1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
RSU's (Feb 2013)
(1)
|
Â
(2)
|
Â
(2)
|
Common Stock
|
3,207
|
$
0
|
D
|
Â
|
RSU's (Feb 2014)
(3)
|
Â
(2)
|
Â
(2)
|
Common Stock
|
4,907
|
$
0
|
D
|
Â
|
RSU's (Feb 2015)
(4)
|
Â
(2)
|
Â
(2)
|
Common Stock
|
10,406
|
$
0
|
D
|
Â
|
Stock Options 2011.07.21
(5)
|
07/21/2011 |
07/21/2021 |
Common Stock
|
40,404
|
$
17.39
|
D
|
Â
|
Stock Options 2013.02.20
(5)
|
02/20/2013 |
02/20/2023 |
Common Stock
|
11,375
|
$
16.55
|
D
|
Â
|
Stock Options 2014.02.26
(5)
|
02/26/2014 |
02/26/2024 |
Common Stock
|
9,703
|
$
22.3
|
D
|
Â
|
Stock Options 2015.02.18
(5)
|
02/18/2015 |
02/18/2025 |
Common Stock
|
18,703
|
$
16.9
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Restricted share units granted on February 20, 2013 pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These restricted share units vest in three equal annual installments commencing on the first anniversary of the grant date. |
(2) |
Not applicable. |
(3) |
Restricted share units granted on February 26, 2014 pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These restricted share units vest in three equal annual installments commencing on the first anniversary of the grant date. |
(4) |
Restricted share units granted on February 18, 2015 pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These restricted share units vest in three equal annual installments commencing on the first anniversary of the grant date. |
(5) |
Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These stock options are exercisable during a term expiring ten years from the date of the grant, and vest in three equal annual installments commencing on the first anniversary of the grant date. |