UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22216
GAMCO Natural Resources, Gold & Income Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2014 – June 30, 2015
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2014 TO JUNE 30, 2015
| ProxyEdge | Report Date: 07/02/2015 |
| Meeting Date Range: 07/01/2014 - 06/30/2015 | |
| GAMCO Natural Resources, Gold & Income Trust |
| Investment Company Report | ||||||||||||
| ALDERON IRON ORE CORP. | ||||||||||||
| Security | 01434T100 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | AXX | Meeting Date | 29-Jul-2014 | |||||||||
| ISIN | CA01434T1003 | Agenda | 934055496 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | TO SET THE NUMBER OF DIRECTORS AT TWELVE (12). |
Management | For | For | ||||||||
| 02 | DIRECTOR | Management | ||||||||||
| 1 | MARK J. MORABITO | For | For | |||||||||
| 2 | TAYFUN ELDEM | For | For | |||||||||
| 3 | DAVID J. PORTER | For | For | |||||||||
| 4 | JOHN A. BAKER | For | For | |||||||||
| 5 | BRIAN F. DALTON | For | For | |||||||||
| 6 | JOHN VETTESE | For | For | |||||||||
| 7 | LENARD F. BOGGIO | For | For | |||||||||
| 8 | DIANA WALTERS | For | For | |||||||||
| 9 | ZHENG LIANGJUN | For | For | |||||||||
| 10 | TIAN ZEJUN | For | For | |||||||||
| 11 | ADRIAN LOADER | For | For | |||||||||
| 12 | IAN ASHBY | For | For | |||||||||
| 03 | APPOINTMENT OF KPMG LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | ||||||||
| 04 | TO CONSIDER AND, IF THOUGHT FIT, PASS WITH OR WITHOUT VARIATION, A RESOLUTION APPROVING THE LMM LOAN CONVERSION, AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR ACCOMPANYING THIS VOTING INSTRUCTION FORM. |
Management | For | For | ||||||||
| 05 | TO CONSIDER AND, IF THOUGHT FIT, PASS WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION RATIFYING, CONFIRMING AND APPROVING THE COMPANY'S ADVANCE NOTICE POLICY, AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR ACCOMPANYING THIS VOTING INSTRUCTION FORM. |
Management | For | For | ||||||||
| 06 | TO CONSIDER AND, IF THOUGHT FIT, PASS WITH OR WITHOUT VARIATION, A RESOLUTION APPROVING THE COMPANY'S STOCK OPTION PLAN, AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR ACCOMPANYING THIS VOTING INSTRUCTION FORM. |
Management | For | For | ||||||||
| VEDANTA RESOURCES PLC, LONDON | ||||||||||||
| Security | G9328D100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 01-Aug-2014 | ||||||||||
| ISIN | GB0033277061 | Agenda | 705445511 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | THAT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2014, TOGETHER WITH THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITORS' REPORT THEREON, BE RECEIVED |
Management | For | For | ||||||||
| 2 | THAT THE DIRECTORS' REMUNERATION POLICY WHICH IS CONTAINED IN THE DIRECTORS' REMUNERATION REPORT AS SET OUT IN THE ANNUAL REPORT AND ACCOUNTS 2014 BE APPROVED |
Management | For | For | ||||||||
| 3 | THAT THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) AND THE REMUNERATION COMMITTEE CHAIRMAN'S STATEMENT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2014 AS SET OUT IN THE ANNUAL REPORT AND ACCOUNTS 2014 BE APPROVED |
Management | For | For | ||||||||
| 4 | THAT A FINAL DIVIDEND AS RECOMMENDED BY THE DIRECTORS OF 39.0 US CENTS PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2014 BE APPROVED |
Management | For | For | ||||||||
| 5 | THAT MR TOM ALBANESE BE ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 6 | THAT MR ANIL AGARWAL BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 7 | THAT MR NAVIN AGARWAL BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 8 | THAT MR EUAN MACDONALD BE RE- ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 9 | THAT MR AMAN MEHTA BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 10 | THAT MR DEEPAK PAREKH BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 11 | THAT MR GEOFFREY GREEN BE RE- ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 12 | THAT DELOITTE LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY (THE 'AUDITORS') FOR THE FINANCIAL YEAR ENDING 31 MARCH 2015 |
Management | For | For | ||||||||
| 13 | THAT THE DIRECTORS BE AUTHORISED TO DETERMINE THE AUDITORS' REMUNERATION |
Management | For | For | ||||||||
| 14 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 15 | ESTABLISHING THE VEDANTA RESOURCES PERFORMANCE SHARE PLAN 2014 |
Management | Abstain | Against | ||||||||
| 16 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Against | Against | ||||||||
| 17 | PURCHASE BY THE COMPANY OF ITS OWN SHARES |
Management | For | For | ||||||||
| 18 | THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | ||||||||
| B2GOLD CORP. | ||||||||||||
| Security | 11777Q209 | Meeting Type | Special | |||||||||
| Ticker Symbol | BTG | Meeting Date | 12-Sep-2014 | |||||||||
| ISIN | CA11777Q2099 | Agenda | 934067465 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, THE RESOLUTIONS SET FORTH IN SCHEDULE A TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR APPROVING THE ISSUANCE OF SHARES OF B2GOLD CORP. IN CONNECTION WITH THE ACQUISITION OF ALL OF THE ISSUED AND OUTSTANDING SHARES OF PAPILLON RESOURCES LIMITED UNDER AN AUSTRALIAN SCHEME OF ARRANGEMENT, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. |
Management | For | For | ||||||||
| WEATHERFORD INTERNATIONAL PLC | ||||||||||||
| Security | G48833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WFT | Meeting Date | 24-Sep-2014 | |||||||||
| ISIN | IE00BLNN3691 | Agenda | 934069077 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | ELECTION OF DIRECTOR: DAVID J. BUTTERS | Management | For | For | ||||||||
| 1B | ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER |
Management | For | For | ||||||||
| 1C | ELECTION OF DIRECTOR: JOHN D. GASS | Management | For | For | ||||||||
| 1D | ELECTION OF DIRECTOR: FRANCIS S. KALMAN |
Management | For | For | ||||||||
| 1E | ELECTION OF DIRECTOR: WILLIAM E. MACAULAY |
Management | For | For | ||||||||
| 1F | ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. |
Management | For | For | ||||||||
| 1G | ELECTION OF DIRECTOR: GUILLERMO ORTIZ | Management | For | For | ||||||||
| 1H | ELECTION OF DIRECTOR: SIR EMYR JONES PARRY |
Management | For | For | ||||||||
| 1I | ELECTION OF DIRECTOR: ROBERT A. RAYNE | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FINANCIAL YEAR ENDING DECEMBER 31, 2014, TO HOLD OFFICE UNTIL THE CLOSE OF THE 2015 ANNUAL GENERAL MEETING, AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE AUDITORS' REMUNERATION. |
Management | For | For | ||||||||
| 3. | TO ADOPT AN ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | TO AUTHORIZE HOLDING THE 2015 ANNUAL GENERAL MEETING AT A LOCATION OUTSIDE OF IRELAND AS REQUIRED UNDER IRISH LAW. |
Management | For | For | ||||||||
| FRESNILLO PLC, LONDON | ||||||||||||
| Security | G371E2108 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-Oct-2014 | ||||||||||
| ISIN | GB00B2QPKJ12 | Agenda | 705571544 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | THAT THE TRANSACTION, ON THE TERMS SET OUT IN THE STOCK PURCHASE AGREEMENT, BE AND IS HEREBY APPROVED AND THE DIRECTORS (OR A COMMITTEE OF THE DIRECTORS) BE AND ARE HEREBY AUTHORISED TO WAIVE, AMEND, VARY OR EXTEND ANY OF THE TERMS OF THE STOCK PURCHASE AGREEMENT (PROVIDED THAT ANY SUCH WAIVERS, AMENDMENTS, VARIATIONS OR EXTENSIONS ARE NOT OF A MATERIAL NATURE) AND TO DO ALL THINGS AS THEY MAY CONSIDER TO BE NECESSARY OR DESIRABLE TO IMPLEMENT AND GIVE EFFECT TO, OR OTHERWISE IN CONNECTION WITH, THE TRANSACTION AND ANY MATTERS INCIDENTAL TO THE TRANSACTION |
Management | For | For | ||||||||
| NEWCREST MINING LTD, MELBOURNE VIC | ||||||||||||
| Security | Q6651B114 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 31-Oct-2014 | ||||||||||
| ISIN | AU000000NCM7 | Agenda | 705585872 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4.A AND 4.B VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSALS WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE ABSTAIN) ON THE RELEVANT PROPOSAL-ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSALS. BY VOTING (FOR OR-AGAINST) ON THE ABOVE MENTIONED PROPOSALS, YOU ACKNOWLEDGE THAT YOU HAVE NOT- OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSALS AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 2.A | RE-ELECTION OF LADY WINIFRED KAMIT AS A DIRECTOR |
