.




ITEM 1. PROXY VOTING RECORD.

      Disclose the following information for each matter relating to a portfolio
security considered at any shareholder meeting held during the period covered by
the report and with respect to which the registrant was entitled to vote:

      (a)   The name of the issuer of the portfolio security;

      (b)   The exchange ticker symbol of the portfolio security;

      (c)   The  Council  on  Uniform   Securities   Identification   Procedures
            ("CUSIP") number for the portfolio security;

      (d)   The shareholder meeting date;

      (e)   A brief identification of the matter voted on;

      (f)   Whether  the  matter  was  proposed  by the  issuer or by a security
            holder;

      (g)   Whether the registrant cast its vote on the matter;

      (h)   How the registrant cast its vote (e.g., for or against proposal,  or
            abstain; for or withhold regarding election of directors); and

      (i)   Whether the registrant cast its vote for or against management.




                                   SIGNATURES
                                   ----------

                           [See General Instruction F]

Pursuant  to the  requirements  of the  Investment  Company  Act  of  1940,  the
registrant  has duly  caused  this  report  to be  signed  on its  behalf by the
undersigned, thereunto duly authorized.


(Registrant)     Cornerstone Progressive Return Fund
            --------------------------------------------------------------------

By (Signature and Title)*  /s/ Ralph W. Bradshaw
                         -------------------------------------------------------
                           Ralph W. Bradshaw, President and Chairman
                          (Principal Executive Officer)

Date      August 23, 2011
     ---------------------------------------------------------------------------

* Print the name and title of each signing officer under his or her signature.





EXHIBIT A
---------

Item 1: Proxy Voting Record

Registrant : Cornerstone Progressive Return Fund

=======================================================================================================
3M Company
Ticker           Security ID:                          Meeting Date             Meeting Status
MMM              CUSIP 88579Y101                       05/10/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt
                                                                            
1                Elect Linda Alvarado                  Mgmt        For         For         For
2                Elect George Buckley                  Mgmt        For         For         For
3                Elect Vance Coffman                   Mgmt        For         For         For
4                Elect Michael Eskew                   Mgmt        For         For         For
5                Elect W. James Farrell                Mgmt        For         For         For
6                Elect Herbert Henkel                  Mgmt        For         For         For
7                Elect Edward Liddy                    Mgmt        For         For         For
8                Elect Robert Morrison                 Mgmt        For         For         For
9                Elect Aulana Peters                   Mgmt        For         Against     Against
10               Elect Robert Ulrich                   Mgmt        For         For         For
11               Ratification of Auditor               Mgmt        For         For         For
12               Advisory Vote on Executive            Mgmt        For         For         For
                  Compensation

13               Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation

14               Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Political Contributions and
                  Expenditure
                  Report





=======================================================================================================

Aberdeen
 Asia-Pacific
 Income Fund,
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
FAX              CUSIP 003009107                       03/15/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Peter Sacks                     Mgmt        For         For         For
1.2              Elect P. Gerald Malone                Mgmt        For         For         For


=======================================================================================================

Aberdeen Israel
 Fund,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
ISL              CUSIP 00301L109                       04/05/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect James Cattano                   Mgmt        For         For         For
1.2              Elect Steven Rappaport                Mgmt        For         Withhold    Against


=======================================================================================================

Adam Express
 Company

Ticker           Security ID:                          Meeting Date             Meeting Status
ADX              CUSIP 006212104                       03/22/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Enrique Arzac                   Mgmt        For         Withhold    Against
1.2              Elect Phyllis Bonanno                 Mgmt        For         For         For
1.3              Elect Kenneth Dale                    Mgmt        For         For         For
1.4              Elect Daniel Emerson                  Mgmt        For         For         For

1.5              Elect Frederic Escherich              Mgmt        For         For         For
1.6              Elect Roger Gale                      Mgmt        For         For         For
1.7              Elect Thomas Lenagh                   Mgmt        For         For         For
1.8              Elect Kathleen McGahran               Mgmt        For         For         For
1.9              Elect Douglas Ober                    Mgmt        For         For         For
1.10             Elect Craig Smith                     Mgmt        For         For         For
2                Ratification of Auditor               Mgmt        For         For         For
3                Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Self-Tender
                  Offer



=======================================================================================================

AFLAC
 Incorporated

Ticker           Security ID:                          Meeting Date             Meeting Status
AFL              CUSIP 001055102                       05/02/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Elect Daniel Amos                     Mgmt        For         For         For
2                Elect John Shelby Amos II             Mgmt        For         Against     Against
3                Elect Paul Amos II                    Mgmt        For         For         For
4                Elect Michael Armacost                Mgmt        For         For         For
5                Elect Kriss Cloninger III             Mgmt        For         Against     Against
6                Elect Elizabeth Hudson                Mgmt        For         For         For
7                Elect Douglas Johnson                 Mgmt        For         For         For
8                Elect Robert Johnson                  Mgmt        For         For         For
9                Elect Charles Knapp                   Mgmt        For         For         For
10               Elect E. Stephen Purdom               Mgmt        For         For         For

11               Elect Barbara Rimer                   Mgmt        For         For         For
12               Elect Marvin Schuster                 Mgmt        For         For         For
13               Elect David Thompson                  Mgmt        For         For         For
14               Elect Robert Wright                   Mgmt        For         For         For
15               Elect Takuro Yoshida                  Mgmt        For         For         For
16               Advisory Vote on Executive            Mgmt        For         For         For
                  Compensation

17               Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation

18               Ratification of Auditor               Mgmt        For         For         For


=======================================================================================================

AllianceBernstein
 Global High
 Income Fund
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
AWF              CUSIP 01879R106                       03/30/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Dobkin                     Mgmt        For         Withhold    Against
1.2              Elect William Foulk, Jr.              Mgmt        For         Withhold    Against
1.3              Elect D. James Guzy                   Mgmt        For         Withhold    Against


=======================================================================================================

AllianceBernstein
 Global High
 Income Fund,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
AWF              CUSIP 01879R106                       03/30/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Dobkin                     Mgmt        For         For         For
1.2              Elect William Foulk, Jr.              Mgmt        For         For         For
1.3              Elect D. James Guzy                   Mgmt        For         For         For


=======================================================================================================

AllianceBernstein
 Income Fund
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
ACG              CUSIP 01881E101                       03/30/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect William Foulk, Jr.              Mgmt        For         For         For
1.2              Elect D. James Guzy                   Mgmt        For         For         For
1.3              Elect Robert Keith                    Mgmt        For         For         For


=======================================================================================================

AllianceBernstein
 Income Fund
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
ACG              CUSIP 01881E101                       03/30/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect William Foulk, Jr.              Mgmt        For         Withhold    Against
1.2              Elect D. James Guzy                   Mgmt        For         Withhold    Against
1.3              Elect Robert Keith                    Mgmt        For         Withhold    Against


=======================================================================================================

Alpine Global
 Dynamic
 Dividend
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
AGD              CUSIP 02082E106                       05/09/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Jeffrey Wacksman                Mgmt        For         For         For


=======================================================================================================

Alpine Global
 Dynamic
 Dividend
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
AGD              CUSIP 02082E106                       05/09/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Jeffrey Wacksman                Mgmt        For         Abstain     Against


=======================================================================================================

Alpine Global
 Premier
 Properties
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
AWP              CUSIP 02083A103                       05/09/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Jeffrey Wacksman                Mgmt        For         For         For


=======================================================================================================

Alpine Global
 Premier
 Properties
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
AWP              CUSIP 02083A103                       05/09/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Jeffrey Wacksman                Mgmt        For         Abstain     Against




=======================================================================================================

Alpine Total
 Dynamic
 Dividend
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
AOD              CUSIP 021060108                       05/09/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Jeffrey Wacksman                Mgmt        For         For         For


=======================================================================================================

