-------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0582 Expires: March 31, 2012 Estimated average burden hours per response 9.6 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22066 --------------------------------------------- Cornerstone Progressive Return Fund -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) 350 Jericho Turnpike, Suite 206 Jericho, New York 11753 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Frank J. Maresca Ultimus Fund Solutions, LLC 350 Jericho Turnpike, Suite 206 Jericho, NY 11753 -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (513) 587-3400 ---------------------------- Date of fiscal year end: December 31 ---------------------------- Date of reporting period: July 1, 2010 - June 30, 2011 ----------------------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. ITEM 1. PROXY VOTING RECORD. Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote: (a) The name of the issuer of the portfolio security; (b) The exchange ticker symbol of the portfolio security; (c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; (d) The shareholder meeting date; (e) A brief identification of the matter voted on; (f) Whether the matter was proposed by the issuer or by a security holder; (g) Whether the registrant cast its vote on the matter; (h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and (i) Whether the registrant cast its vote for or against management. SIGNATURES ---------- [See General Instruction F] Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Cornerstone Progressive Return Fund -------------------------------------------------------------------- By (Signature and Title)* /s/ Ralph W. Bradshaw ------------------------------------------------------- Ralph W. Bradshaw, President and Chairman (Principal Executive Officer) Date August 23, 2011 --------------------------------------------------------------------------- * Print the name and title of each signing officer under his or her signature. EXHIBIT A --------- Item 1: Proxy Voting Record Registrant : Cornerstone Progressive Return Fund ======================================================================================================= 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For Against Against 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report ======================================================================================================= Aberdeen Asia-Pacific Income Fund, Inc Ticker Security ID: Meeting Date Meeting Status FAX CUSIP 003009107 03/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Sacks Mgmt For For For 1.2 Elect P. Gerald Malone Mgmt For For For ======================================================================================================= Aberdeen Israel Fund, Inc. Ticker Security ID: Meeting Date Meeting Status ISL CUSIP 00301L109 04/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Cattano Mgmt For For For 1.2 Elect Steven Rappaport Mgmt For Withhold Against ======================================================================================================= Adam Express Company Ticker Security ID: Meeting Date Meeting Status ADX CUSIP 006212104 03/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Enrique Arzac Mgmt For Withhold Against 1.2 Elect Phyllis Bonanno Mgmt For For For 1.3 Elect Kenneth Dale Mgmt For For For 1.4 Elect Daniel Emerson Mgmt For For For 1.5 Elect Frederic Escherich Mgmt For For For 1.6 Elect Roger Gale Mgmt For For For 1.7 Elect Thomas Lenagh Mgmt For For For 1.8 Elect Kathleen McGahran Mgmt For For For 1.9 Elect Douglas Ober Mgmt For For For 1.10 Elect Craig Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Self-Tender Offer ======================================================================================================= AFLAC Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos II Mgmt For Against Against 3 Elect Paul Amos II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger III Mgmt For Against Against 6 Elect Elizabeth Hudson Mgmt For For For 7 Elect Douglas Johnson Mgmt For For For 8 Elect Robert Johnson Mgmt For For For 9 Elect Charles Knapp Mgmt For For For 10 Elect E. Stephen Purdom Mgmt For For For 11 Elect Barbara Rimer Mgmt For For For 12 Elect Marvin Schuster Mgmt For For For 13 Elect David Thompson Mgmt For For For 14 Elect Robert Wright Mgmt For For For 15 Elect Takuro Yoshida Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Ratification of Auditor Mgmt For For For ======================================================================================================= AllianceBernstein Global High Income Fund Inc Ticker Security ID: Meeting Date Meeting Status AWF CUSIP 01879R106 03/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Dobkin Mgmt For Withhold Against 1.2 Elect William Foulk, Jr. Mgmt For Withhold Against 1.3 Elect D. James Guzy Mgmt For Withhold Against ======================================================================================================= AllianceBernstein Global High Income Fund, Inc. Ticker Security ID: Meeting Date Meeting Status AWF CUSIP 01879R106 03/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Dobkin Mgmt For For For 1.2 Elect William Foulk, Jr. Mgmt For For For 1.3 Elect D. James Guzy Mgmt For For For ======================================================================================================= AllianceBernstein Income Fund Inc Ticker Security ID: Meeting Date Meeting Status ACG CUSIP 01881E101 03/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Foulk, Jr. Mgmt For For For 1.2 Elect D. James Guzy Mgmt For For For 1.3 Elect Robert Keith Mgmt For For For ======================================================================================================= AllianceBernstein