Management | For | For | ||||||||
| 2.B | RE-ELECTION OF RICHARD KNIGHT AS A DIRECTOR |
Management | For | For | ||||||||
| 3 | ADOPTION OF REMUNERATION REPORT (ADVISORY ONLY) |
Management | For | For | ||||||||
| 4.A | GRANT OF PERFORMANCE RIGHTS TO SANDEEP BISWAS |
Management | No Action | |||||||||
| 4.B | GRANT OF PERFORMANCE RIGHTS TO GERARD BOND |
Management | No Action | |||||||||
| 5 | RENEWAL OF PROPORTIONAL TAKEOVER BID APPROVAL RULE |
Management | Against | Against | ||||||||
| ROYAL GOLD, INC. | ||||||||||||
| Security | 780287108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RGLD | Meeting Date | 14-Nov-2014 | |||||||||
| ISIN | US7802871084 | Agenda | 934082188 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: M. CRAIG HAASE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: KEVIN MCARTHUR | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CHRISTOPHER M.T. THOMPSON |
Management | For | For | ||||||||
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2015. |
Management | For | For | ||||||||
| 3. | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. |
Management | Abstain | Against | ||||||||
| ROCKWOOD HOLDINGS, INC. | ||||||||||||
| Security | 774415103 | Meeting Type | Special | |||||||||
| Ticker Symbol | ROC | Meeting Date | 14-Nov-2014 | |||||||||
| ISIN | US7744151033 | Agenda | 934083801 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 15, 2014, AMONG ALBEMARLE CORPORATION, ALBEMARLE HOLDINGS CORPORATION AND ROCKWOOD HOLDINGS, INC., AS IT MAY BE AMENDED FROM TIME TO TIME. |
Management | For | For | ||||||||
| 2. | PROPOSAL TO APPROVE, ON AN ADVISORY NON-BINDING BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO ROCKWOOD HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
Management | Abstain | Against | ||||||||
| 3. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT PROPOSAL 1. |
Management | For | For | ||||||||
| BHP BILLITON LIMITED | ||||||||||||
| Security | 088606108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BHP | Meeting Date | 20-Nov-2014 | |||||||||
| ISIN | US0886061086 | Agenda | 934081706 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO RECEIVE THE 2014 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON |
Management | For | For | ||||||||
| 2. | TO REAPPOINT KPMG LLP AS THE AUDITOR OF BHP BILLITON PLC |
Management | For | For | ||||||||
| 3. | TO AUTHORISE THE RISK AND AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITOR OF BHP BILLITON PLC |
Management | For | For | ||||||||
| 4. | TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC |
Management | For | For | ||||||||
| 5. | TO APPROVE THE AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC FOR CASH |
Management | Against | Against | ||||||||
| 6. | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC |
Management | For | For | ||||||||
| 7. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY |
Management | For | For | ||||||||
| 8. | TO APPROVE THE 2014 REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY |
Management | For | For | ||||||||
| 9. | TO APPROVE THE 2014 REMUNERATION REPORT |
Management | For | For | ||||||||
| 10. | TO APPROVE LEAVING ENTITLEMENTS | Management | For | For | ||||||||
| 11. | TO APPROVE GRANTS TO ANDREW MACKENZIE |
Management | Abstain | Against | ||||||||
| 12. | TO ELECT MALCOLM BRINDED AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 13. | TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 14. | TO RE-ELECT SIR JOHN BUCHANAN AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 15. | TO RE-ELECT CARLOS CORDEIRO AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 16. | TO RE-ELECT PAT DAVIES AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 17. | TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 18. | TO RE-ELECT ANDREW MACKENZIE AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 19. | TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 20. | TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 21. | TO RE-ELECT KEITH RUMBLE AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 22. | TO RE-ELECT JOHN SCHUBERT AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 23. | TO RE-ELECT SHRITI VADERA AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 24. | TO RE-ELECT JAC NASSER AS A DIRECTOR OF BHP BILLITON |
Management | For | For | ||||||||
| 25. | TO ELECT IAN DUNLOP AS A DIRECTOR OF BHP BILLITON (THIS CANDIDATE IS NOT ENDORSED BY THE BOARD) |
Management | Against | For | ||||||||
| PERSEUS MINING LTD | ||||||||||||
| Security | Q74174105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Nov-2014 | ||||||||||
| ISIN | AU000000PRU3 | Agenda | 705615752 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT- PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT-OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY-VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE-THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. |
Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | RE-ELECTION OF MR COLIN CARSON AS A DIRECTOR |
Management | For | For | ||||||||
| 3 | RE-ELECTION OF MR MICHAEL BOHM AS A DIRECTOR |
Management | For | For | ||||||||
| 4 | RENEWAL OF PERFORMANCE RIGHTS PLAN | Management | Abstain | Against | ||||||||
| SARACEN MINERAL HOLDINGS LIMITED | ||||||||||||
| Security | Q8309T109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Nov-2014 | ||||||||||
| ISIN | AU000000SAR9 | Agenda | 705650554 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT- PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT-OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY-VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE-THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 1 | RE-ELECTION OF DIRECTOR: MR MARTIN REED |
Management | For | For | ||||||||
| 2 | RE-ELECTION OF DIRECTOR: MS SAMANTHA TOUGH |
Management | For | For | ||||||||
| 3 | ADOPTION OF REMUNERATION REPORT (NON-BINDING) |
Management | For | For | ||||||||
| 4 | ISSUE OF PERFORMANCE RIGHTS TO MR RALEIGH FINLAYSON |
Management | Abstain | Against | ||||||||
| KODIAK OIL & GAS CORP. | ||||||||||||
| Security | 50015Q100 | Meeting Type | Special | |||||||||
| Ticker Symbol | KOG | Meeting Date | 03-Dec-2014 | |||||||||
| ISIN | CA50015Q1000 | Agenda | 934094018 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | TO APPROVE A SPECIAL RESOLUTION IN RESPECT OF THE CONTINUANCE OF KODIAK FROM THE JURISDICTION OF THE YUKON TERRITORY TO THE JURISDICTION OF THE PROVINCE OF BRITISH COLUMBIA, A COPY OF WHICH IS ATTACHED AS ANNEX A TO THE JOINT PROXY STATEMENT/CIRCULAR. |
Management | For | For | ||||||||
| 02 | TO APPROVE A SPECIAL RESOLUTION IN RESPECT OF THE ARRANGEMENT, A COPY OF WHICH IS ATTACHED AS ANNEX B TO THE JOINT PROXY STATEMENT/CIRCULAR. |
Management | For | For | ||||||||
| 03 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO KODIAK'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE ARRANGEMENT. |
Management | Abstain | Against | ||||||||
| 04 | TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES. |
Management | For | For | ||||||||
| WHITING PETROLEUM CORPORATION | ||||||||||||
| Security | 966387102 | Meeting Type | Special | |||||||||
| Ticker Symbol | WLL | Meeting Date | 03-Dec-2014 | |||||||||
| ISIN | US9663871021 | Agenda | 934094397 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO APPROVE THE ISSUANCE OF WHITING COMMON STOCK, PAR VALUE $0.001 PER SHARE, PURSUANT TO THE ARRANGEMENT AGREEMENT, DATED AS OF JULY 13, 2014, BY AND AMONG WHITING, 1007695 B.C. LTD. AND KODIAK OIL & GAS CORP., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE "SHARE ISSUANCE PROPOSAL"). |
Management | For | For | ||||||||
| 2. | TO APPROVE ANY MOTION TO ADJOURN THE WHITING SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES (THE "WHITING ADJOURNMENT PROPOSAL"). |
Management | For | For | ||||||||