Alpine Total
 Dynamic
 Dividend
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
AOD              CUSIP 021060108                       05/09/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Jeffrey Wacksman                Mgmt        For         Abstain     Against


=======================================================================================================

AOL, Inc.
Ticker           Security ID:                          Meeting Date             Meeting Status
AOL              CUSIP 00184X105                       05/25/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Elect Tim Armstrong                   Mgmt        For         For         For
2                Elect Richard Dalzell                 Mgmt        For         For         For
3                Elect Karen Dykstra                   Mgmt        For         For         For
4                Elect Alberto Ibarguen                Mgmt        For         For         For
5                Elect Susan Lyne                      Mgmt        For         For         For
6                Elect Patricia Mitchell               Mgmt        For         For         For

7                Elect Fredric Reynolds                Mgmt        For         For         For
8                Elect James Stengel                   Mgmt        For         For         For
9                Ratification of Auditor               Mgmt        For         For         For
10               ADVISORY VOTE ON EXECUTIVE            Mgmt        For         For         For
                  COMPENSATION

11               Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation



=======================================================================================================

Automatic Data
 Processing

Ticker           Security ID:                          Meeting Date             Meeting Status
ADP              CUSIP 053015103                       11/09/2010               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Gregory Brenneman               Mgmt        For         For         For
1.2              Elect Leslie Brun                     Mgmt        For         For         For
1.3              Elect Gary Butler                     Mgmt        For         For         For
1.4              Elect Leon Cooperman                  Mgmt        For         For         For
1.5              Elect Eric Fast                       Mgmt        For         For         For
1.6              Elect Linda Gooden                    Mgmt        For         For         For
1.7              Elect R. Glenn Hubbard                Mgmt        For         For         For
1.8              Elect John Jones                      Mgmt        For         For         For
1.9              Elect Sharon Rowlands                 Mgmt        For         For         For
1.10             Elect Enrique Salem                   Mgmt        For         For         For
1.11             Elect Gregory Summe                   Mgmt        For         For         For

2                Amendment to the Employees'           Mgmt        For         For         For
                  Savings-Stock Purchase
                  Plan

3                Ratification of Auditor               Mgmt        For         For         For


=======================================================================================================

Becton,
 Dickinson And
 Co.

Ticker           Security ID:                          Meeting Date             Meeting Status
BDX              CUSIP 075887109                       02/01/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Basil Anderson                  Mgmt        For         For         For
1.2              Elect Henry Becton, Jr.               Mgmt        For         For         For
1.3              Elect Edward DeGraan                  Mgmt        For         For         For
1.4              Elect Claire Fraser-Liggett           Mgmt        For         For         For
1.5              Elect Christopher Jones               Mgmt        For         For         For
1.6              Elect Marshall Larsen                 Mgmt        For         For         For
1.7              Elect Edward Ludwig                   Mgmt        For         For         For
1.8              Elect Adel Mahmoud                    Mgmt        For         For         For
1.9              Elect Gary Mecklenburg                Mgmt        For         For         For
1.10             Elect Cathy Minehan                   Mgmt        For         Withhold    Against
1.11             Elect James Orr                       Mgmt        For         For         For
1.12             Elect Willard Overlock, Jr.           Mgmt        For         For         For
1.13             Elect Bertram Scott                   Mgmt        For         For         For
1.14             Elect Alfred Sommer                   Mgmt        For         For         For
2                Ratification of Auditor               Mgmt        For         For         For

3                Advisory Vote on Executive            Mgmt        For         For         For
                  Compensation

4                Frequency of Advisory Vote on         Mgmt        N/A         1 Year      N/A
                  Executive
                  Compensation

5                Shareholder Proposal Regarding Right  ShrHldr     Against     For         Against
                  to Call a Special
                  Meeting

6                Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Cumulative
                  Voting



=======================================================================================================

Calamos Global
 Dynamic Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
CHW              CUSIP 12811L107                       06/30/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Calamos, Sr.               Mgmt        For         For         For
1.2              Elect William Rybak                   Mgmt        For         For         For


=======================================================================================================

Calamos Global
 Dynamic Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
CHW              CUSIP 12811L107                       06/30/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Calamos, Sr.               Mgmt        For         Abstain     Against
1.2              Elect William Rybak                   Mgmt        For         Abstain     Against


=======================================================================================================

Calamos
 Strategic Total
 Return
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
CSQ              CUSIP 128125101                       06/30/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Calamos, Sr.               Mgmt        For         For         For
1.2              Elect William Rybak                   Mgmt        For         For         For


=======================================================================================================

Cisco Systems Inc
Ticker           Security ID:                          Meeting Date             Meeting Status
CSCO             CUSIP 17275R102                       11/18/2010               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Elect Carol Bartz                     Mgmt        For         For         For
2                Elect M. Michele Burns                Mgmt        For         For         For
3                Elect Michael Capellas                Mgmt        For         For         For
4                Elect Larry Carter                    Mgmt        For         For         For
5                Elect John Chambers                   Mgmt        For         For         For
6                Elect Brian Halla                     Mgmt        For         For         For
7                Elect John Hennessy                   Mgmt        For         Against     Against
8                Elect Richard Kovacevich              Mgmt        For         For         For
9                Elect Roderick McGeary                Mgmt        For         For         For
10               Elect Michael Powell                  Mgmt        For         For         For
11               Elect Arun Sarin                      Mgmt        For         For         For
12               Elect Steven West                     Mgmt        For         For         For
13               Elect Jerry Yang                      Mgmt        For         For         For
14               Advisory Vote on Executive            Mgmt        For         Against     Against
                  Compensation

15               Ratification of Auditor               Mgmt        For         For         For
16               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Formation of Environmental
                  Sustainability
                  Committee

17               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Report on Internet
                  Fragmentation

18               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Restricting Sales to
                  China



=======================================================================================================

Columbia
 Seligman
 Premium
 Technology
 Growth Fund
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
STK              CUSIP 19842X109                       04/14/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Patricia Flynn                  Mgmt        For         For         For
1.2              Elect Stephen Lewis, Jr.              Mgmt        For         For         For
1.3              Elect Catherine James Paglia          Mgmt        For         For         For
2                Ratification of Auditor               Mgmt        For         For         For


=======================================================================================================

Comcast Corp.
Ticker           Security ID:                          Meeting Date             Meeting Status
CMCSA            CUSIP 20030N101                       05/11/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect S. Decker Anstrom               Mgmt        For         For         For
1.2              Elect Kenneth Bacon                   Mgmt        For         Withhold    Against
1.3              Elect Sheldon Bonovitz                Mgmt        For         For         For
1.4              Elect Edward Breen                    Mgmt        For         For         For
1.5              Elect Joseph Collins                  Mgmt        For         For         For
1.6              Elect J. Michael Cook                 Mgmt        For         For         For
1.7              Elect Gerald Hassell                  Mgmt        For         For         For
1.8              Elect Jeffrey Honickman               Mgmt        For         For         For
1.9              Elect Eduardo Mestre                  Mgmt        For         For         For
1.10             Elect Brian Roberts                   Mgmt        For         For         For
1.11             Elect Ralph Roberts                   Mgmt        For         For         For
1.12             Elect Judith Rodin                    Mgmt        For         Withhold    Against
2                Ratification of Auditor               Mgmt        For         For         For
3                2011 Employee Stock Purchase Plan     Mgmt        For         For         For
4                Amendment to the 2002 Restricted      Mgmt        For         For         For
                  Stock
                  Plan

5                Amendment to the 2003 Stock Option    Mgmt        For         For         For
                  Plan

6                Advisory Vote on Executive            Mgmt        For         Against     Against
                  Compensation

7                Frequency of Advisory Vote on         Mgmt        3 Years     1 Year      Against
                  Executive
                  Compensation

8                Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Cumulative
                  Voting

9                Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Independent Board
                  Chairman



=======================================================================================================

