UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 |
SCHEDULE 13D
(Rule 13d-101) |
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4)*
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THE STANDARD REGISTER COMPANY |
(Name of Issuer) |
Common Stock |
(Title of Class of Securities) |
853887206 |
(CUSIP Number) |
Frederick H. Fogel
Silver Point Capital, L.P.
2 Greenwich Plaza, First Floor
Greenwich, CT 06830
(203) 542-4200
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communication) |
June 11, 2014 |
(Date of Event which Requires Filing of this Statement) |
*
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The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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13D |
1 | NAMES OF REPORTING PERSONS | |||||
Silver Point Capital, L.P.
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | ||||
(b) x | ||||||
3 | SEC USE ONLY | |||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |||||
OO
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5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | o | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
Delaware
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER | ||||
1,779,895
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8 | SHARED VOTING POWER | |||||
-0-
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9 | SOLE DISPOSITIVE POWER | |||||
1,779,895
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10 | SHARED DISPOSITIVE POWER | |||||
-0-
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11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
1,779,895
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12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o | ||||
13 | PERCENT OF CLASS REPRESENTED IN ROW (11) | |||||
21.5%1
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14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |||||
IA, PN
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1
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This percentage is calculated based upon 8,261,577 shares of common stock outstanding as of March 30, 2014 as reported in the Issuer's Form 10-Q filed May 5, 2014.
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13D |
1 | NAMES OF REPORTING PERSONS | |||||
Edward A. Mulé
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | ||||
(b) x | ||||||
3 | SEC USE ONLY | |||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |||||
OO
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5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | o | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
United States
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER | ||||
-0-
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8 | SHARED VOTING POWER | |||||
1,779,895
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9 | SOLE DISPOSITIVE POWER | |||||
-0-
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10 | SHARED DISPOSITIVE POWER | |||||
1,779,895
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11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
1,779,895
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12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o | ||||
13 | PERCENT OF CLASS REPRESENTED IN ROW (11) | |||||
21.5%1
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14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |||||
IN
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13D |
1 | NAMES OF REPORTING PERSONS | |||||
Robert J. O'Shea
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o | ||||
(b) x | ||||||
3 | SEC USE ONLY | |||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |||||
OO
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5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | o | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
United States
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER | ||||
-0-
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8 | SHARED VOTING POWER | |||||
1,779,895
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9 | SOLE DISPOSITIVE POWER | |||||
-0-
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10 | SHARED DISPOSITIVE POWER | |||||
1,779,895
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11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
1,779,895
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12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o | ||||
13 | PERCENT OF CLASS REPRESENTED IN ROW (11) | |||||
21.5%1
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14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |||||
IN
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13D |
Explanatory Note
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This Amendment No. 4 amends and supplements the statement on Schedule 13D originally filed by the Reporting Persons on August 12, 2013, as amended by Amendment No. 1 to Schedule 13D filed on October 28, 2013, as amended by Amendment No. 2 to Schedule 13D filed on April 21, 2014, and as amended by Amendment No. 3 filed on May 12, 2014 (as amended, the "Schedule 13D"). Defined terms used and not otherwise defined herein shall have the meanings ascribed to such terms in the Schedule 13D.
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Item 5.
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Interest in Securities of the Issuer
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The first two paragraphs of Item 5(a) are hereby amended and restated as follows:
(a) The Reporting Persons beneficially own 1,779,895 shares of Common Stock (the "Shares"), which represents approximately 21.5% of the 8,261,577 shares of Common Stock outstanding as of March 30, 2014 as reported in the Issuer's Form 10-Q filed on May 5, 2014. Other than the Shares, the Funds and the Reporting Persons do not beneficially own any securities of the Issuer.
In addition to the Common Stock, the Issuer has an outstanding class of stock called "Class A Stock." Each share of Class A Stock is convertible into one share of Common Stock. There were 944,996 outstanding shares of Class A Stock as of March 30, 2014 as reported in the Issuer's Form 10-Q filed on May 5, 2014. Assuming conversion of all outstanding shares of Class A Stock into Common Stock, the Reporting Persons would beneficially own approximately 19.3% of the shares of Common Stock that would be outstanding upon conversion of the Class A Stock.
Item 5(c) is hereby amended and supplemented as follows:
On June 11, 2014, the Reporting Persons sold 230,200 Shares in a market transaction at a price per share of $5.016. The Reporting Persons sold the Shares in accordance with Section 4.2 of the Shareholders Agreement, dated as of August 1, 2013, by and among The Standard Register Company, the shareholders named therein and Silver Point Finance, L.P., filed as Exhibit 10.5 to the Issuer's Current Report on Form 8-K filed on August 2, 2013.
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Item 7. | Material to Be Filed as Exhibits | |
Exhibit | Description of Exhibit | |
1 |
Joint Filing Agreement, dated June 13, 2014.
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2 |
Shareholders Agreement, dated as of August 1, 2013, by and among The Standard Register Company, the shareholders named therein and Silver Point Capital, L.P. (incorporated herein by reference to Exhibit 10.5 to The Standard Register Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 2, 2013).
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Dated: June 13, 2014
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SILVER POINT CAPITAL, L.P.
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By:
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/s/ Frederick H. Fogel
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Name:
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Frederick H. Fogel
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Its:
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Authorized Signatory
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/s/ Frederick H. Fogel (as attorney-in-fact on behalf of Edward A. Mulé, individually)
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Edward A. Mulé, Individually
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/s/ Frederick H. Fogel (as attorney-in-fact on behalf of Robert J. O'Shea, individually)
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Robert J. O'Shea, Individually
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Dated: June 13, 2014
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SILVER POINT CAPITAL, L.P.
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By:
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/s/ Frederick H. Fogel
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Name:
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Frederick H. Fogel
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Its:
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Authorized Signatory
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/s/ Frederick H. Fogel (as attorney-in-fact on behalf of Edward A. Mulé, individually)
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Edward A. Mulé, Individually
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/s/ Frederick H. Fogel (as attorney-in-fact on behalf of Robert J. O'Shea, individually)
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Robert J. O'Shea, Individually
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