| NOBLE CORPORATION PLC | ||||||||||||
| Security | G65431101 | Meeting Type | Special | |||||||||
| Ticker Symbol | NE | Meeting Date | 22-Dec-2014 | |||||||||
| ISIN | GB00BFG3KF26 | Agenda | 934100772 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO (I) APPROVE THE TERMS OF ONE OR MORE OFF-MARKET PURCHASE AGREEMENTS PRODUCED AT THE MEETING AND INITIALED BY THE CHAIRMAN FOR THE PURPOSES OF IDENTIFICATION AND (II) AUTHORIZE THE COMPANY TO MAKE OFF- MARKET PURCHASES, UP TO A MAXIMUM NUMBER OF 37,000,000 OF THE COMPANY'S ORDINARY SHARES, PURSUANT TO SUCH AGREEMENT OR AGREEMENTS. |
Management | For | For | ||||||||
| VALE S.A. | ||||||||||||
| Security | 91912E105 | Meeting Type | Special | |||||||||
| Ticker Symbol | VALE | Meeting Date | 23-Dec-2014 | |||||||||
| ISIN | US91912E1055 | Agenda | 934108184 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | PURSUANT TO THE TERMS OF ARTICLES 224 AND 225 OF LAW NO. 6.404/76, APPROVE THE PROTOCOLS AND JUSTIFICATIONS FOR ACQUISITION OF SOCIEDADE DE MINERACAO CONSTELACAO DE APOLO S.A ("APOLO") AND VALE MINA DO AZUL S.A. ("VMA"), BOTH WHOLLY OWNED SUBSIDIARIES OF VALE |
Management | For | For | ||||||||
| 2 | RATIFY THE APPOINTMENT OF KPMG AUDITORES INDEPENDENTES, A SPECIALIZED COMPANY HIRED TO COMPLETE THE APPRAISALS OF APOLO AND VMA |
Management | For | For | ||||||||
| 3 | APPROVE THE RESPECTIVE APPRAISAL REPORTS, PREPARED BY THE SPECIALIZED COMPANY |
Management | For | For | ||||||||
| 4 | APPROVE THE ACQUISITION, WITH NO CAPITAL INCREASE AND WITHOUT ISSUANCE OF NEW SHARES, OF APOLO AND VMA BY VALE |
Management | For | For | ||||||||
| 5 | RATIFY THE APPOINTMENTS OF MEMBERS AND SUBSTITUTES OF THE BOARD OF DIRECTORS, SUCH APPOINTMENTS MADE AT BOARD MEETINGS HELD ON 04/14/2014 AND 05/29/2014, PURSUANT TO THE TERMS OF SECTION 10 OF ARTICLE 11 OF THE COMPANY BYLAWS |
Management | For | For | ||||||||
| HOCHSCHILD MINING PLC, LONDON | ||||||||||||
| Security | G4611M107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Dec-2014 | ||||||||||
| ISIN | GB00B1FW5029 | Agenda | 705747484 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO APPROVE AND ADOPT THE HOCHSCHILD MINING PLC RESTRICTED SHARE PLAN |
Management | Abstain | Against | ||||||||
| 2 | TO APPROVE THE AWARD OVER SHARES TO THE CHIEF EXECUTIVE OFFICER |
Management | Abstain | Against | ||||||||
| CMMT | 12 DEC 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RESOLU-TION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| DULUTH METALS LIMITED | ||||||||||||
| Security | 26443R100 | Meeting Type | Special | |||||||||
| Ticker Symbol | DULMF | Meeting Date | 14-Jan-2015 | |||||||||
| ISIN | CA26443R1001 | Agenda | 934111004 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | TO CONSIDER, PURSUANT TO AN INTERIM ORDER OF THE ONTARIO SUPERIOR COURT OF JUSTICE (COMMERCIAL LIST) DATED DECEMBER 3, 2014 AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION (THE "ARRANGEMENT RESOLUTION"), THE FULL TEXT OF WHICH IS SET OUT IN APPENDIX A TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR (THE "CIRCULAR"), TO APPROVE AN ARRANGEMENT PURSUANT TO SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO). |
Management | For | For | ||||||||
| MONSANTO COMPANY | ||||||||||||
| Security | 61166W101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MON | Meeting Date | 30-Jan-2015 | |||||||||
| ISIN | US61166W1018 | Agenda | 934110064 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: GREGORY H. BOYCE |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JANICE L. FIELDS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: HUGH GRANT | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: LAURA K. IPSEN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MARCOS M. LUTZ | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: C. STEVEN MCMILLAN |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: WILLIAM U. PARFET |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: ROBERT J. STEVENS |
Management | For | For | ||||||||
| 2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. |
Management | For | For | ||||||||
| 3. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | SHAREOWNER PROPOSAL: LOBBYING REPORT. |
Shareholder | Against | For | ||||||||
| 5. | SHAREOWNER PROPOSAL: SHAREOWNER PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| 6. | SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | ||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||
| Security | 71654V408 | Meeting Type | Special | |||||||||
| Ticker Symbol | PBR | Meeting Date | 30-Jan-2015 | |||||||||
| ISIN | US71654V4086 | Agenda | 934118147 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| I. | MERGER OF ENERGETICA CAMACARI MURICY I S.A. ("MURICY") INTO PETROBRAS... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
Management | For | For | ||||||||
| II. | MERGER OF AREMBEPE ENERGIA SA ("AREMBEPE") INTO PETROBRAS... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
Management | For | For | ||||||||
| HALLIBURTON COMPANY | ||||||||||||
| Security | 406216101 | Meeting Type | Special | |||||||||
| Ticker Symbol | HAL | Meeting Date | 27-Mar-2015 | |||||||||
| ISIN | US4062161017 | Agenda | 934128073 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | PROPOSAL APPROVING THE ISSUANCE OF SHARES OF HALLIBURTON COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME), DATED AS OF NOVEMBER 16, 2014, AMONG HALLIBURTON COMPANY, RED TIGER LLC AND BAKER HUGHES INCORPORATED. |
Management | For | For | ||||||||
| 2. | PROPOSAL ADJOURNING THE SPECIAL MEETING, IF NECESSARY OR ADVISABLE, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ISSUANCE OF SHARES DESCRIBED IN THE FOREGOING PROPOSAL. |
Management | For | For | ||||||||
| BAKER HUGHES INCORPORATED | ||||||||||||
| Security | 057224107 | Meeting Type | Special | |||||||||
| Ticker Symbol | BHI | Meeting Date | 27-Mar-2015 | |||||||||
| ISIN | US0572241075 | Agenda | 934128100 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 16 , 2014, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG HALLIBURTON COMPANY, RED TIGER LLC AND BAKER HUGHES INCORPORATED. |
Management | For | For | ||||||||
| 2 | APPROVE THE ADJOURNMENT OF THE BAKER HUGHES INCORPORATED SPECIAL MEETING OF STOCKHOLDERS IF NECESSARY OR ADVISABLE TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| 3 | APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT WILL OR MAY BECOME PAYABLE TO BAKER HUGHES INCORPORATED'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 15-Apr-2015 | |||||||||
| ISIN | NL0010545661 | Agenda | 934136032 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2C. | ADOPT 2014 ANNUAL FINANCIAL STATEMENTS. |
Management | For | For | ||||||||
| 2D. | DETERMINATION AND DISTRIBUTION OF THE DIVIDEND. |
Management | For | For | ||||||||
| 2E. | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS AND NON- EXECUTIVE DIRECTORS OF THE BOARD. |
Management | For | For | ||||||||
| 3A. | RE-APPOINTMENT OF DIRECTOR: SERGIO MARCHIONNE (EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3B. | RE-APPOINTMENT OF DIRECTOR: RICHARD J. TOBIN (EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3C. | RE-APPOINTMENT OF DIRECTOR: JOHN P. ELKANN (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3D. | RE-APPOINTMENT OF DIRECTOR: MINA GEROWIN (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3E. | RE-APPOINTMENT OF DIRECTOR: MARIA PATRIZIA GRIECO (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3F. | RE-APPOINTMENT OF DIRECTOR: LEO W. HOULE (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3G. | RE-APPOINTMENT OF DIRECTOR: PETER KALANTZIS (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3H. | RE-APPOINTMENT OF DIRECTOR: JOHN B. LANAWAY (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3I. | RE-APPOINTMENT OF DIRECTOR: GUIDO TABELLINI (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3J. | RE-APPOINTMENT OF DIRECTOR: JACQUELINE TAMMENOMS BAKKER (NON- EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3K. | RE-APPOINTMENT OF DIRECTOR: JACQUES THEURILLAT (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 4. | REPLACEMENT OF THE DELEGATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY AND RELATED MATTERS. |