Conoco Phillips
Ticker           Security ID:                          Meeting Date             Meeting Status
COP              CUSIP 20825C104                       05/11/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Elect Richard Armitage                Mgmt        For         For         For
2                Elect Richard Auchinleck              Mgmt        For         For         For
3                Elect James Copeland, Jr.             Mgmt        For         For         For
4                Elect Kenneth Duberstein              Mgmt        For         For         For
5                Elect Ruth Harkin                     Mgmt        For         For         For
6                Elect Harold McGraw III               Mgmt        For         For         For

7                Elect James Mulva                     Mgmt        For         For         For
8                Elect Robert Niblock                  Mgmt        For         For         For
9                Elect Harald Norvik                   Mgmt        For         For         For
10               Elect William Reilly                  Mgmt        For         For         For
11               Elect Victoria Tschinkel              Mgmt        For         For         For
12               Elect Kathryn Turner                  Mgmt        For         For         For
13               Elect William Wade, Jr.               Mgmt        For         For         For
14               Ratification of Auditor               Mgmt        For         Against     Against
15               Advisory Vote on Executive            Mgmt        For         Against     Against
                  Compensation

16               Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation

17               2011 Omnibus Stock and Performance    Mgmt        For         For         For
                  Incentive
                  Plan

18               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Adopting Gender Identity and
                  Expression Anti-Bias
                  Policy

19               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Political Contributions and
                  Expenditure
                  Report

20               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Lobbying
                  Report

21               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Safety
                  Report

22               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Louisiana
                  Wetlands

23               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Reporting and Reducing Greenhouse
                  Gas
                  Emissions

24               Shareholder Proposal Regarding the    ShrHldr     Against     Against     For
                  Financial Risks of Climate
                  Change

25               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Report on Oil Sands
                  Operations



=======================================================================================================

DIRECTV
Ticker           Security ID:                          Meeting Date             Meeting Status
DTV              CUSIP 25490A101                       04/28/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect David Dillon                    Mgmt        For         For         For
1.2              Elect Samuel DiPiazza, Jr.            Mgmt        For         For         For
1.3              Elect Lorrie Norrington               Mgmt        For         For         For

2                Ratification of Auditor               Mgmt        For         Against     Against
3                Amendment to Dual Class Stock         Mgmt        For         For         For
4                Repeal of Classified Board            Mgmt        For         For         For
5                Adoption of Majority Vote for         Mgmt        For         For         For
                  Election of
                  Directors

6                Limitation of Right to Call a         Mgmt        For         Against     Against
                  Special
                  Meeting

7                Adoption of Delaware as the           Mgmt        For         Against     Against
                  Exclusive Forum for Certain
                  Disputes

8                Advisory Vote on Executive            Mgmt        For         For         For
                  Compensation

9                Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation



=======================================================================================================

Dow 30 Enhanced
 Premium &
 Income Fund
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
DPO              CUSIP 260537105                       05/06/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Amboian                    Mgmt        For         For         For
1.2              Elect Robert Bremner                  Mgmt        For         For         For
1.3              Elect Jack Evans                      Mgmt        For         For         For
1.4              Elect David Kundert                   Mgmt        For         For         For
1.5              Elect Judith Stockdale                Mgmt        For         For         For
1.6              Elect Carole Stone                    Mgmt        For         For         For
1.7              Elect Terence Toth                    Mgmt        For         For         For
1.8              Elect Virginia Stringer               Mgmt        For         For         For
1.9              Elect William Hunter                  Mgmt        For         For         For
1.10             Elect William Schneider               Mgmt        For         For         For


=======================================================================================================

Dow 30 Enhanced
 Premium &
 Income Fund
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
DPO              CUSIP 260537105                       05/06/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Amboian                    Mgmt        For         Withhold    Against
1.2              Elect Robert Bremner                  Mgmt        For         Withhold    Against
1.3              Elect Jack Evans                      Mgmt        For         Withhold    Against
1.4              Elect David Kundert                   Mgmt        For         Withhold    Against
1.5              Elect Judith Stockdale                Mgmt        For         Withhold    Against
1.6              Elect Carole Stone                    Mgmt        For         Withhold    Against
1.7              Elect Terence Toth                    Mgmt        For         Withhold    Against
1.8              Elect Virginia Stringer               Mgmt        For         Withhold    Against
1.9              Elect William Hunter                  Mgmt        For         Withhold    Against
1.10             Elect William Schneider               Mgmt        For         Withhold    Against


=======================================================================================================

Duff & Phelps
 Utility &
 Corporate Bond
 Trust

Ticker           Security ID:                          Meeting Date             Meeting Status
DUC              CUSIP 26432K108                       05/12/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Geraldine McNamara              Mgmt        For         Withhold    Against
1.2              Elect Christian Poindexter            Mgmt        For         Withhold    Against


=======================================================================================================

Duff & Phelps
 Utility and
 Corporate Bond
 Trust
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
DUC              CUSIP 26432K108                       05/12/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Geraldine McNamara              Mgmt        For         For         For
1.2              Elect Christian Poindexter            Mgmt        For         For         For


=======================================================================================================

Duke Energy Corp.
Ticker           Security ID:                          Meeting Date             Meeting Status
DUK              CUSIP 26441C105                       05/05/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect William Barnet III              Mgmt        For         For         For
1.2              Elect G. Alex Bernhardt, Sr.          Mgmt        For         For         For
1.3              Elect Michael Browning                Mgmt        For         For         For
1.4              Elect Daniel DiMicco                  Mgmt        For         For         For
1.5              Elect John Forsgren                   Mgmt        For         For         For
1.6              Elect Ann Maynard Gray                Mgmt        For         For         For
1.7              Elect James Hance, Jr.                Mgmt        For         For         For
1.8              Elect E. James Reinsch                Mgmt        For         For         For
1.9              Elect James Rhodes                    Mgmt        For         For         For


=======================================================================================================

Duke Energy Corp.
Ticker           Security ID:                          Meeting Date             Meeting Status
DUK              CUSIP 26441C105                       05/05/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect James Rogers                    Mgmt        For         For         For
1.11             Elect Philip Sharp                    Mgmt        For         For         For
2                Ratification of Auditor               Mgmt        For         For         For
3                ADVISORY VOTE ON EXECUTIVE            Mgmt        For         For         For
                  COMPENSATION

4                Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation

5                Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Lobbying
                  Report

6                Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Report on Coal
                  Risk

7                Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Majority Vote for Election of
                  Directors


=======================================================================================================

Eaton Vance
 Enhanced Equity
 Income Fund
 II

Ticker           Security ID:                          Meeting Date             Meeting Status
EOS              CUSIP 278277108                       04/25/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Benjamin Esty                   Mgmt        For         For         For
1.2              Elect Thomas Faust, Jr.               Mgmt        For         For         For
1.3              Elect Allen Freedman                  Mgmt        For         For         For


=======================================================================================================

Eaton Vance
 Enhanced Equity
 Income Fund
 II

Ticker           Security ID:                          Meeting Date             Meeting Status
EOS              CUSIP 278277108                       04/25/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Benjamin Esty                   Mgmt        For         Withhold    Against
1.2              Elect Thomas Faust, Jr.               Mgmt        For         Withhold    Against
1.3              Elect Allen Freedman                  Mgmt        For         Withhold    Against



=======================================================================================================

Eaton Vance
 Risk-Managed
 Diversified
 Equity Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
ETJ              CUSIP 27829G106                       04/25/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Benjamin Esty                   Mgmt        For         For         For
1.2              Elect Thomas Faust, Jr.               Mgmt        For         For         For
1.3              Elect Allen Freedman                  Mgmt        For         For         For


=======================================================================================================

Eaton Vance
 Risk-Managed
 Diversified
 Equity Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
ETJ              CUSIP 27829G106                       04/25/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Benjamin Esty                   Mgmt        For         Withhold    Against
1.2              Elect Thomas Faust, Jr.               Mgmt        For         Withhold    Against
1.3              Elect Allen Freedman                  Mgmt        For         Withhold    Against