Income Fund Inc Ticker Security ID: Meeting Date Meeting Status ACG CUSIP 01881E101 03/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Foulk, Jr. Mgmt For Withhold Against 1.2 Elect D. James Guzy Mgmt For Withhold Against 1.3 Elect Robert Keith Mgmt For Withhold Against ======================================================================================================= Alpine Global Dynamic Dividend Fund Ticker Security ID: Meeting Date Meeting Status AGD CUSIP 02082E106 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Wacksman Mgmt For For For ======================================================================================================= Alpine Global Dynamic Dividend Fund Ticker Security ID: Meeting Date Meeting Status AGD CUSIP 02082E106 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Wacksman Mgmt For Abstain Against ======================================================================================================= Alpine Global Premier Properties Fund Ticker Security ID: Meeting Date Meeting Status AWP CUSIP 02083A103 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Wacksman Mgmt For For For ======================================================================================================= Alpine Global Premier Properties Fund Ticker Security ID: Meeting Date Meeting Status AWP CUSIP 02083A103 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Wacksman Mgmt For Abstain Against ======================================================================================================= Alpine Total Dynamic Dividend Fund Ticker Security ID: Meeting Date Meeting Status AOD CUSIP 021060108 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Wacksman Mgmt For For For ======================================================================================================= Alpine Total Dynamic Dividend Fund Ticker Security ID: Meeting Date Meeting Status AOD CUSIP 021060108 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Wacksman Mgmt For Abstain Against ======================================================================================================= AOL, Inc. Ticker Security ID: Meeting Date Meeting Status AOL CUSIP 00184X105 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tim Armstrong Mgmt For For For 2 Elect Richard Dalzell Mgmt For For For 3 Elect Karen Dykstra Mgmt For For For 4 Elect Alberto Ibarguen Mgmt For For For 5 Elect Susan Lyne Mgmt For For For 6 Elect Patricia Mitchell Mgmt For For For 7 Elect Fredric Reynolds Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation ======================================================================================================= Automatic Data Processing Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Sharon Rowlands Mgmt For For For 1.10 Elect Enrique Salem Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Amendment to the Employees' Mgmt For For For Savings-Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For ======================================================================================================= Becton, Dickinson And Co. Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Henry Becton, Jr. Mgmt For For For 1.3 Elect Edward DeGraan Mgmt For For For 1.4 Elect Claire Fraser-Liggett Mgmt For For For 1.5 Elect Christopher Jones Mgmt For For For 1.6 Elect Marshall Larsen Mgmt For For For 1.7 Elect Edward Ludwig Mgmt For For For 1.8 Elect Adel Mahmoud Mgmt For For For 1.9 Elect Gary Mecklenburg Mgmt For For For 1.10 Elect Cathy Minehan Mgmt For Withhold Against 1.11 Elect James Orr Mgmt For For For 1.12 Elect Willard Overlock, Jr. Mgmt For For For 1.13 Elect Bertram Scott Mgmt For For For 1.14 Elect Alfred Sommer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A Executive Compensation 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting ======================================================================================================= Calamos Global Dynamic Income Fund Ticker Security ID: Meeting Date Meeting Status CHW CUSIP 12811L107 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Calamos, Sr. Mgmt For For For 1.2 Elect William Rybak Mgmt For For For ======================================================================================================= Calamos Global Dynamic Income Fund Ticker Security ID: Meeting Date Meeting Status CHW CUSIP 12811L107 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Calamos, Sr. Mgmt For Abstain Against 1.2 Elect William Rybak Mgmt For Abstain Against ======================================================================================================= Calamos Strategic Total Return Fund Ticker Security ID: Meeting Date Meeting Status CSQ CUSIP 128125101 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Calamos, Sr. Mgmt For For For 1.2 Elect William Rybak Mgmt For For For ======================================================================================================= Cisco Systems Inc Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For Against Against 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Sales to China ======================================================================================================= Columbia Seligman Premium Technology Growth Fund Inc Ticker Security ID: Meeting Date Meeting Status STK CUSIP 19842X109 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Patricia Flynn Mgmt For For For 1.2 Elect Stephen Lewis, Jr. Mgmt For For For 1.3 Elect Catherine James Paglia Mgmt For For For 2 Ratification of Auditor Mgmt For For For ======================================================================================================= Comcast Corp. Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For Withhold Against 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Joseph Collins Mgmt For For For 1.6 Elect J. Michael Cook Mgmt For For For 1.7 Elect Gerald Hassell Mgmt For For For 1.8 Elect Jeffrey Honickman Mgmt For For For 1.9 Elect Eduardo Mestre Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to the 2002 Restricted Mgmt For For For Stock Plan 5 Amendment to the 2003 Stock Option Mgmt For For For Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 9 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman ======================================================================================================= Conoco Phillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Omnibus Stock and Performance Mgmt For For For Incentive Plan 18 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations ======================================================================================================= DIRECTV Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25490A101 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Dillon Mgmt For For For 1.2 Elect Samuel DiPiazza, Jr. Mgmt For For For 1.3 Elect Lorrie Norrington Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to Dual Class Stock Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Adoption of Majority Vote for Mgmt For For For Election of Directors 6 Limitation of Right to Call a Mgmt For Against Against Special Meeting 7 Adoption of Delaware as the Mgmt For Against Against Exclusive Forum for Certain Disputes 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation ======================================================================================================= Dow 30 Enhanced Premium & Income Fund Inc Ticker Security ID: Meeting Date Meeting Status DPO CUSIP 260537105 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect Robert Bremner Mgmt For For For 1.3 Elect Jack Evans Mgmt For For For 1.4 Elect David Kundert Mgmt For For For 1.5 Elect Judith Stockdale Mgmt For For For 1.6 Elect Carole Stone Mgmt For For For 1.7 Elect Terence Toth Mgmt For For For 1.8 Elect Virginia Stringer Mgmt For For For 1.9 Elect William Hunter Mgmt For For For 1.10 Elect William Schneider Mgmt For For For ======================================================================================================= Dow 30 Enhanced Premium & Income Fund Inc Ticker Security ID: Meeting Date Meeting Status DPO CUSIP 260537105 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For Withhold Against 1.2 Elect Robert Bremner Mgmt For Withhold Against 1.3 Elect Jack Evans Mgmt For Withhold Against 1.4 Elect David Kundert Mgmt For Withhold Against 1.5 Elect Judith Stockdale Mgmt For Withhold Against 1.6 Elect Carole Stone Mgmt For Withhold Against 1.7 Elect Terence Toth Mgmt For Withhold Against 1.8 Elect Virginia Stringer Mgmt For Withhold Against 1.9 Elect William Hunter Mgmt For Withhold Against 1.10 Elect William Schneider Mgmt For Withhold Against ======================================================================================================= Duff & Phelps Utility & Corporate Bond Trust Ticker Security ID: Meeting Date Meeting Status DUC CUSIP 26432K108 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Geraldine McNamara Mgmt For Withhold Against 1.2 Elect Christian Poindexter Mgmt For Withhold Against ======================================================================================================= Duff & Phelps Utility and Corporate Bond Trust Inc Ticker Security ID: Meeting Date Meeting Status DUC CUSIP 26432K108 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Geraldine McNamara Mgmt For For For 1.2 Elect Christian Poindexter Mgmt For For For ======================================================================================================= Duke Energy Corp. Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Barnet III Mgmt For For For 1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For 1.3 Elect Michael Browning Mgmt For For For 1.4 Elect Daniel DiMicco Mgmt For For For 1.5 Elect John Forsgren Mgmt For For For 1.6 Elect Ann Maynard Gray Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect E. James Reinsch Mgmt For For For 1.9 Elect James Rhodes Mgmt For For For ======================================================================================================= Duke Energy Corp. Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Rogers Mgmt For For For 1.11 Elect Philip Sharp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 6 Shareholder Proposal Regarding ShrHldr Against Against For Report on Coal Risk 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors ======================================================================================================= Eaton Vance Enhanced Equity Income Fund II Ticker Security ID: Meeting Date Meeting Status EOS CUSIP 278277108 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Benjamin Esty Mgmt For For For 1.2 Elect Thomas Faust, Jr. Mgmt For For For 1.3 Elect Allen Freedman Mgmt For For For ======================================================================================================= Eaton Vance Enhanced Equity Income Fund II Ticker Security ID: Meeting Date Meeting Status EOS CUSIP 278277108 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Benjamin Esty Mgmt For Withhold Against 1.2 Elect Thomas Faust, Jr. Mgmt For Withhold Against 1.3 Elect Allen Freedman Mgmt For Withhold Against ======================================================================================================= Eaton Vance Risk-Managed Diversified Equity Income Fund Ticker Security ID: Meeting Date Meeting Status ETJ CUSIP 27829G106 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Benjamin