Management | For | For | ||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 15-Apr-2015 | |||||||||
| ISIN | NL0010545661 | Agenda | 934150020 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2C. | ADOPT 2014 ANNUAL FINANCIAL STATEMENTS. |
Management | For | For | ||||||||
| 2D. | DETERMINATION AND DISTRIBUTION OF THE DIVIDEND. |
Management | For | For | ||||||||
| 2E. | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS AND NON- EXECUTIVE DIRECTORS OF THE BOARD. |
Management | For | For | ||||||||
| 3A. | RE-APPOINTMENT OF DIRECTOR: SERGIO MARCHIONNE (EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3B. | RE-APPOINTMENT OF DIRECTOR: RICHARD J. TOBIN (EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3C. | RE-APPOINTMENT OF DIRECTOR: JOHN P. ELKANN (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3D. | RE-APPOINTMENT OF DIRECTOR: MINA GEROWIN (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3E. | RE-APPOINTMENT OF DIRECTOR: MARIA PATRIZIA GRIECO (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3F. | RE-APPOINTMENT OF DIRECTOR: LEO W. HOULE (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3G. | RE-APPOINTMENT OF DIRECTOR: PETER KALANTZIS (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3H. | RE-APPOINTMENT OF DIRECTOR: JOHN B. LANAWAY (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3I. | RE-APPOINTMENT OF DIRECTOR: GUIDO TABELLINI (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3J. | RE-APPOINTMENT OF DIRECTOR: JACQUELINE TAMMENOMS BAKKER (NON- EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 3K. | RE-APPOINTMENT OF DIRECTOR: JACQUES THEURILLAT (NON-EXECUTIVE DIRECTOR) |
Management | For | For | ||||||||
| 4. | REPLACEMENT OF THE DELEGATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY AND RELATED MATTERS. |
Management | For | For | ||||||||
| RIO TINTO PLC | ||||||||||||
| Security | 767204100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RIO | Meeting Date | 16-Apr-2015 | |||||||||
| ISIN | US7672041008 | Agenda | 934143176 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | RECEIPT OF THE 2014 ANNUAL REPORT | Management | For | For | ||||||||
| 2. | APPROVAL OF THE REMUNERATION POLICY REPORT |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE DIRECTORS' REPORT ON REMUNERATION AND REMUNERATION COMMITTEE CHAIRMAN'S LETTER |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE REMUNERATION REPORT |
Management | For | For | ||||||||
| 5. | TO ELECT MEGAN CLARK AS A DIRECTOR | Management | For | For | ||||||||
| 6. | TO ELECT MICHAEL L'ESTRANGE AS A DIRECTOR |
Management | For | For | ||||||||
| 7. | TO RE-ELECT ROBERT BROWN AS A DIRECTOR |
Management | For | For | ||||||||
| 8. | TO RE-ELECT JAN DU PLESSIS AS A DIRECTOR |
Management | For | For | ||||||||
| 9. | TO RE-ELECT ANN GODBEHERE AS A DIRECTOR |
Management | For | For | ||||||||
| 10. | TO RE-ELECT RICHARD GOODMANSON AS A DIRECTOR |
Management | For | For | ||||||||
| 11. | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR |
Management | For | For | ||||||||
| 12. | TO RE-ELECT CHRIS LYNCH AS A DIRECTOR | Management | For | For | ||||||||
| 13. | TO RE-ELECT PAUL TELLIER AS A DIRECTOR | Management | For | For | ||||||||
| 14. | TO RE-ELECT SIMON THOMPSON AS A DIRECTOR |
Management | For | For | ||||||||
| 15. | TO RE-ELECT JOHN VARLEY AS A DIRECTOR | Management | For | For | ||||||||
| 16. | TO RE-ELECT SAM WALSH AS A DIRECTOR | Management | For | For | ||||||||
| 17. | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||||||||
| 18. | REMUNERATION OF AUDITORS | Management | For | For | ||||||||
| 19. | GENERAL AUTHORITY TO ALLOT SHARES | Management | Abstain | Against | ||||||||
| 20. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 21. | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES |
Management | Abstain | Against | ||||||||
| 22. | NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS |
Management | Against | Against | ||||||||
| NEWMONT MINING CORPORATION | ||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEM | Meeting Date | 22-Apr-2015 | |||||||||
| ISIN | US6516391066 | Agenda | 934135838 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: B.R. BROOK | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: J.K. BUCKNOR | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: V.A. CALARCO | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: A. CALDERON | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: J.A. CARRABBA | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: N. DOYLE | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: G.J. GOLDBERG | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: V.M. HAGEN | Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: J. NELSON | Management | For | For | ||||||||
| 2. | RATIFY APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| 3. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| TECK RESOURCES LIMITED | ||||||||||||
| Security | 878742204 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | TCK | Meeting Date | 22-Apr-2015 | |||||||||
| ISIN | CA8787422044 | Agenda | 934143227 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | M.M. ASHAR | For | For | |||||||||
| 2 | F.P. CHEE | For | For | |||||||||
| 3 | J.L. COCKWELL | For | For | |||||||||
| 4 | L.L. DOTTORI-ATTANASIO | For | For | |||||||||
| 5 | E. C. DOWLING | For | For | |||||||||
| 6 | N. B. KEEVIL | For | For | |||||||||
| 7 | N. B. KEEVIL III | For | For | |||||||||
| 8 | T. KUBOTA | For | For | |||||||||
| 9 | T. KURIYAMA | For | For | |||||||||
| 10 | D.R. LINDSAY | For | For | |||||||||
| 11 | T.L. MCVICAR | For | For | |||||||||
| 12 | K.W. PICKERING | For | For | |||||||||
| 13 | W.S.R. SEYFFERT | For | For | |||||||||
| 14 | T.R. SNIDER | For | For | |||||||||
| 02 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION. |
Management | For | For | ||||||||
| 03 | TO APPROVE AMENDMENTS TO THE 2010 STOCK OPTION PLAN AND TO RATIFY THE GRANT OF AN AGGREGATE OF 3,096,030 STOCK OPTIONS THEREUNDER. |
Management | For | For | ||||||||
| 04 | TO APPROVE THE ADVISORY RESOLUTION ON THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| CABOT OIL & GAS CORPORATION | ||||||||||||
| Security | 127097103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COG | Meeting Date | 23-Apr-2015 | |||||||||
| ISIN | US1270971039 | Agenda | 934135117 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: RHYS J. BEST | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DAN O. DINGES | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JAMES R. GIBBS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT L. KEISER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT KELLEY | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: W. MATT RALLS | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR ITS 2015 FISCAL YEAR. |
Management | For | For | ||||||||
| 3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | TO CONSIDER A SHAREHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY'S POLITICAL CONTRIBUTIONS. |
Shareholder | Against | For | ||||||||
| 5. | TO CONSIDER A SHAREHOLDER PROPOSAL TO ADOPT A "PROXY ACCESS" BYLAW. |
Shareholder | Against | For | ||||||||
| AGCO CORPORATION | ||||||||||||
| Security | 001084102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGCO | Meeting Date | 23-Apr-2015 | |||||||||
| ISIN | US0010841023 | Agenda | 934155296 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ROY V. ARMES | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MICHAEL C. ARNOLD |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: P. GEORGE BENSON |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: WOLFGANG DEML | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: LUIZ F. FURLAN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: GEORGE E. MINNICH |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: GERALD L. SHAHEEN |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MALLIKA SRINIVASAN |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: HENDRIKUS VISSER |