=======================================================================================================

Eaton Vance
 Tax-Managed
 Buy-Write
 Income

Ticker           Security ID:                          Meeting Date             Meeting Status
ETB              CUSIP 27828X100                       04/25/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Helen Peters                    Mgmt        For         For         For
1.2              Elect Lynn Stout                      Mgmt        For         For         For
1.3              Elect Ralph Verni                     Mgmt        For         For         For


=======================================================================================================

Eaton Vance
 Tax-Managed
 Buy-Write
 Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
ETB              CUSIP 27828X100                       04/25/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Helen Peters                    Mgmt        For         Withhold    Against
1.2              Elect Lynn Stout                      Mgmt        For         Withhold    Against
1.3              Elect Ralph Verni                     Mgmt        For         Withhold    Against


=======================================================================================================

Eaton Vance
 Tax-Managed
 Buy-Write
 Opportunities
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
ETV              CUSIP 27828Y108                       04/25/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Helen Peters                    Mgmt        For         For         For
1.2              Elect Lynn Stout                      Mgmt        For         For         For
1.3              Elect Ralph Verni                     Mgmt        For         For         For


=======================================================================================================

Eaton Vance
 Tax-Managed
 Buy-Write
 Opportunities
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
ETV              CUSIP 27828Y108                       04/25/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Helen Peters                    Mgmt        For         Withhold    Against
1.2              Elect Lynn Stout                      Mgmt        For         Withhold    Against
1.3              Elect Ralph Verni                     Mgmt        For         Withhold    Against


=======================================================================================================

Eaton Vance
 Tax-Managed
 Global
 Buy-Write
 Opportunities
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
ETW              CUSIP 27829C105                       04/25/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Helen Peters                    Mgmt        For         For         For
1.2              Elect Lynn Stout                      Mgmt        For         For         For
1.3              Elect Ralph Verni                     Mgmt        For         For         For


=======================================================================================================

Eaton Vance
 Tax-Managed
 Global
 Buy-Write
 Opportunities
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
ETW              CUSIP 27829C105                       04/25/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Helen Peters                    Mgmt        For         Withhold    Against
1.2              Elect Lynn Stout                      Mgmt        For         Withhold    Against
1.3              Elect Ralph Verni                     Mgmt        For         Withhold    Against

=======================================================================================================

Emerson Electric
 Co.

Ticker           Security ID:                          Meeting Date             Meeting Status
EMR              CUSIP 291011104                       02/01/2011               Unvoted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect David Farr                      Mgmt        For         N/A         N/A
1.2              Elect Harriet Green                   Mgmt        For         N/A         N/A
1.3              Elect Charles Peters                  Mgmt        For         N/A         N/A
1.4              Elect Joseph Prueher                  Mgmt        For         N/A         N/A
1.5              Elect Rozanne Ridgway                 Mgmt        For         N/A         N/A
2                Re-approval of the Performance        Mgmt        For         N/A         N/A
                  Measures under the 2006 Incentive
                  Shares
                  Plan

3                2011 Stock Option Plan                Mgmt        For         N/A         N/A
4                Ratification of Auditor               Mgmt        For         N/A         N/A
5                Advisory Vote on Executive            Mgmt        For         N/A         N/A
                  Compensation

6                Frequency of Advisory Vote on         Mgmt        3 Years     N/A         Against
                  Executive
                  Compensation

7                Shareholder Proposal Regarding        ShrHldr     Against     N/A         N/A
                  Sustainability
                  Report



=======================================================================================================

Exxon Mobil Corp.
Ticker           Security ID:                          Meeting Date             Meeting Status
XOM              CUSIP 30231G102                       05/25/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Michael Boskin                  Mgmt        For         For         For
1.2              Elect Peter Brabeck-Letmathe          Mgmt        For         For         For
1.3              Elect Larry Faulkner                  Mgmt        For         For         For
1.4              Elect Jay Fishman                     Mgmt        For         For         For
1.5              Elect Kenneth Frazier                 Mgmt        For         For         For
1.6              Elect William George                  Mgmt        For         For         For
1.7              Elect Marilyn Nelson                  Mgmt        For         For         For

1.8              Elect Samuel Palmisano                Mgmt        For         For         For
1.9              Elect Steven Reinemund                Mgmt        For         For         For
1.10             Elect Rex Tillerson                   Mgmt        For         For         For
1.11             Elect Edward Whitacre, Jr.            Mgmt        For         For         For
2                Ratification of Auditor               Mgmt        For         For         For
3                Advisory Vote on Executive            Mgmt        For         Against     Against
                  Compensation

4                Frequency of Advisory Vote on         Mgmt        3 Years     1 Year      Against
                  Executive
                  Compensation

5                Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Independent Board
                  Chairman

6                Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Political Contributions and
                  Expenditure
                  Report

7                Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Sexual Orientation and Gender
                  identity Anti-Bias
                  Policy

8                Shareholder Proposal Regarding Human  ShrHldr     Against     Against     For
                  Right to
                  Water

9                Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Report on Oil Sands
                  Operations

10               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Report on Hydraulic
                  Fracturing

11               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Report on Technology and Products
                  to Become Environmentally
                  Sustainable

12               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Greenhouse Gas Emission
                  Goals



=======================================================================================================

First Trust
 Strategic High
 Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
FHI              CUSIP 337347108                       04/18/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Robert Keith                    Mgmt        For         For         For


=======================================================================================================

First Trust
 Strategic High
 Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
FHI              CUSIP 337347108                       04/18/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Robert Keith                    Mgmt        For         Against     Against


=======================================================================================================

First Trust
 Strategic High
 Income Fund
 II

Ticker           Security ID:                          Meeting Date             Meeting Status
FHY              CUSIP 337353106                       04/18/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Robert Keith                    Mgmt        For         For         For



=======================================================================================================

First Trust
 Strategic High
 Income Fund
 II

Ticker           Security ID:                          Meeting Date             Meeting Status
FHY              CUSIP 337353106                       04/18/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Robert Keith                    Mgmt        For         Against     Against


=======================================================================================================

First Trust
 Strategic High
 Income Fund
 II

Ticker           Security ID:                          Meeting Date             Meeting Status
FHY              CUSIP 337353106                       12/06/2010               Voted
Meeting Type     Country of Trade
Special          United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Approval of a New Investment          Mgmt        For         For         For
                  Management
                  Agreement

2                Approval of a New Sub-Advisory        Mgmt        For         For         For
                  Agreement



=======================================================================================================

First Trust
 Strategic High
 Income Fund
 III

Ticker           Security ID:                          Meeting Date             Meeting Status
FHO              CUSIP 33735C106                       04/18/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Robert Keith                    Mgmt        For         For         For


=======================================================================================================

First Trust
 Strategic High
 Income Fund
 III

Ticker           Security ID:                          Meeting Date             Meeting Status
FHO              CUSIP 33735C106                       04/18/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Robert Keith                    Mgmt        For         Against     Against


=======================================================================================================

First Trust
 Strategic High
 Income Fund
 III

Ticker           Security ID:                          Meeting Date             Meeting Status
FHO              CUSIP 33735C106                       12/06/2010               Voted
Meeting Type     Country of Trade
Special          United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Approval of a New Investment          Mgmt        For         For         For
                  Management
                  Agreement

2                Approval of a New Sub-Advisory        Mgmt        For         For         For
                  Agreement



=======================================================================================================

First Trust
 Strategic High
 Income Fund
 III

Ticker           Security ID:                          Meeting Date             Meeting Status
FHO              CUSIP 33735C106                       12/06/2010               Voted
Meeting Type     Country of Trade
Special          United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Approval of a New Investment          Mgmt        For         Against     Against
                  Management
                  Agreement


2                Approval of a New Sub-Advisory        Mgmt        For         Against     Against
                  Agreement



