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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STROHM MICHAEL D 6300 LAMAR AVENUE OVERLAND PARK, KS 66202 |
SVP & Chief Operations Officer |
Michael D. Strohm | 01/04/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Strohm's Form 4 filing on June 7, 2011, reporting a May 26, 2011 disposition of 104 shares by gift transaction, incorrectly indicated that the gifted shares originated from shares held directly by Mr. Strohm rather than from shares indirectly held in Mr. Strohm's personal trust. The June 7, 2011 Form 4 should have reported that following the gift transaction Mr. Strohm held 21,179 shares indirectly in his personal trust and 158,413 shares directly. As a result of this error, Mr. Strohm's subsequent Form 4 filing on July 8, 2011, reporting a transfer of 12,944 shares held by Mr. Strohm directly to Mr. Strohm's personal trust for estate planning purposes, included incorrect ownership amounts in Column 5. The July 8, 2011 Form 4 should have reported that following the transfer Mr. Strohm held 34,123 shares indirectly in his personal trust and 132,673 shares directly. |
(2) | These shares are held in trust for the benefit of Mr. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust. |
(3) | These shares are held in trust for the benefit of Mrs. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust. |