Management | For | For | ||||||||
| 2. | NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| NOBLE CORPORATION PLC | ||||||||||||
| Security | G65431101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NE | Meeting Date | 24-Apr-2015 | |||||||||
| ISIN | GB00BFG3KF26 | Agenda | 934148835 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | RE-ELECTION OF DIRECTOR: JULIE H. EDWARDS |
Management | For | For | ||||||||
| 2. | RE-ELECTION OF DIRECTOR: SCOTT D. JOSEY |
Management | For | For | ||||||||
| 3. | RE-ELECTION OF DIRECTOR: JON A. MARSHALL |
Management | For | For | ||||||||
| 4. | RE-ELECTION OF DIRECTOR: MARY P. RICCIARDELLO |
Management | For | For | ||||||||
| 5. | RE-ELECTION OF DIRECTOR: DAVID W. WILLIAMS |
Management | For | For | ||||||||
| 6. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015 |
Management | For | For | ||||||||
| 7. | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S UK STATUTORY AUDITOR |
Management | For | For | ||||||||
| 8. | AUTHORIZATION OF AUDIT COMMITTEE TO DETERMINE UK STATUTORY AUDITORS' COMPENSATION |
Management | For | For | ||||||||
| 9. | AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 10. | AN ADVISORY VOTE ON THE COMPANY'S DIRECTORS' COMPENSATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2014 |
Management | For | For | ||||||||
| 11. | ADOPTION OF THE NOBLE CORPORATION 2015 OMNIBUS INCENTIVE PLAN |
Management | For | For | ||||||||
| FMC CORPORATION | ||||||||||||
| Security | 302491303 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FMC | Meeting Date | 28-Apr-2015 | |||||||||
| ISIN | US3024913036 | Agenda | 934149471 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: EDUARDO E. CORDEIRO |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: G. PETER D'ALOIA | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: C. SCOTT GREER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: K'LYNNE JOHNSON |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: PAUL J. NORRIS | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: WILLIAM H. POWELL |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| BARRICK GOLD CORPORATION | ||||||||||||
| Security | 067901108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABX | Meeting Date | 28-Apr-2015 | |||||||||
| ISIN | CA0679011084 | Agenda | 934151856 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | C.W.D. BIRCHALL | For | For | |||||||||
| 2 | G. CISNEROS | For | For | |||||||||
| 3 | J.M. EVANS | For | For | |||||||||
| 4 | N. GOODMAN | For | For | |||||||||
| 5 | B.L. GREENSPUN | For | For | |||||||||
| 6 | J.B. HARVEY | For | For | |||||||||
| 7 | N.H.O. LOCKHART | For | For | |||||||||
| 8 | D. MOYO | For | For | |||||||||
| 9 | A. MUNK | For | For | |||||||||
| 10 | C.D. NAYLOR | For | For | |||||||||
| 11 | S.J. SHAPIRO | For | For | |||||||||
| 12 | J.L. THORNTON | For | For | |||||||||
| 13 | E.L. THRASHER | For | For | |||||||||
| 02 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH. |
Management | For | For | ||||||||
| SYNGENTA AG | ||||||||||||
| Security | 87160A100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SYT | Meeting Date | 28-Apr-2015 | |||||||||
| ISIN | US87160A1007 | Agenda | 934163483 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | APPROVAL OF THE ANNUAL REPORT, INCLUDING THE ANNUAL FINANCIAL STATEMENTS AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2014 |
Management | For | For | ||||||||
| 2. | CONSULTATIVE VOTE ON THE COMPENSATION REPORT FOR THE YEAR 2014 |
Management | For | For | ||||||||
| 3. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE |
Management | For | For | ||||||||
| 4. | APPROPRIATION OF THE AVAILABLE EARNINGS AS PER BALANCE SHEET 2014 AND DIVIDEND DECISION |
Management | For | For | ||||||||
| 5A. | RE-ELECTION TO THE BOARD OF DIRECTOR: VINITA BALI |
Management | For | For | ||||||||
| 5B. | RE-ELECTION TO THE BOARD OF DIRECTOR: STEFAN BORGAS |
Management | For | For | ||||||||
| 5C. | RE-ELECTION TO THE BOARD OF DIRECTOR: GUNNAR BROCK |
Management | For | For | ||||||||
| 5D. | RE-ELECTION TO THE BOARD OF DIRECTOR: MICHEL DEMARE |
Management | For | For | ||||||||
| 5E. | RE-ELECTION TO THE BOARD OF DIRECTOR: ELENI GABRE-MADHIN |
Management | For | For | ||||||||
| 5F. | RE-ELECTION TO THE BOARD OF DIRECTOR: DAVID LAWRENCE |
Management | For | For | ||||||||
| 5G. | RE-ELECTION TO THE BOARD OF DIRECTOR: MICHAEL MACK |
Management | For | For | ||||||||
| 5H. | RE-ELECTION TO THE BOARD OF DIRECTOR: EVELINE SAUPPER |
Management | For | For | ||||||||
| 5I. | RE-ELECTION TO THE BOARD OF DIRECTOR: JACQUES VINCENT |
Management | For | For | ||||||||
| 5J. | RE-ELECTION TO THE BOARD OF DIRECTOR: JURG WITMER |
Management | For | For | ||||||||
| 6. | RE-ELECTION OF MICHEL DEMARE AS CHAIRMAN OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||
| 7A. | RE-ELECTION TO THE COMPENSATION COMMITTEE: EVELINE SAUPPER |
Management | For | For | ||||||||
| 7B. | RE-ELECTION TO THE COMPENSATION COMMITTEE: JACQUES VINCENT |
Management | For | For | ||||||||
| 7C. | RE-ELECTION TO THE COMPENSATION COMMITTEE: JURG WITMER |
Management | For | For | ||||||||
| 8. | MAXIMUM TOTAL COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERIOD FROM THE 2015 AGM TO THE 2016 AGM |
Management | For | For | ||||||||
| 9. | MAXIMUM TOTAL COMPENSATION OF THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE PERIOD FROM JANUARY 1, 2015, THROUGH DECEMBER 31, 2015 |
Management | For | For | ||||||||
| 10. | ELECTION OF THE INDEPENDENT PROXY | Management | For | For | ||||||||
| 11. | ELECTION OF THE EXTERNAL AUDITOR | Management | For | For | ||||||||
| 12. | PROPOSALS OF SHAREHOLDERS IN CASE ADDITIONAL AND/OR COUNTER-PROPOSALS ARE PRESENTED AT THE MEETING |
Shareholder | Abstain | Against | ||||||||
| MARATHON PETROLEUM CORPORATION | ||||||||||||
| Security | 56585A102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MPC | Meeting Date | 29-Apr-2015 | |||||||||
| ISIN | US56585A1025 | Agenda | 934140978 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | DAVID A. DABERKO | For | For | |||||||||
| 2 | DONNA A. JAMES | For | For | |||||||||
| 3 | JAMES E. ROHR | For | For | |||||||||
| 2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2015. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF THE COMPANY'S 2015 NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF QUANTITATIVE GREENHOUSE GAS EMISSION REDUCTION GOALS AND ASSOCIATED REPORTS. |
Shareholder | Against | For | ||||||||
| MARATHON OIL CORPORATION | ||||||||||||
| Security | 565849106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRO | Meeting Date | 29-Apr-2015 | |||||||||
| ISIN | US5658491064 | Agenda | 934142629 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: GREGORY H. BOYCE |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: PIERRE BRONDEAU |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CHADWICK C. DEATON |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MARCELA E. DONADIO |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: PHILIP LADER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DENNIS H. REILLEY |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: LEE M. TILLMAN | Management | For | For | ||||||||
| 2. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2015. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL SEEKING APPROVAL OF STOCKHOLDERS' RIGHTS TO PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL SEEKING A REPORT REGARDING CLIMATE CHANGE RISK. |
Shareholder | Against | For | ||||||||
| YAMANA GOLD INC. | ||||||||||||
| Security | 98462Y100 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | AUY | Meeting Date | 29-Apr-2015 | |||||||||
| ISIN | CA98462Y1007 | Agenda | 934176339 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | PETER MARRONE | For | For | |||||||||
| 2 | PATRICK J. MARS | For | For | |||||||||
| 3 | JOHN BEGEMAN | For | For | |||||||||
| 4 | CHRISTIANE BERGEVIN | For | For | |||||||||
| 5 | ALEXANDER DAVIDSON | For | For | |||||||||
| 6 | RICHARD GRAFF | For | For | |||||||||
| 7 | NIGEL LEES | For | For | |||||||||