=======================================================================================================

First Trust
 Strategic High
 Income Fund
 III

Ticker           Security ID:                          Meeting Date             Meeting Status
FHO              CUSIP 33735C106                       12/06/2010               Voted
Meeting Type     Country of Trade
Special          United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Approval of a New Investment          Mgmt        For         Abstain     Against
                  Management
                  Agreement

2                Approval of a New Sub-Advisory        Mgmt        For         Abstain     Against
                  Agreement



=======================================================================================================

Ford Motor Co.
Ticker           Security ID:                          Meeting Date             Meeting Status
F                CUSIP 345370860                       05/12/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Elect Stephen Butler                  Mgmt        For         For         For
2                Elect Kimberly Casiano                Mgmt        For         For         For
3                Elect Anthony Earley, Jr.             Mgmt        For         Against     Against
4                Elect Edsel Ford II                   Mgmt        For         Against     Against
5                Elect William Ford, Jr.               Mgmt        For         For         For
6                Elect Richard Gephardt                Mgmt        For         For         For
7                Elect James Hance, Jr.                Mgmt        For         For         For
8                Elect Irvine Hockaday, Jr.            Mgmt        For         For         For
9                Elect Richard Manoogian               Mgmt        For         Against     Against
10               Elect Ellen Marram                    Mgmt        For         For         For
11               Elect Alan Mulally                    Mgmt        For         For         For
12               Elect Homer Neal                      Mgmt        For         For         For
13               Elect Gerald Shaheen                  Mgmt        For         For         For

14               Elect John Thornton                   Mgmt        For         For         For
15               Ratification of Auditor               Mgmt        For         For         For
16               Advisory Vote on Executive            Mgmt        For         Against     Against
                  Compensation

17               Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation

18               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Publishing Political Contributions
                  and Expenditure in
                  Newspapers

19               Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Recapitalization
                  Plan

20               Shareholder Proposal Regarding Right  ShrHldr     Against     For         Against
                  to Call a Special
                  Meeting



=======================================================================================================

Freeport-McMoran
 Copper & Gold
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
FCX              CUSIP 35671D857                       06/15/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Richard Adkerson                Mgmt        For         For         For
1.2              Elect Robert Allison, Jr.             Mgmt        For         Withhold    Against
1.3              Elect Robert Day                      Mgmt        For         For         For
1.4              Elect Gerald Ford                     Mgmt        For         For         For
1.5              Elect H. Devon Graham, Jr.            Mgmt        For         For         For
1.6              Elect Charles Krulak                  Mgmt        For         For         For
1.7              Elect Bobby Lackey                    Mgmt        For         For         For
1.8              Elect Jon Madonna                     Mgmt        For         For         For
1.9              Elect Dustan McCoy                    Mgmt        For         For         For
1.10             Elect James Moffett                   Mgmt        For         For         For
1.11             Elect B. M. Rankin, Jr.               Mgmt        For         Withhold    Against
1.12             Elect Stephen Siegele                 Mgmt        For         For         For
2                Advisory Vote on Executive            Mgmt        For         Against     Against
                  Compensation

3                Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation

4                Ratification of Auditor               Mgmt        For         For         For
5                Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Environmental Expertise on
                  Board


=======================================================================================================

General American
 Investors Co.,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
GAM              CUSIP 368802104                       04/13/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Rodney Berens                   Mgmt        For         For         For
1.2              Elect Lewis Cullman                   Mgmt        For         For         For
1.3              Elect Spencer Davidson                Mgmt        For         For         For
1.4              Elect Gerald Edelman                  Mgmt        For         For         For
1.5              Elect John Gordan, III                Mgmt        For         For         For
1.6              Elect Betsy Gotbaum                   Mgmt        For         For         For
1.7              Elect Sidney Knafel                   Mgmt        For         For         For
1.8              Elect Daniel Neidich                  Mgmt        For         For         For
1.9              Elect D. Ellen Shuman                 Mgmt        For         For         For
2                Ratification of Auditor               Mgmt        For         For         For


=======================================================================================================

General American
 Investors Co.,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
GAM              CUSIP 368802104                       04/13/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Rodney Berens                   Mgmt        For         Withhold    Against
1.2              Elect Lewis Cullman                   Mgmt        For         Withhold    Against
1.3              Elect Spencer Davidson                Mgmt        For         Withhold    Against
1.4              Elect Gerald Edelman                  Mgmt        For         Withhold    Against
1.5              Elect John Gordan, III                Mgmt        For         Withhold    Against
1.6              Elect Betsy Gotbaum                   Mgmt        For         Withhold    Against
1.7              Elect Sidney Knafel                   Mgmt        For         Withhold    Against

1.8              Elect Daniel Neidich                  Mgmt        For         Withhold    Against
1.9              Elect D. Ellen Shuman                 Mgmt        For         Withhold    Against
2                Ratification of Auditor               Mgmt        For         Against     Against


=======================================================================================================

General American
 Investors Co.,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
GAM              CUSIP 368802104                       04/13/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Rodney Berens                   Mgmt        For         Withhold    Against
1.2              Elect Lewis Cullman                   Mgmt        For         Withhold    Against
1.3              Elect Spencer Davidson                Mgmt        For         Withhold    Against
1.4              Elect Gerald Edelman                  Mgmt        For         Withhold    Against
1.5              Elect John Gordan, III                Mgmt        For         Withhold    Against
1.6              Elect Betsy Gotbaum                   Mgmt        For         Withhold    Against
1.7              Elect Sidney Knafel                   Mgmt        For         Withhold    Against
1.8              Elect Daniel Neidich                  Mgmt        For         Withhold    Against
1.9              Elect D. Ellen Shuman                 Mgmt        For         Withhold    Against
2                Ratification of Auditor               Mgmt        For         Abstain     Against


=======================================================================================================

Google Inc
Ticker           Security ID:                          Meeting Date             Meeting Status
GOOG             CUSIP 38259P508                       06/02/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Larry Page                      Mgmt        For         For         For
1.2              Elect Sergey Brin                     Mgmt        For         For         For
1.3              Elect Eric Schmidt                    Mgmt        For         For         For
1.4              Elect L. John Doerr                   Mgmt        For         For         For
1.5              Elect John Hennessy                   Mgmt        For         Withhold    Against

1.6              Elect Ann Mather                      Mgmt        For         For         For
1.7              Elect Paul Otellini                   Mgmt        For         For         For
1.8              Elect K. Ram Shriram                  Mgmt        For         For         For
1.9              Elect Shirley Tilghman                Mgmt        For         For         For
2                Ratification of Auditor               Mgmt        For         For         For
3                Amendment to the 2004 Stock Plan      Mgmt        For         Against     Against
4                Advisory Vote on Executive            Mgmt        For         For         For
                  Compensation

5                Frequency of Advisory Vote on         Mgmt        3 Years     1 Year      Against
                  Executive
                  Compensation

6                Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Formation of Sustainability
                  Committee

7                Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Simple Majority
                  Vote

8                Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Conflict of Interest
                  Report



=======================================================================================================

Intel Corp.
Ticker           Security ID:                          Meeting Date             Meeting Status
INTC             CUSIP 458140100                       05/19/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Elect Charlene Barshefsky             Mgmt        For         Against     Against
2                Elect Susan Decker                    Mgmt        For         For         For
3                Elect John Donahoe                    Mgmt        For         For         For
4                Elect Reed Hundt                      Mgmt        For         For         For
5                Elect Paul Otellini                   Mgmt        For         For         For
6                Elect James Plummer                   Mgmt        For         For         For
7                Elect David Pottruck                  Mgmt        For         For         For
8                Elect Jane Shaw                       Mgmt        For         For         For
9                Elect Frank Yeary                     Mgmt        For         For         For
10               Elect David Yoffie                    Mgmt        For         Against     Against
11               Ratification of Auditor               Mgmt        For         For         For
12               Amendment to the 2006 Equity          Mgmt        For         For         For
                  Incentive
                  Plan