Esty Mgmt For For For 1.2 Elect Thomas Faust, Jr. Mgmt For For For 1.3 Elect Allen Freedman Mgmt For For For ======================================================================================================= Eaton Vance Risk-Managed Diversified Equity Income Fund Ticker Security ID: Meeting Date Meeting Status ETJ CUSIP 27829G106 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Benjamin Esty Mgmt For Withhold Against 1.2 Elect Thomas Faust, Jr. Mgmt For Withhold Against 1.3 Elect Allen Freedman Mgmt For Withhold Against ======================================================================================================= Eaton Vance Tax-Managed Buy-Write Income Ticker Security ID: Meeting Date Meeting Status ETB CUSIP 27828X100 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Helen Peters Mgmt For For For 1.2 Elect Lynn Stout Mgmt For For For 1.3 Elect Ralph Verni Mgmt For For For ======================================================================================================= Eaton Vance Tax-Managed Buy-Write Income Fund Ticker Security ID: Meeting Date Meeting Status ETB CUSIP 27828X100 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Helen Peters Mgmt For Withhold Against 1.2 Elect Lynn Stout Mgmt For Withhold Against 1.3 Elect Ralph Verni Mgmt For Withhold Against ======================================================================================================= Eaton Vance Tax-Managed Buy-Write Opportunities Fund Ticker Security ID: Meeting Date Meeting Status ETV CUSIP 27828Y108 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Helen Peters Mgmt For For For 1.2 Elect Lynn Stout Mgmt For For For 1.3 Elect Ralph Verni Mgmt For For For ======================================================================================================= Eaton Vance Tax-Managed Buy-Write Opportunities Fund Ticker Security ID: Meeting Date Meeting Status ETV CUSIP 27828Y108 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Helen Peters Mgmt For Withhold Against 1.2 Elect Lynn Stout Mgmt For Withhold Against 1.3 Elect Ralph Verni Mgmt For Withhold Against ======================================================================================================= Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund Ticker Security ID: Meeting Date Meeting Status ETW CUSIP 27829C105 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Helen Peters Mgmt For For For 1.2 Elect Lynn Stout Mgmt For For For 1.3 Elect Ralph Verni Mgmt For For For ======================================================================================================= Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund Ticker Security ID: Meeting Date Meeting Status ETW CUSIP 27829C105 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Helen Peters Mgmt For Withhold Against 1.2 Elect Lynn Stout Mgmt For Withhold Against 1.3 Elect Ralph Verni Mgmt For Withhold Against ======================================================================================================= Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/01/2011 Unvoted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Farr Mgmt For N/A N/A 1.2 Elect Harriet Green Mgmt For N/A N/A 1.3 Elect Charles Peters Mgmt For N/A N/A 1.4 Elect Joseph Prueher Mgmt For N/A N/A 1.5 Elect Rozanne Ridgway Mgmt For N/A N/A 2 Re-approval of the Performance Mgmt For N/A N/A Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For N/A N/A 4 Ratification of Auditor Mgmt For N/A N/A 5 Advisory Vote on Executive Mgmt For N/A N/A Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years N/A Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against N/A N/A Sustainability Report ======================================================================================================= Exxon Mobil Corp. Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against For Against Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding Human ShrHldr Against Against For Right to Water 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emission Goals ======================================================================================================= First Trust Strategic High Income Fund Ticker Security ID: Meeting Date Meeting Status FHI CUSIP 337347108 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Keith Mgmt For For For ======================================================================================================= First Trust Strategic High Income Fund Ticker Security ID: Meeting Date Meeting Status FHI CUSIP 337347108 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Keith Mgmt For Against Against ======================================================================================================= First Trust Strategic High Income Fund II Ticker Security ID: Meeting Date Meeting Status FHY CUSIP 337353106 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Keith Mgmt For For For ======================================================================================================= First Trust Strategic High Income Fund II Ticker Security ID: Meeting Date Meeting Status FHY CUSIP 337353106 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Keith Mgmt For Against Against ======================================================================================================= First Trust Strategic High Income Fund II Ticker Security ID: Meeting Date Meeting Status FHY CUSIP 337353106 12/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of a New Investment Mgmt For For For Management Agreement 2 Approval of a New Sub-Advisory Mgmt For For For Agreement ======================================================================================================= First Trust Strategic High Income