| 8 | CARL RENZONI | For | For | |||||||||
| 9 | JANE SADOWSKY | For | For | |||||||||
| 10 | DINO TITARO | For | For | |||||||||
| 02 | APPOINT THE AUDITORS - DELOITTE LLP SEE PAGE 7 OF OUR MANAGEMENT INFORMATION CIRCULAR. |
Management | For | For | ||||||||
| 3A | THE FIRST RESOLUTION PROPOSES CHANGES TO BANKING AND SIGNING AUTHORITIES AND UPDATES THE ADVANCE NOTICE REQUIREMENTS TO CONFORM WITH INSTITUTIONAL SHAREHOLDER SERVICES' RECOMMENDED CHANGES. SEE PAGE 8 OF OUR MANAGEMENT INFORMATION CIRCULAR. |
Management | For | For | ||||||||
| 3B | THE SECOND RESOLUTION PROPOSES A FORUM SELECTION PROVISION REQUIRING CERTAIN CORPORATE DISPUTES TO BE LITIGATED IN ONTARIO, GIVEN ONTARIO IS THE JURISDICTION WITH THE MOST MEANINGFUL LINK TO YAMANA GOLD. FORUM SELECTION DOES NOT ALTER SHAREHOLDERS' SUBSTANTIVE RIGHTS AND ONLY ADDRESSES THE FORUM IN WHICH THEY MAY ADVANCE CERTAIN CLAIMS. SEE PAGE 8 OF OUR MANAGEMENT INFORMATION CIRCULAR. |
Management | Against | Against | ||||||||
| 04 | ON AN ADVISORY BASIS, AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF OUR BOARD, YOU ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN OUR 2015 MANAGEMENT INFORMATION CIRCULAR. SEE PAGE 8 OF OUR MANAGEMENT INFORMATION CIRCULAR. |
Management | For | For | ||||||||
| VALERO ENERGY CORPORATION | ||||||||||||
| Security | 91913Y100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VLO | Meeting Date | 30-Apr-2015 | |||||||||
| ISIN | US91913Y1001 | Agenda | 934139165 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JERRY D. CHOATE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOSEPH W. GORDER |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: DEBORAH P. MAJORAS |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DONALD L. NICKLES |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: PHILIP J. PFEIFFER |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ROBERT A. PROFUSEK |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: STEPHEN M. WATERS |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. |
Management | For | For | ||||||||
| 2. | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| 3. | APPROVE, BY NON-BINDING VOTE, THE 2014 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "GREENHOUSE GAS EMISSIONS." |
Shareholder | Against | For | ||||||||
| COBALT INTERNATIONAL ENERGY, INC | ||||||||||||
| Security | 19075F106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CIE | Meeting Date | 30-Apr-2015 | |||||||||
| ISIN | US19075F1066 | Agenda | 934140310 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | KAY BAILEY HUTCHISON | For | For | |||||||||
| 2 | D. JEFF VAN STEENBERGEN | For | For | |||||||||
| 3 | WILLIAM P. UTT | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO APPROVE THE COBALT INTERNATIONAL ENERGY, INC. 2015 LONG TERM INCENTIVE PLAN. |
Management | For | For | ||||||||
| SUNCOR ENERGY INC. | ||||||||||||
| Security | 867224107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SU | Meeting Date | 30-Apr-2015 | |||||||||
| ISIN | CA8672241079 | Agenda | 934148366 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | MEL E. BENSON | For | For | |||||||||
| 2 | JACYNTHE CÔTÉ | For | For | |||||||||
| 3 | DOMINIC D'ALESSANDRO | For | For | |||||||||
| 4 | W. DOUGLAS FORD | For | For | |||||||||
| 5 | JOHN D. GASS | For | For | |||||||||
| 6 | JOHN R. HUFF | For | For | |||||||||
| 7 | MAUREEN MCCAW | For | For | |||||||||
| 8 | MICHAEL W. O'BRIEN | For | For | |||||||||
| 9 | JAMES W. SIMPSON | For | For | |||||||||
| 10 | EIRA M. THOMAS | For | For | |||||||||
| 11 | STEVEN W. WILLIAMS | For | For | |||||||||
| 12 | MICHAEL M. WILSON | For | For | |||||||||
| 02 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR THE ENSUING YEAR. |
Management | For | For | ||||||||
| 03 | TO CONFIRM AMENDMENTS TO BY-LAW NO. 1 OF SUNCOR ENERGY INC., AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR OF SUNCOR ENERGY INC. DATED FEBRUARY 26, 2015. |
Management | For | For | ||||||||
| 04 | TO CONFIRM AMENDED AND RESTATED BY- LAW NO. 2 OF SUNCOR ENERGY INC., AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR OF SUNCOR ENERGY INC. DATED FEBRUARY 26, 2015. |
Management | For | For | ||||||||
| 05 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR OF SUNCOR ENERGY INC. DATED FEBRUARY 26, 2015. |
Management | For | For | ||||||||
| ELDORADO GOLD CORPORATION | ||||||||||||
| Security | 284902103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EGO | Meeting Date | 30-Apr-2015 | |||||||||
| ISIN | CA2849021035 | Agenda | 934149914 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | K. ROSS CORY | For | For | |||||||||
| 2 | PAMELA M. GIBSON | For | For | |||||||||
| 3 | ROBERT R. GILMORE | For | For | |||||||||
| 4 | GEOFFREY A. HANDLEY | For | For | |||||||||
| 5 | MICHAEL A. PRICE | For | For | |||||||||
| 6 | STEVEN P. REID | For | For | |||||||||
| 7 | JONATHAN A. RUBENSTEIN | For | For | |||||||||
| 8 | DONALD M. SHUMKA | For | For | |||||||||
| 9 | JOHN WEBSTER | For | For | |||||||||
| 10 | PAUL N. WRIGHT | For | For | |||||||||
| 02 | APPOINT KPMG LLP AS THE INDEPENDENT AUDITOR (SEE PAGE 22 OF THE MANAGEMENT PROXY CIRCULAR) |
Management | For | For | ||||||||
| 03 | AUTHORIZE THE DIRECTORS TO SET THE AUDITOR'S PAY, IF KPMG IS REAPPOINTED AS THE INDEPENDENT AUDITOR (SEE PAGE 22 OF THE MANAGEMENT PROXY CIRCULAR). |
Management | For | For | ||||||||
| GOLDCORP INC. | ||||||||||||
| Security | 380956409 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | GG | Meeting Date | 30-Apr-2015 | |||||||||
| ISIN | CA3809564097 | Agenda | 934154915 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | JOHN P. BELL | For | For | |||||||||
| 2 | BEVERLEY A. BRISCOE | For | For | |||||||||
| 3 | PETER J. DEY | For | For | |||||||||
| 4 | DOUGLAS M. HOLTBY | For | For | |||||||||
| 5 | CHARLES A. JEANNES | For | For | |||||||||
| 6 | CLEMENT A. PELLETIER | For | For | |||||||||
| 7 | P. RANDY REIFEL | For | For | |||||||||
| 8 | IAN W. TELFER | For | For | |||||||||
| 9 | BLANCA TREVIÑO | For | For | |||||||||
| 10 | KENNETH F. WILLIAMSON | For | For | |||||||||
| 02 | IN RESPECT OF THE APPOINTMENT OF DELOITTE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION; |
Management | For | For | ||||||||
| 03 | A RESOLUTION APPROVING THE REPEAL OF BY-LAW NO.3 AND BY-LAW NO.4 OF THE COMPANY, TO BE REPLACED IN THEIR ENTIRETY BY AMENDED BY-LAW NO.4, THE FULL TEXT OF WHICH IS PROVIDED IN SCHEDULE "A" OF THE MANAGEMENT INFORMATION CIRCULAR IN RESPECT OF THE MEETING (THE "CIRCULAR"); |
Management | Against | Against | ||||||||
| 04 | A RESOLUTION APPROVING CERTAIN AMENDMENTS TO THE RESTRICTED SHARE UNIT PLAN OF THE COMPANY; |
Management | For | For | ||||||||
| 05 | A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| ZOETIS INC. | ||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZTS | Meeting Date | 01-May-2015 | |||||||||
| ISIN | US98978V1035 | Agenda | 934140295 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: SANJAY KHOSLA | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: WILLIE M. REED | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. |
Management | For | For | ||||||||
| 2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| AGNICO EAGLE MINES LIMITED | ||||||||||||
| Security | 008474108 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | AEM | Meeting Date | 01-May-2015 | |||||||||
| ISIN | CA0084741085 | Agenda | 934166299 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | LEANNE M. BAKER | For | For | |||||||||
| 2 | SEAN BOYD | For | For | |||||||||
| 3 | MARTINE A. CELEJ | For | For | |||||||||
| 4 | ROBERT J. GEMMELL | For | For | |||||||||
| 5 | BERNARD KRAFT | For | For | |||||||||
| 6 | MEL LEIDERMAN | For | For | |||||||||
| 7 | DEBORAH MCCOMBE | For | For | |||||||||
| 8 | JAMES D. NASSO | For | For | |||||||||
| 9 | SEAN RILEY | For | For | |||||||||
| 10 | J. MERFYN ROBERTS | For | For | |||||||||
| 11 | HOWARD R. STOCKFORD | For | For | |||||||||
| 12 | PERTTI VOUTILAINEN | For | For | |||||||||
| 02 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | ||||||||
| 03 | AN ORDINARY RESOLUTION APPROVING AN AMENDMENT TO THE COMPANY'S INCENTIVE SHARE PURCHASE PLAN. |