13               Amendment to the 2006 Stock Purchase  Mgmt        For         For         For
                  Plan

14               ADVISORY VOTE ON EXECUTIVE            Mgmt        For         For         For
                  COMPENSATION

15               Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation



=======================================================================================================

Invesco Van
 Kampen Bond
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
VBF              CUSIP 46132L107                       06/17/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect David Arch                      Mgmt        For         For         For
1.2              Elect Howard Kerr                     Mgmt        For         For         For
1.3              Elect Jerry Choate                    Mgmt        For         For         For
1.4              Elect Suzanne Woolsey                 Mgmt        For         For         For


=======================================================================================================

Invesco Van
 Kampen Trust
 Insured

Ticker           Security ID:                          Meeting Date             Meeting Status
VIM              CUSIP 46131L108                       06/17/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect David Arch                      Mgmt        For         For         For
1.2              Elect Howard Kerr                     Mgmt        For         For         For
1.3              Elect Jerry Choate                    Mgmt        For         For         For
1.4              Elect Suzanne Woolsey                 Mgmt        For         For         For



=======================================================================================================

Invesco Van
 Kampen Trust
 Insured

Ticker           Security ID:                          Meeting Date             Meeting Status
VIM              CUSIP 46131L108                       06/17/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect David Arch                      Mgmt        For         Abstain     Against
1.2              Elect Howard Kerr                     Mgmt        For         Abstain     Against
1.3              Elect Jerry Choate                    Mgmt        For         Abstain     Against
1.4              Elect Suzanne Woolsey                 Mgmt        For         Abstain     Against


=======================================================================================================

Johnson & Johnson
Ticker           Security ID:                          Meeting Date             Meeting Status
JNJ              CUSIP 478160104                       04/28/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Elect Mary Coleman                    Mgmt        For         Against     Against
2                Elect James Cullen                    Mgmt        For         For         For
3                Elect Ian Davis                       Mgmt        For         For         For
4                Elect Michael Johns                   Mgmt        For         Against     Against
5                Elect Susan Lindquist                 Mgmt        For         For         For
6                Elect Anne Mulcahy                    Mgmt        For         Against     Against
7                Elect Leo Mullin                      Mgmt        For         For         For
8                Elect William Perez                   Mgmt        For         Against     Against
9                Elect Charles Prince                  Mgmt        For         Against     Against
10               Elect David Satcher                   Mgmt        For         For         For
11               Elect William Weldon                  Mgmt        For         For         For
12               Ratification of Auditor               Mgmt        For         For         For
13               Advisory Vote on Executive            Mgmt        For         For         For
                  Compensation

14               Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation

15               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Pharmaceutical Price
                  Restraints

16               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Policy on Health Status
                  Discrimination

17               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Animal
                  Welfare



=======================================================================================================

JP Morgan Chase
 &
 Company

Ticker           Security ID:                          Meeting Date             Meeting Status
JPM              CUSIP 46625H100                       05/17/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Elect Crandall Bowles                 Mgmt        For         For         For
2                Elect Stephen Burke                   Mgmt        For         For         For
3                Elect David Cote                      Mgmt        For         For         For
4                Elect James Crown                     Mgmt        For         For         For
5                Elect James Dimon                     Mgmt        For         For         For
6                Elect Ellen Futter                    Mgmt        For         Against     Against
7                Elect William Gray, III               Mgmt        For         For         For
8                Elect Laban Jackson, Jr.              Mgmt        For         For         For
9                Elect David Novak                     Mgmt        For         Against     Against
10               Elect Lee Raymond                     Mgmt        For         For         For
11               Elect William Weldon                  Mgmt        For         For         For
12               Ratification of Auditor               Mgmt        For         For         For
13               ADVISORY VOTE ON EXECUTIVE            Mgmt        For         For         For
                  COMPENSATION

14               Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation

15               Amendment to the Long-Term Incentive  Mgmt        For         For         For
                  Plan

16               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Affirmation of Political
                  Nonpartisanship

17               Shareholder Proposal Regarding Right  ShrHldr     Against     For         Against
                  to Act by Written
                  Consent

18               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Mortgage Loan
                  Servicing

19               Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Political Contributions and
                  Expenditure
                  Report

20               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Genocide-Free
                  Investing

21               Shareholder Proposal Regarding an     ShrHldr     Against     Against     For
                  Independent Lead
                  Director



=======================================================================================================

Morgan Stanley
 Eastern Europe
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
RNE              CUSIP 616988101                       06/30/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Kathleen Dennis                 Mgmt        For         Against     Against
1.2              Elect Joseph Kearns                   Mgmt        For         Against     Against
1.3              Elect Michael Nugent                  Mgmt        For         Against     Against
1.4              Elect Fergus Reid                     Mgmt        For         Against     Against


=======================================================================================================

Morgan Stanley
 Eastern Europe
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
RNE              CUSIP 616988101                       06/30/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Kathleen Dennis                 Mgmt        For         For         For
1.2              Elect Joseph Kearns                   Mgmt        For         For         For
1.3              Elect Michael Nugent                  Mgmt        For         For         For
1.4              Elect Fergus Reid                     Mgmt        For         For         For



=======================================================================================================

Morgan Stanley
 Income
 Securities

Ticker           Security ID:                          Meeting Date             Meeting Status
ICB              CUSIP 61745P874                       06/30/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Frank Bowman                    Mgmt        For         For         For
1.2              Elect Michael Bozic                   Mgmt        For         For         For
1.3              Elect James Higgins                   Mgmt        For         For         For


=======================================================================================================

New Ireland
 Fund,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
IRL              CUSIP 645673104                       06/07/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Margaret Duffy                  Mgmt        For         For         For
2                Approval of a New Investment          Mgmt        For         For         For
                  Advisory
                  Agreement



=======================================================================================================

New Ireland
 Fund,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
IRL              CUSIP 645673104                       06/07/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Margaret Duffy                  Mgmt        For         Against     Against
2                Approval of a New Investment          Mgmt        For         Against     Against
                  Advisory
                  Agreement



=======================================================================================================

New Ireland
 Fund,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
IRL              CUSIP 645673104                       06/07/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Margaret Duffy                  Mgmt        For         Against     Against
2                Approval of a New Investment          Mgmt        For         Abstain     Against
                  Advisory
                  Agreement



=======================================================================================================

Nuveen Equity
 Premium Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
JPZ              CUSIP 6706ER101                       05/06/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Amboian                    Mgmt        For         For         For
1.2              Elect David Kundert                   Mgmt        For         For         For
1.3              Elect Terence Toth                    Mgmt        For         For         For


=======================================================================================================

Nuveen Equity
 Premium Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
JPZ              CUSIP 6706ER101                       05/06/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Amboian                    Mgmt        For         Withhold    Against
1.2              Elect David Kundert                   Mgmt        For         Withhold    Against

1.3              Elect Terence Toth                    Mgmt        For         Withhold    Against


=======================================================================================================

Nuveen Equity
 Premium
 Opportunity
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
JSN              CUSIP 6706EM102                       05/06/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Amboian                    Mgmt        For         For         For
1.2              Elect David Kundert                   Mgmt        For         For         For
1.3              Elect Terence Toth                    Mgmt        For         For         For


=======================================================================================================

Nuveen Equity
 Premium
 Opportunity
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
JSN              CUSIP 6706EM102                       05/06/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Amboian                    Mgmt        For         Withhold    Against
1.2              Elect David Kundert                   Mgmt        For         Withhold    Against
1.3              Elect Terence Toth                    Mgmt        For         Withhold    Against



=======================================================================================================

Nuveen
 Multi-Currency
 Short-Term
 Government
 Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
JGT              CUSIP 67090N109                       05/06/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Amboian                    Mgmt        For         For         For
1.2              Elect David Kundert                   Mgmt        For         For         For
1.3              Elect Terence Toth                    Mgmt        For         For         For