Fund III Ticker Security ID: Meeting Date Meeting Status FHO CUSIP 33735C106 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Keith Mgmt For For For ======================================================================================================= First Trust Strategic High Income Fund III Ticker Security ID: Meeting Date Meeting Status FHO CUSIP 33735C106 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Keith Mgmt For Against Against ======================================================================================================= First Trust Strategic High Income Fund III Ticker Security ID: Meeting Date Meeting Status FHO CUSIP 33735C106 12/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of a New Investment Mgmt For For For Management Agreement 2 Approval of a New Sub-Advisory Mgmt For For For Agreement ======================================================================================================= First Trust Strategic High Income Fund III Ticker Security ID: Meeting Date Meeting Status FHO CUSIP 33735C106 12/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of a New Investment Mgmt For Against Against Management Agreement 2 Approval of a New Sub-Advisory Mgmt For Against Against Agreement ======================================================================================================= First Trust Strategic High Income Fund III Ticker Security ID: Meeting Date Meeting Status FHO CUSIP 33735C106 12/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of a New Investment Mgmt For Abstain Against Management Agreement 2 Approval of a New Sub-Advisory Mgmt For Abstain Against Agreement ======================================================================================================= Ford Motor Co. Ticker Security ID: Meeting Date Meeting Status F CUSIP 345370860 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For Against Against 4 Elect Edsel Ford II Mgmt For Against Against 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For For For 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For Against Against 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting ======================================================================================================= Freeport-McMoran Copper & Gold Inc. Ticker Security ID: Meeting Date Meeting Status FCX CUSIP 35671D857 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For Withhold Against 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board ======================================================================================================= General American Investors Co., Inc. Ticker Security ID: Meeting Date Meeting Status GAM CUSIP 368802104 04/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rodney Berens Mgmt For For For 1.2 Elect Lewis Cullman Mgmt For For For 1.3 Elect Spencer Davidson Mgmt For For For 1.4 Elect Gerald Edelman Mgmt For For For 1.5 Elect John Gordan, III Mgmt For For For 1.6 Elect Betsy Gotbaum Mgmt For For For 1.7 Elect Sidney Knafel Mgmt For For For 1.8 Elect Daniel Neidich Mgmt For For For 1.9 Elect D. Ellen Shuman Mgmt For For For 2 Ratification of Auditor Mgmt For For For ======================================================================================================= General American Investors Co., Inc. Ticker Security ID: Meeting Date Meeting Status GAM CUSIP 368802104 04/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rodney Berens Mgmt For Withhold Against 1.2 Elect Lewis Cullman Mgmt For Withhold Against 1.3 Elect Spencer Davidson Mgmt For Withhold Against 1.4 Elect Gerald Edelman Mgmt For Withhold Against 1.5 Elect John Gordan, III Mgmt For Withhold Against 1.6 Elect Betsy Gotbaum Mgmt For Withhold Against 1.7 Elect Sidney Knafel Mgmt For Withhold Against 1.8 Elect Daniel Neidich Mgmt For Withhold Against 1.9 Elect D. Ellen Shuman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against ======================================================================================================= General American Investors Co., Inc. Ticker Security ID: Meeting Date Meeting Status GAM CUSIP 368802104 04/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rodney Berens Mgmt For Withhold Against 1.2 Elect Lewis Cullman Mgmt For Withhold Against 1.3 Elect Spencer Davidson Mgmt For Withhold Against 1.4 Elect Gerald Edelman Mgmt For Withhold Against 1.5 Elect John Gordan, III Mgmt For Withhold Against 1.6 Elect Betsy Gotbaum Mgmt For Withhold Against 1.7 Elect Sidney Knafel Mgmt For Withhold Against 1.8 Elect Daniel Neidich Mgmt For Withhold Against 1.9 Elect D. Ellen Shuman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Abstain Against ======================================================================================================= Google Inc Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For Withhold Against 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Conflict of Interest Report ======================================================================================================= Intel Corp. Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For Against Against 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 13 Amendment to the 2006 Stock Purchase Mgmt For For For Plan 14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation ======================================================================================================= Invesco Van Kampen Bond Fund Ticker Security ID: Meeting Date Meeting Status VBF CUSIP 46132L107 06/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Arch Mgmt For For For 1.2 Elect Howard Kerr Mgmt For For For 1.3 Elect Jerry Choate Mgmt For For For 1.4 Elect Suzanne Woolsey Mgmt For For For ======================================================================================================= Invesco Van Kampen Trust Insured Ticker Security ID: Meeting Date Meeting Status VIM CUSIP 46131L108 06/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Arch Mgmt For For For 1.2 Elect Howard Kerr Mgmt For For For 1.3 Elect Jerry Choate Mgmt For For For 1.4 Elect Suzanne Woolsey Mgmt For For For ======================================================================================================= Invesco Van Kampen Trust Insured Ticker Security ID: Meeting Date Meeting Status VIM CUSIP 46131L108 06/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Arch Mgmt For Abstain Against 1.2 Elect Howard Kerr Mgmt For Abstain Against 1.3 Elect Jerry Choate Mgmt For Abstain Against 1.4 Elect Suzanne Woolsey Mgmt For Abstain Against ======================================================================================================= Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For Against Against 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For Against Against 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For Against Against 9 Elect Charles Prince Mgmt For Against Against 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHldr Against Against For Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare ======================================================================================================= JP Morgan Chase & Company Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Incentive Mgmt For For For Plan 16 Shareholder Proposal Regarding ShrHldr Against Against For Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Genocide-Free Investing 21 Shareholder Proposal Regarding an ShrHldr Against Against For Independent Lead Director ======================================================================================================= Morgan Stanley Eastern Europe Fund Ticker Security ID: Meeting Date Meeting Status RNE CUSIP 616988101 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kathleen Dennis Mgmt For Against Against 1.2 Elect Joseph Kearns Mgmt For Against Against 1.3 Elect Michael Nugent Mgmt For Against Against 1.4 Elect Fergus Reid Mgmt For Against Against ======================================================================================================= Morgan Stanley Eastern Europe Inc Ticker Security ID: Meeting Date Meeting Status RNE CUSIP 616988101 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kathleen Dennis Mgmt For For For 1.2 Elect Joseph Kearns Mgmt For For For 1.3 Elect Michael Nugent Mgmt For For For 1.4 Elect Fergus Reid Mgmt For For For ======================================================================================================= Morgan Stanley Income Securities Ticker Security ID: Meeting Date Meeting Status ICB CUSIP 61745P874 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Bowman Mgmt For For For 1.2 Elect Michael Bozic Mgmt For For For 1.3 Elect James Higgins Mgmt For For For ======================================================================================================= New Ireland Fund, Inc. Ticker Security ID: Meeting Date Meeting Status IRL CUSIP 645673104 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Margaret Duffy Mgmt For For For 2 Approval of a New Investment Mgmt For For For Advisory Agreement ======================================================================================================= New Ireland Fund, Inc. Ticker Security ID: Meeting Date Meeting Status IRL CUSIP 645673104 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Margaret Duffy Mgmt For Against Against 2 Approval of a New Investment Mgmt For Against Against Advisory Agreement ======================================================================================================= New Ireland Fund, Inc. Ticker Security ID: Meeting Date Meeting Status IRL CUSIP 645673104 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Margaret Duffy Mgmt For Against Against 2 Approval of a New Investment Mgmt For Abstain Against Advisory Agreement ======================================================================================================= Nuveen Equity Premium Income Fund Ticker Security ID: Meeting Date Meeting Status JPZ CUSIP 6706ER101 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect David Kundert Mgmt For For For 1.3 Elect Terence Toth Mgmt For For For ======================================================================================================= Nuveen Equity Premium Income Fund Ticker Security ID: Meeting Date Meeting Status JPZ CUSIP 6706ER101 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For Withhold Against 1.2 Elect David Kundert Mgmt For Withhold Against 1.3 Elect Terence Toth Mgmt For Withhold Against ======================================================================================================= Nuveen Equity Premium Opportunity Fund Ticker Security ID: Meeting Date Meeting Status JSN CUSIP 6706EM102 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect David Kundert Mgmt For For For 1.3 Elect Terence Toth Mgmt For For For ======================================================================================================= Nuveen Equity Premium Opportunity Fund Ticker Security ID: Meeting Date Meeting Status JSN CUSIP 6706EM102 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For Withhold Against 1.2 Elect David Kundert Mgmt For Withhold Against 1.3 Elect Terence Toth Mgmt For Withhold Against ======================================================================================================= Nuveen Multi-Currency Short-Term Government Income Fund Ticker Security ID: Meeting Date Meeting Status JGT CUSIP 67090N109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect David Kundert Mgmt For For For 1.3 Elect Terence Toth Mgmt For For For ======================================================================================================= Nuveen Multi-Currency Short-Term Government Income Fund Ticker Security ID: Meeting Date Meeting Status JGT CUSIP 67090N109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For Withhold Against 1.2 Elect David Kundert Mgmt For Withhold Against 1.3 Elect Terence Toth Mgmt For Withhold Against ======================================================================================================= Nuveen Tax Advantaged Ticker Security ID: Meeting Date Meeting Status JTA CUSIP 67090H102 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For Withhold Against 1.2 Elect David Kundert Mgmt For Withhold Against 1.3 Elect Terence Toth Mgmt For Withhold Against ======================================================================================================= Nuveen Tax Advantaged Total Return Strategy Fund Ticker Security ID: Meeting Date Meeting Status JTA CUSIP 67090H102 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Amboian Mgmt For For For 1.2 Elect David Kundert Mgmt For For For 1.3 Elect Terence Toth Mgmt For For For ======================================================================================================= Reaves Utility Income Fund Ticker Security ID: Meeting Date Meeting Status UTG CUSIP 756158101 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Anstine Mgmt For For For 1.2 Elect Michael Holland Mgmt For Withhold Against ======================================================================================================= Rivus Bond Fund Ticker Security ID: Meeting Date Meeting Status BDF CUSIP 769667106 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Thacher Brown Mgmt For For For 1.2 Elect Suzanne Welsh Mgmt For For For 1.3 Elect Morris Lloyd, Jr. Mgmt For For For 1.4 Elect Ellen Harvey Mgmt For For For 2 Transaction of Other Business Mgmt For For For ======================================================================================================= Rivus Bond Fund Ticker Security ID: Meeting Date Meeting Status BDF CUSIP 769667106 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Thacher Brown Mgmt For Abstain Against 1.2 Elect Suzanne Welsh Mgmt For Abstain Against 1.3 Elect Morris Lloyd, Jr. Mgmt For Abstain Against 1.4 Elect Ellen Harvey Mgmt For Abstain Against 2 Transaction of Other Business Mgmt For Abstain Against ======================================================================================================= Rivus Bond Fund Ticker Security ID: Meeting Date Meeting Status BDF CUSIP 769667106 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Thacher Brown Mgmt For Abstain Against 1.2 Elect Suzanne Welsh Mgmt For Abstain Against 1.3 Elect Morris Lloyd, Jr. Mgmt For Abstain Against 1.4 Elect Ellen Harvey Mgmt For Abstain Against 2 Transaction of Other Business Mgmt For Against Against ======================================================================================================= SunAmerica Focused Alpha Growth Fund, Inc. Ticker Security ID: Meeting Date Meeting Status FGF CUSIP 867037103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Grant Mgmt For Withhold Against 1.2 Elect Stephen Gutman Mgmt For Withhold Against 1.3 Elect Peter Harbeck Mgmt For Withhold Against 2 Shareholder Proposal Regarding ShrHldr Against Against For Termination of Management and Advisory ======================================================================================================= SunAmerica Focused Alpha Growth Fund, Inc. Ticker Security ID: Meeting Date Meeting Status FGF CUSIP 867037103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Grant Mgmt For For For 1.2 Elect Stephen Gutman Mgmt For For For 1.3 Elect Peter Harbeck Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against For Against Termination of Management and Advisory Agreements ======================================================================================================= SunAmerica Focused Alpha Growth Fund, Inc. Ticker Security ID: Meeting Date Meeting Status FGF CUSIP 867037103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Grant Mgmt For Withhold Against 1.2 Elect Stephen Gutman Mgmt For Withhold Against 1.3 Elect Peter Harbeck Mgmt For Withhold Against 2 Shareholder Proposal Regarding ShrHldr Against Abstain Against Termination of Management and Advisory Agreements ======================================================================================================= SunAmerica Focused Alpha Large-Cap Fund, Inc. Ticker Security ID: Meeting Date Meeting Status FGI CUSIP 867038101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Grant Mgmt For Withhold Against 1.2 Elect Stephen Gutman Mgmt For Withhold Against 1.3 Elect Peter Harbeck Mgmt For Withhold Against 2 Shareholder Proposal Regarding ShrHldr Against Against For Termination of Management and Advisory Agreements ======================================================================================================= SunAmerica Focused Alpha Large-Cap Fund, Inc. Ticker Security ID: Meeting Date Meeting Status FGI CUSIP 867038101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Grant Mgmt For For For 1.2 Elect Stephen Gutman Mgmt For For For 1.3 Elect Peter Harbeck Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against For Against Termination of Management and Advisory Agreements ======================================================================================================= SunAmerica Focused Alpha Large-Cap Fund, Inc. Ticker Security ID: Meeting Date Meeting Status FGI CUSIP 867038101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Grant