Management | For | For | ||||||||
| 04 | AN ORDINARY RESOLUTION APPROVING AN AMENDMENT TO THE COMPANY'S STOCK OPTION PLAN. |
Management | Against | Against | ||||||||
| 05 | A NON-BINDING, ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| PEABODY ENERGY CORPORATION | ||||||||||||
| Security | 704549104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BTU | Meeting Date | 04-May-2015 | |||||||||
| ISIN | US7045491047 | Agenda | 934151414 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | GREGORY H. BOYCE | For | For | |||||||||
| 2 | WILLIAM A. COLEY | For | For | |||||||||
| 3 | WILLIAM E. JAMES | For | For | |||||||||
| 4 | ROBERT B. KARN III | For | For | |||||||||
| 5 | GLENN L. KELLOW | For | For | |||||||||
| 6 | HENRY E. LENTZ | For | For | |||||||||
| 7 | ROBERT A. MALONE | For | For | |||||||||
| 8 | WILLIAM C. RUSNACK | For | For | |||||||||
| 9 | MICHAEL W. SUTHERLIN | For | For | |||||||||
| 10 | JOHN F. TURNER | For | For | |||||||||
| 11 | SANDRA A. VAN TREASE | For | For | |||||||||
| 12 | HEATHER A. WILSON | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. |
Management | For | For | ||||||||
| 4. | APPROVAL OF OUR 2015 LONG-TERM INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL ON PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| ALBEMARLE CORPORATION | ||||||||||||
| Security | 012653101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ALB | Meeting Date | 05-May-2015 | |||||||||
| ISIN | US0126531013 | Agenda | 934171846 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | WILLIAM H. HERNANDEZ | For | For | |||||||||
| 2 | LUTHER C. KISSAM IV | For | For | |||||||||
| 3 | DOUGLAS L. MAINE | For | For | |||||||||
| 4 | J. KENT MASTERS | For | For | |||||||||
| 5 | JIM W. NOKES | For | For | |||||||||
| 6 | JAMES J. O'BRIEN | For | For | |||||||||
| 7 | BARRY W. PERRY | For | For | |||||||||
| 8 | JOHN SHERMAN JR. | For | For | |||||||||
| 9 | GERALD A. STEINER | For | For | |||||||||
| 10 | HARRIETT TEE TAGGART | For | For | |||||||||
| 11 | ALEJANDRO WOLFF | For | For | |||||||||
| 2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 3. | RE-APPROVE THE PERFORMANCE MEASURES UNDER THE ALBEMARLE CORPORATION 2008 INCENTIVE PLAN, AS AMENDED AND RESTATED APRIL 20, 2010. |
Management | For | For | ||||||||
| 4. | APPROVE THE NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| RANDGOLD RESOURCES LIMITED | ||||||||||||
| Security | 752344309 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GOLD | Meeting Date | 05-May-2015 | |||||||||
| ISIN | US7523443098 | Agenda | 934183788 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 TOGETHER WITH THE DIRECTORS' REPORTS AND THE AUDITORS REPORT ON THE FINANCIAL STATEMENTS. |
Management | For | For | ||||||||
| 2. | TO DECLARE A FINAL DIVIDEND OF US$0.60 PER ORDINARY SHARE RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2014. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 (OTHER THAN THE DIRECTORS' REMUNERATION POLICY). |
Management | For | For | ||||||||
| 4. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY. |
Management | For | For | ||||||||
| 5. | TO RE-ELECT MARK BRISTOW AS A DIRECTOR OF THE COMPANY. |
Management | For | For | ||||||||
| 6. | TO RE-ELECT NORBORNE COLE JR AS A DIRECTOR OF THE COMPANY. |
Management | For | For | ||||||||
| 7. | TO RE-ELECT CHRISTOPHER COLEMAN AS A DIRECTOR OF THE COMPANY. |
Management | For | For | ||||||||
| 8. | TO RE-ELECT KADRI DAGDELEN AS A DIRECTOR OF THE COMPANY. |
Management | For | For | ||||||||
| 9. | TO RE-ELECT JAMIL KASSUM AS A DIRECTOR OF THE COMPANY. |
Management | For | For | ||||||||
| 10. | TO RE-ELECT JEANINE MABUNDA LIOKO AS A DIRECTOR OF THE COMPANY. |
Management | For | For | ||||||||
| 11. | TO RE-ELECT ANDREW QUINN AS A DIRECTOR OF THE COMPANY. |
Management | For | For | ||||||||
| 12. | TO RE-ELECT GRAHAM SHUTTLEWORTH AS A DIRECTOR OF THE COMPANY. |
Management | For | For | ||||||||
| 13. | TO RE-ELECT KARL VOLTAIRE AS A DIRECTOR OF THE COMPANY. |
Management | For | For | ||||||||
| 14. | TO ELECT SAFIATOU BA-N'DAW AS A DIRECTOR OF THE COMPANY. |
Management | For | For | ||||||||
| 15. | TO RE-APPOINT BDO LLP AS THE AUDITOR OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. |
Management | For | For | ||||||||
| 16. | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS. |
Management | For | For | ||||||||
| 17. | AUTHORITY TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO SHARES. |
Management | Abstain | Against | ||||||||
| 18. | AWARDS OF ORDINARY SHARES TO NON- EXECUTIVE DIRECTORS (OTHER THAN THE SENIOR INDEPENDENT DIRECTOR AND THE CHAIRMAN). |
Management | Abstain | Against | ||||||||
| 19. | AWARD OF ORDINARY SHARES TO THE SENIOR INDEPENDENT DIRECTOR. |
Management | Abstain | Against | ||||||||
| 20. | AWARD OF ORDINARY SHARES TO THE CHAIRMAN. |
Management | Abstain | Against | ||||||||
| 21. | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. |
Management | Abstain | Against | ||||||||
| 22. | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES. |
Management | Abstain | Against | ||||||||
| ARCELORMITTAL | ||||||||||||
| Security | 03938L104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MT | Meeting Date | 05-May-2015 | |||||||||
| ISIN | US03938L1044 | Agenda | 934185960 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2. | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2014 [RESOLUTION I] |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2014 [RESOLUTION II] |
Management | For | For | ||||||||
| 4A. | ALLOCATION OF RESULTS AND DETERMINATION OF THE DIVIDEND AND THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS IN RELATION TO THE FINANCIAL YEAR 2014 [RESOLUTION III] |
Management | For | For | ||||||||
| 4B. | ALLOCATION OF RESULTS AND DETERMINATION OF THE DIVIDEND AND THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS IN RELATION TO THE FINANCIAL YEAR 2014 [RESOLUTION IV] |
Management | For | For | ||||||||
| 5. | DISCHARGE OF THE DIRECTORS [RESOLUTION V] |
Management | For | For | ||||||||
| 6A. | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS [RESOLUTION VI] |
Management | For | For | ||||||||
| 6B. | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS [RESOLUTION VII] |
Management | For | For | ||||||||
| 6C. | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS [RESOLUTION VIII] |
Management | For | For | ||||||||
| 6D. | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS [RESOLUTION IX] |
Management | For | For | ||||||||
| 7. | RENEWAL OF THE AUTHORISATION OF THE BOARD OF DIRECTORS OF THE COMPANY AND OF THE CORPORATE BODIES OF OTHER COMPANIES IN THE ARCELORMITTAL GROUP TO ACQUIRE SHARES IN THE COMPANY [RESOLUTION X] |
Management | Abstain | Against | ||||||||
| 8. | APPOINTMENT OF AN INDEPENDENT AUDITOR IN RELATION TO THE PARENT COMPANY FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR FINANCIAL YEAR 2015 [RESOLUTION XI] |
Management | For | For | ||||||||
| 9. | AUTHORISATION OF GRANTS OF SHARE BASED INCENTIVES [RESOLUTION XII] |
Management | Abstain | Against | ||||||||
| CONSOL ENERGY INC. | ||||||||||||
| Security | 20854P109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNX | Meeting Date | 06-May-2015 | |||||||||
| ISIN | US20854P1093 | Agenda | 934163205 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | J. BRETT HARVEY | For | For | |||||||||
| 2 | NICHOLAS J. DEIULIIS | For | For | |||||||||
| 3 | PHILIP W. BAXTER | For | For | |||||||||
| 4 | ALVIN R. CARPENTER | For | For | |||||||||
| 5 | WILLIAM E. DAVIS | For | For | |||||||||
| 6 | DAVID C. HARDESTY, JR. | For | For | |||||||||
| 7 | MAUREEN E. LALLY-GREEN | For | For | |||||||||
| 8 | GREGORY A. LANHAM | For | For | |||||||||
| 9 | JOHN T. MILLS | For | For | |||||||||
| 10 | WILLIAM P. POWELL | For | For | |||||||||
| 11 | WILLIAM N. THORNDIKE JR | For | For | |||||||||
| 2. | RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT AUDITOR: ERNST & YOUNG LLP. |
Management | For | For | ||||||||
| 3. | APPROVAL OF COMPENSATION PAID IN 2014 TO CONSOL ENERGY INC.'S NAMED EXECUTIVES. |