=======================================================================================================

Nuveen
 Multi-Currency
 Short-Term
 Government
 Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
JGT              CUSIP 67090N109                       05/06/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Amboian                    Mgmt        For         Withhold    Against
1.2              Elect David Kundert                   Mgmt        For         Withhold    Against
1.3              Elect Terence Toth                    Mgmt        For         Withhold    Against


=======================================================================================================

Nuveen Tax
 Advantaged

Ticker           Security ID:                          Meeting Date             Meeting Status
JTA              CUSIP 67090H102                       05/06/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Amboian                    Mgmt        For         Withhold    Against
1.2              Elect David Kundert                   Mgmt        For         Withhold    Against
1.3              Elect Terence Toth                    Mgmt        For         Withhold    Against


=======================================================================================================

Nuveen Tax
 Advantaged
 Total Return
 Strategy
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
JTA              CUSIP 67090H102                       05/06/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect John Amboian                    Mgmt        For         For         For
1.2              Elect David Kundert                   Mgmt        For         For         For
1.3              Elect Terence Toth                    Mgmt        For         For         For


=======================================================================================================

Reaves Utility
 Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
UTG              CUSIP 756158101                       04/29/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Mary Anstine                    Mgmt        For         For         For
1.2              Elect Michael Holland                 Mgmt        For         Withhold    Against


=======================================================================================================

Rivus Bond Fund
Ticker           Security ID:                          Meeting Date             Meeting Status
BDF              CUSIP 769667106                       06/15/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect W. Thacher Brown                Mgmt        For         For         For
1.2              Elect Suzanne Welsh                   Mgmt        For         For         For
1.3              Elect Morris Lloyd, Jr.               Mgmt        For         For         For
1.4              Elect Ellen Harvey                    Mgmt        For         For         For
2                Transaction of Other Business         Mgmt        For         For         For


=======================================================================================================

Rivus Bond Fund
Ticker           Security ID:                          Meeting Date             Meeting Status
BDF              CUSIP 769667106                       06/15/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect W. Thacher Brown                Mgmt        For         Abstain     Against
1.2              Elect Suzanne Welsh                   Mgmt        For         Abstain     Against
1.3              Elect Morris Lloyd, Jr.               Mgmt        For         Abstain     Against
1.4              Elect Ellen Harvey                    Mgmt        For         Abstain     Against
2                Transaction of Other Business         Mgmt        For         Abstain     Against


=======================================================================================================

Rivus Bond Fund
Ticker           Security ID:                          Meeting Date             Meeting Status
BDF              CUSIP 769667106                       06/15/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect W. Thacher Brown                Mgmt        For         Abstain     Against
1.2              Elect Suzanne Welsh                   Mgmt        For         Abstain     Against
1.3              Elect Morris Lloyd, Jr.               Mgmt        For         Abstain     Against
1.4              Elect Ellen Harvey                    Mgmt        For         Abstain     Against
2                Transaction of Other Business         Mgmt        For         Against     Against


=======================================================================================================

SunAmerica
 Focused Alpha
 Growth Fund,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
FGF              CUSIP 867037103                       05/19/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Richard Grant                   Mgmt        For         Withhold    Against
1.2              Elect Stephen Gutman                  Mgmt        For         Withhold    Against
1.3              Elect Peter Harbeck                   Mgmt        For         Withhold    Against
2                Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Termination of Management and
                  Advisory


=======================================================================================================

SunAmerica
 Focused Alpha
 Growth Fund,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
FGF              CUSIP 867037103                       05/19/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Richard Grant                   Mgmt        For         For         For
1.2              Elect Stephen Gutman                  Mgmt        For         For         For
1.3              Elect Peter Harbeck                   Mgmt        For         For         For
2                Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Termination of Management and
                  Advisory
                  Agreements



=======================================================================================================

SunAmerica
 Focused Alpha
 Growth Fund,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
FGF              CUSIP 867037103                       05/19/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Richard Grant                   Mgmt        For         Withhold    Against

1.2              Elect Stephen Gutman                  Mgmt        For         Withhold    Against
1.3              Elect Peter Harbeck                   Mgmt        For         Withhold    Against
2                Shareholder Proposal Regarding        ShrHldr     Against     Abstain     Against
                  Termination of Management and
                  Advisory
                  Agreements



=======================================================================================================

SunAmerica
 Focused Alpha
 Large-Cap Fund,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
FGI              CUSIP 867038101                       05/19/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Richard Grant                   Mgmt        For         Withhold    Against
1.2              Elect Stephen Gutman                  Mgmt        For         Withhold    Against
1.3              Elect Peter Harbeck                   Mgmt        For         Withhold    Against
2                Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Termination of Management and
                  Advisory
                  Agreements



=======================================================================================================

SunAmerica
 Focused Alpha
 Large-Cap Fund,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
FGI              CUSIP 867038101                       05/19/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Richard Grant                   Mgmt        For         For         For
1.2              Elect Stephen Gutman                  Mgmt        For         For         For
1.3              Elect Peter Harbeck                   Mgmt        For         For         For
2                Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Termination of Management and
                  Advisory
                  Agreements



=======================================================================================================

SunAmerica
 Focused Alpha
 Large-Cap Fund,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
FGI              CUSIP 867038101                       05/19/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Richard Grant                   Mgmt        For         Withhold    Against
1.2              Elect Stephen Gutman                  Mgmt        For         Withhold    Against
1.3              Elect Peter Harbeck                   Mgmt        For         Withhold    Against
2                Shareholder Proposal Regarding        ShrHldr     Against     Abstain     Against
                  Termination of Management and
                  Advisory
                  Agreements



=======================================================================================================

The Gabelli
 Healthcare &
 Wellness
 Trust

Ticker           Security ID:                          Meeting Date             Meeting Status
GRX              CUSIP 36246K103                       05/16/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Mario Gabelli                   Mgmt        For         For         For
1.2              Elect Vincent Enright                 Mgmt        For         For         For
1.3              Elect Anthonie van Ekris              Mgmt        For         For         For






=======================================================================================================

The Gabelli
 Healthcare &
 Wellness
 Trust

Ticker           Security ID:                          Meeting Date             Meeting Status
GRX              CUSIP 36246K103                       05/16/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Mario Gabelli                   Mgmt        For         Withhold    Against
1.2              Elect Vincent Enright                 Mgmt        For         Withhold    Against
1.3              Elect Anthonie van Ekris              Mgmt        For         Withhold    Against


=======================================================================================================

Time Warner Inc
Ticker           Security ID:                          Meeting Date             Meeting Status
TWX              CUSIP 887317303                       05/20/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Elect James Barksdale                 Mgmt        For         For         For
2                Elect William Barr                    Mgmt        For         For         For
3                Elect Jeffrey Bewkes                  Mgmt        For         For         For
4                Elect Stephen Bollenbach              Mgmt        For         For         For
5                Elect Frank Caufield                  Mgmt        For         For         For
6                Elect Robert Clark                    Mgmt        For         Against     Against
7                Elect Mathias Dopfner                 Mgmt        For         For         For
8                Elect Jessica Einhorn                 Mgmt        For         For         For
9                Elect Fred Hassan                     Mgmt        For         For         For
10               Elect Michael Miles                   Mgmt        For         Against     Against
11               Elect Kenneth Novack                  Mgmt        For         Against     Against
12               Elect Paul Wachter                    Mgmt        For         For         For
13               Elect Deborah Wright                  Mgmt        For         For         For
14               Ratification of Auditor               Mgmt        For         For         For
15               Advisory Vote on Executive            Mgmt        For         Against     Against
                  Compensation

16               Frequency of Advisory Vote on         Mgmt        3 Years     1 Year      Against
                  Executive
                  Compensation

17               Elimination of Absolute Majority      Mgmt        For         For         For
                  Voting
                  Requirement

18               Shareholder Proposal Regarding Right  ShrHldr     Against     For         Against
                  to Act by Written
                  Consent



=======================================================================================================

Transamerica
 Income Shares
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
TAI              CUSIP 893506105                       03/18/2011               Voted
Meeting Type     Country of Trade
Special          United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Approval of a New Sub-Advisory        Mgmt        For         For         For
                  Agreement



=======================================================================================================

Union Pacific
 Corp.