Mgmt For Withhold Against 1.2 Elect Stephen Gutman Mgmt For Withhold Against 1.3 Elect Peter Harbeck Mgmt For Withhold Against 2 Shareholder Proposal Regarding ShrHldr Against Abstain Against Termination of Management and Advisory Agreements ======================================================================================================= The Gabelli Healthcare & Wellness Trust Ticker Security ID: Meeting Date Meeting Status GRX CUSIP 36246K103 05/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mario Gabelli Mgmt For For For 1.2 Elect Vincent Enright Mgmt For For For 1.3 Elect Anthonie van Ekris Mgmt For For For ======================================================================================================= The Gabelli Healthcare & Wellness Trust Ticker Security ID: Meeting Date Meeting Status GRX CUSIP 36246K103 05/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mario Gabelli Mgmt For Withhold Against 1.2 Elect Vincent Enright Mgmt For Withhold Against 1.3 Elect Anthonie van Ekris Mgmt For Withhold Against ======================================================================================================= Time Warner Inc Ticker Security ID: Meeting Date Meeting Status TWX CUSIP 887317303 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For Against Against 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For Against Against 11 Elect Kenneth Novack Mgmt For Against Against 12 Elect Paul Wachter Mgmt For For For 13 Elect Deborah Wright Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Elimination of Absolute Majority Mgmt For For For Voting Requirement 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent ======================================================================================================= Transamerica Income Shares Inc Ticker Security ID: Meeting Date Meeting Status TAI CUSIP 893506105 03/18/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of a New Sub-Advisory Mgmt For For For Agreement ======================================================================================================= Union Pacific Corp. Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For For For 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For Against Against 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Actions adversely affecting Mgmt For For For preferred stock 17 Removal of directors Mgmt For For For 18 Changing the authorized amount of Mgmt For For For capital stock. 19 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman ======================================================================================================= United Technologies Corp. Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt N/A 3 Years N/A Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against For Against Retention of Shares ======================================================================================================= Wal-Mart Stores, Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report 21 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHldr Against Against For Supplier Sustainability Reports 23 Shareholder Proposal Regarding ShrHldr Against Against For Climate Change Risk Report ======================================================================================================= Western Asset Income Fund Ticker Security ID: Meeting Date Meeting Status PAI CUSIP 95766T100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Arnault Mgmt For For For 1.2 Elect Anita DeFrantz Mgmt For For For 1.3 Elect Ronald Olson Mgmt For For For 1.4 Elect William Siart Mgmt For For For 1.5 Elect Jaynie Studenmund Mgmt For For For 1.6 Elect Avedick Poladian Mgmt For For For 1.7 Elect R. Jay Gerken Mgmt For For For ======================================================================================================= Western Asset Income Fund Ticker Security ID: Meeting Date Meeting Status PAI CUSIP 95766T100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Arnault Mgmt For Withhold Against 1.2 Elect Anita DeFrantz Mgmt For Withhold Against 1.3 Elect Ronald Olson Mgmt For Withhold Against 1.4 Elect William Siart Mgmt For Withhold Against 1.5 Elect Jaynie Studenmund Mgmt For Withhold Against 1.6 Elect Avedick Poladian Mgmt For Withhold Against 1.7 Elect R. Jay Gerken Mgmt For Withhold Against ======================================================================================================= Western Asset Investment Grade Defined Opportunity Trust Inc Ticker Security ID: Meeting Date Meeting Status IGI CUSIP 95790A101 03/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leslie Gelb Mgmt For For For 1.2 Elect William Hutchinson Mgmt For For For 1.3 Elect R. Jay Gerken Mgmt For For For ======================================================================================================= Western Asset Municipal High Income Fund Inc Ticker Security ID: Meeting Date Meeting Status MHF CUSIP 95766N103 02/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Hutchinson Mgmt For For For 1.2 Elect Jeswald Salacuse Mgmt For For For ======================================================================================================= Zweig Total Return Fund Inc Ticker Security ID: Meeting Date Meeting Status ZTR CUSIP 989837109 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wendy Luscombe Mgmt For For For 1.2 Elect R. Keith Walton Mgmt For For For ======================================================================================================= Zweig Total Return Fund Inc Ticker Security ID: Meeting Date Meeting Status ZTR CUSIP 989837109 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wendy Luscombe Mgmt For Withhold Against 1.2 Elect R. Keith Walton Mgmt For Withhold Against