Ticker           Security ID:                          Meeting Date             Meeting Status
UNP              CUSIP 907818108                       05/05/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Elect Andrew Card, Jr.                Mgmt        For         For         For
2                Elect Erroll Davis, Jr.               Mgmt        For         For         For
3                Elect Thomas Donohue                  Mgmt        For         For         For
4                Elect Archie Dunham                   Mgmt        For         For         For
5                Elect Judith Richards Hope            Mgmt        For         For         For
6                Elect Charles Krulak                  Mgmt        For         For         For
7                Elect Michael McCarthy                Mgmt        For         For         For
8                Elect Michael McConnell               Mgmt        For         For         For
9                Elect Thomas McLarty III              Mgmt        For         For         For
10               Elect Steven Rogel                    Mgmt        For         For         For
11               Elect Jose Villarreal                 Mgmt        For         Against     Against
12               Elect James Young                     Mgmt        For         For         For
13               Ratification of Auditor               Mgmt        For         For         For


14               Advisory Vote on Executive            Mgmt        For         For         For
                  Compensation

15               Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation

16               Actions adversely affecting           Mgmt        For         For         For
                  preferred
                  stock

17               Removal of directors                  Mgmt        For         For         For
18               Changing the authorized amount of     Mgmt        For         For         For
                  capital
                  stock.

19               Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Independent Board
                  Chairman



=======================================================================================================

United
 Technologies
 Corp.

Ticker           Security ID:                          Meeting Date             Meeting Status
UTX              CUSIP 913017109                       04/13/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Elect Louis Chenevert                 Mgmt        For         For         For
2                Elect John Faraci                     Mgmt        For         For         For
3                Elect Jean-Pierre Garnier             Mgmt        For         For         For
4                Elect Jamie Gorelick                  Mgmt        For         For         For
5                Elect Edward Kangas                   Mgmt        For         For         For
6                Elect Ellen Kullman                   Mgmt        For         For         For
7                Elect Charles Lee                     Mgmt        For         For         For
8                Elect Richard McCormick               Mgmt        For         For         For
9                Elect Harold McGraw III               Mgmt        For         For         For
10               Elect Richard Myers                   Mgmt        For         For         For
11               Elect H. Patrick Swygert              Mgmt        For         For         For
12               Elect Andre Villeneuve                Mgmt        For         For         For
13               Elect Christine Whitman               Mgmt        For         For         For
14               Ratification of Auditor               Mgmt        For         For         For
15               Amendment to the 2005 Long-Term       Mgmt        For         For         For
                  Incentive
                  Plan

16               Advisory Vote on Executive            Mgmt        For         For         For
                  Compensation

17               Frequency of Advisory Vote on         Mgmt        N/A         3 Years     N/A
                  Executive
                  Compensation

18               Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Retention of
                  Shares



=======================================================================================================

Wal-Mart Stores,
 Inc.

Ticker           Security ID:                          Meeting Date             Meeting Status
WMT              CUSIP 931142103                       06/03/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1                Elect Aida Alvarez                    Mgmt        For         For         For
2                Elect James Breyer                    Mgmt        For         For         For
3                Elect M. Michele Burns                Mgmt        For         For         For
4                Elect James Cash, Jr.                 Mgmt        For         For         For
5                Elect Roger Corbett                   Mgmt        For         For         For
6                Elect Douglas Daft                    Mgmt        For         For         For
7                Elect Michael Duke                    Mgmt        For         For         For
8                Elect Gregory Penner                  Mgmt        For         For         For
9                Elect Steven Reinemund                Mgmt        For         For         For
10               Elect H. Lee Scott, Jr.               Mgmt        For         For         For
11               Elect Arne Sorenson                   Mgmt        For         For         For
12               Elect Jim Walton                      Mgmt        For         For         For
13               Elect S. Robson Walton                Mgmt        For         For         For
14               Elect Christopher Williams            Mgmt        For         For         For
15               Elect Linda Wolf                      Mgmt        For         For         For
16               Ratification of Auditor               Mgmt        For         For         For
17               ADVISORY VOTE ON EXECUTIVE            Mgmt        For         For         For
                  COMPENSATION

18               Frequency of Advisory Vote on         Mgmt        1 Year      1 Year      For
                  Executive
                  Compensation

19               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Adopting Gender Identity Anti-Bias
                  Policy

20               Shareholder Proposal Regarding        ShrHldr     Against     For         Against
                  Political Contributions and
                  Expenditure
                  Report

21               Shareholder Proposal Regarding Right  ShrHldr     Against     For         Against
                  to Call a Special
                  Meeting

22               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Supplier Sustainability
                  Reports

23               Shareholder Proposal Regarding        ShrHldr     Against     Against     For
                  Climate Change Risk
                  Report






=======================================================================================================

Western Asset
 Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
PAI              CUSIP 95766T100                       05/17/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Ronald Arnault                  Mgmt        For         For         For
1.2              Elect Anita DeFrantz                  Mgmt        For         For         For
1.3              Elect Ronald Olson                    Mgmt        For         For         For
1.4              Elect William Siart                   Mgmt        For         For         For
1.5              Elect Jaynie Studenmund               Mgmt        For         For         For
1.6              Elect Avedick Poladian                Mgmt        For         For         For
1.7              Elect R. Jay Gerken                   Mgmt        For         For         For


=======================================================================================================

Western Asset
 Income
 Fund

Ticker           Security ID:                          Meeting Date             Meeting Status
PAI              CUSIP 95766T100                       05/17/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Ronald Arnault                  Mgmt        For         Withhold    Against
1.2              Elect Anita DeFrantz                  Mgmt        For         Withhold    Against
1.3              Elect Ronald Olson                    Mgmt        For         Withhold    Against
1.4              Elect William Siart                   Mgmt        For         Withhold    Against
1.5              Elect Jaynie Studenmund               Mgmt        For         Withhold    Against
1.6              Elect Avedick Poladian                Mgmt        For         Withhold    Against
1.7              Elect R. Jay Gerken                   Mgmt        For         Withhold    Against






=======================================================================================================

Western Asset
 Investment
 Grade Defined
 Opportunity
 Trust
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
IGI              CUSIP 95790A101                       03/31/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Leslie Gelb                     Mgmt        For         For         For
1.2              Elect William Hutchinson              Mgmt        For         For         For
1.3              Elect R. Jay Gerken                   Mgmt        For         For         For


=======================================================================================================

Western Asset
 Municipal High
 Income Fund
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
MHF              CUSIP 95766N103                       02/28/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect William Hutchinson              Mgmt        For         For         For
1.2              Elect Jeswald Salacuse                Mgmt        For         For         For



=======================================================================================================

Zweig Total
 Return Fund
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
ZTR              CUSIP 989837109                       05/10/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Wendy Luscombe                  Mgmt        For         For         For
1.2              Elect R. Keith Walton                 Mgmt        For         For         For


=======================================================================================================

Zweig Total
 Return Fund
 Inc

Ticker           Security ID:                          Meeting Date             Meeting Status
ZTR              CUSIP 989837109                       05/10/2011               Voted
Meeting Type     Country of Trade
Annual           United States
Issue No.        Description                           Proponent   Mgmt Rec    Vote Cast   For/Agnst
                                                                                            Mgmt

1.1              Elect Wendy Luscombe                  Mgmt        For         Withhold    Against
1.2              Elect R. Keith Walton                 Mgmt        For         Withhold    Against