Management | For | For | ||||||||
| 4. | A SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| 5. | A SHAREHOLDER PROPOSAL REGARDING A CLIMATE CHANGE REPORT. |
Shareholder | Against | For | ||||||||
| 6. | A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR. |
Shareholder | Against | For | ||||||||
| HESS CORPORATION | ||||||||||||
| Security | 42809H107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HES | Meeting Date | 06-May-2015 | |||||||||
| ISIN | US42809H1077 | Agenda | 934172103 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: R.F. CHASE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: T.J. CHECKI | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: H. GOLUB | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: J.B. HESS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: R. LAVIZZO- MOUREY |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: D. MCMANUS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: J.H. MULLIN III | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: J.H. QUIGLEY | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: R.N. WILSON | Management | For | For | ||||||||
| 2. | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE AMENDED AND RESTATED 2008 LONG-TERM INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL RECOMMENDING PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL RECOMMENDING A SCENARIO ANALYSIS REPORT REGARDING CARBON ASSET RISK. |
Shareholder | Against | For | ||||||||
| FMC TECHNOLOGIES, INC. | ||||||||||||
| Security | 30249U101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FTI | Meeting Date | 06-May-2015 | |||||||||
| ISIN | US30249U1016 | Agenda | 934174525 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MIKE R. BOWLIN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ELEAZAR DE CARVALHO FILHO |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: C. MAURY DEVINE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOHN T. GREMP | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: THOMAS M. HAMILTON |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: PETER MELLBYE | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JOSEPH H. NETHERLAND |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: PETER OOSTERVEER |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: RICHARD A. PATTAROZZI |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: JAMES M. RINGLER |
Management | For | For | ||||||||
| 2. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF 2014 EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| BHP BILLITON LIMITED | ||||||||||||
| Security | 088606108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BHP | Meeting Date | 06-May-2015 | |||||||||
| ISIN | US0886061086 | Agenda | 934176632 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO APPROVE THE PROPOSED DEMERGER OF SOUTH32 FROM BHP BILLITON. |
Management | For | For | ||||||||
| ANGLOGOLD ASHANTI LIMITED | ||||||||||||
| Security | 035128206 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AU | Meeting Date | 06-May-2015 | |||||||||
| ISIN | US0351282068 | Agenda | 934186001 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | RE-APPOINTMENT OF ERNST & YOUNG INC. AS EXTERNAL AUDITORS OF THE COMPANY |
Management | For | For | ||||||||
| 2A. | ELECTION OF DIRECTOR: MS KC RAMON | Management | For | For | ||||||||
| 2B. | ELECTION OF DIRECTOR: MS M RICHTER | Management | For | For | ||||||||
| 2C. | ELECTION OF DIRECTOR: MR A GARNER | Management | For | For | ||||||||
| 3A. | RE-ELECTION OF DIRECTOR: PROF LW NKUHLU |
Management | For | For | ||||||||
| 3B. | RE-ELECTION OF DIRECTOR: MS NP JANUARY-BARDILL |
Management | For | For | ||||||||
| 3C. | RE-ELECTION OF DIRECTOR: MR RJ RUSTON |
Management | For | For | ||||||||
| 4A. | ELECTION OF AUDIT AND RISK COMMITTEE MEMBER: MR R GASANT |
Management | For | For | ||||||||
| 4B. | ELECTION OF AUDIT AND RISK COMMITTEE MEMBER: PROF LW NKUHLU |
Management | For | For | ||||||||
| 4C. | ELECTION OF AUDIT AND RISK COMMITTEE MEMBER: MR MJ KIRKWOOD |
Management | For | For | ||||||||
| 4D. | ELECTION OF AUDIT AND RISK COMMITTEE MEMBER: MR RJ RUSTON |
Management | For | For | ||||||||
| 4E. | ELECTION OF AUDIT AND RISK COMMITTEE MEMBER: MR A GARNER |
Management | For | For | ||||||||
| 4F. | ELECTION OF AUDIT AND RISK COMMITTEE MEMBER: MS M RICHTER |
Management | For | For | ||||||||
| 5. | GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES |
Management | For | For | ||||||||
| 6A. | TO AMEND ANGLOGOLD ASHANTI'S SHARE INCENTIVE SCHEME: TO INCREASE THE AGGREGATE LIMIT OF THE NUMBER OF ORDINARY SHARES ALLOCATED TO THE SHARE INCENTIVE SCHEMES FROM 17,000,000 TO 20,000,000 ORDINARY SHARES |
Management | Abstain | Against | ||||||||
| 6B. | TO AMEND ANGLOGOLD ASHANTI'S SHARE INCENTIVE SCHEME: TO INCREASE THE AGGREGATE LIMIT OF THE NUMBER OF ORDINARY SHARES ALLOCATED TO INDIVIDUAL ELIGIBLE EMPLOYEES RELATING TO THE SHARE INCENTIVE SCHEMES FROM 850,000 TO 1,000,000 ORDINARY SHARES |
Management | For | For | ||||||||
| 7. | NON-BINDING ADVISORY ENDORSEMENT: ENDORSEMENT OF THE ANGLOGOLD ASHANTI REMUNERATION POLICY |
Management | For | For | ||||||||
| 8. | SPECIAL RESOLUTION NO. 1 APPROVAL OF THE NON-EXECUTIVE DIRECTORS' REMUNERATION FOR THEIR SERVICES AS DIRECTORS, WHICH REMAINS UNCHANGED FROM THE PREVIOUS YEAR |
Management | For | For | ||||||||
| 9. | SPECIAL RESOLUTION NO. 2 GENERAL AUTHORITY TO DIRECTORS TO ISSUE SHARES FOR CASH |
Management | Abstain | Against | ||||||||
| 10. | SPECIAL RESOLUTION NO. 3 GENERAL AUTHORITY TO ACQUIRE THE COMPANY'S OWN SHARES |
Management | Abstain | Against | ||||||||
| 11. | SPECIAL RESOLUTION NO. 4 APPROVAL FOR THE COMPANY TO GRANT FINANCIAL ASSISTANCE IN TERMS OF SECTIONS 44 AND 45 OF THE COMPANIES ACT |
Management | Abstain | Against | ||||||||
| 12. | SPECIAL RESOLUTION NO. 5 AMENDMENT OF THE COMPANY'S MEMORANDUM OF INCORPORATION (MOI) RE THE CANCELLATION OF THE 4,280,000 E ORDINARY SHARES, DELETING CLAUSE 10 OF THE MOI ATTACHING THE RIGHTS TO THE E ORDINARY SHARES AND DELETING THE REFERENCE TO E ORDINARY SHARES IN CLAUSE 4.12 OF THE COMPANY'S MOI |
Management | Abstain | Against | ||||||||
| FRANCO-NEVADA CORPORATION | ||||||||||||
| Security | 351858105 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | FNV | Meeting Date | 06-May-2015 | |||||||||
| ISIN | CA3518581051 | Agenda | 934186164 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | PIERRE LASSONDE | For | For | |||||||||
| 2 | DAVID HARQUAIL | For | For | |||||||||
| 3 | TOM ALBANESE | For | For | |||||||||
| 4 | DEREK W. EVANS | For | For | |||||||||
| 5 | GRAHAM FARQUHARSON | For | For | |||||||||
| 6 | CATHARINE FARROW | For | For | |||||||||
| 7 | LOUIS GIGNAC | For | For | |||||||||
| 8 | RANDALL OLIPHANT | For | For | |||||||||
| 9 | DAVID R. PETERSON | For | For | |||||||||
| 02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | ||||||||
| 03 | APPROVAL OF AN AMENDMENT TO THE CORPORATION'S BY-LAWS TO REQUIRE ADVANCE NOTICE OF DIRECTOR NOMINEES FROM SHAREHOLDERS AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION DATED MARCH 25, 2015. |
Management | For | For | ||||||||
| 04 | APPROVAL OF AN AMENDMENT TO THE CORPORATION'S BY-LAWS TO INCREASE THE QUORUM REQUIRED FOR A MEETING OF SHAREHOLDERS AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION DATED MARCH 25, 2015. |
Management | For | For | ||||||||
| 05 | ACCEPTANCE OF THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| ARCHER-DANIELS-MIDLAND COMPANY | ||||||||||||
| Security | 039483102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ADM | Meeting Date | 07-May-2015 | |||||||||
| ISIN | US0394831020 | Agenda | 934163041 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: A.L. BOECKMANN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: M.H. CARTER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: T.K. CREWS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: P. DUFOUR | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: D.E. FELSINGER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: J.R. LUCIANO | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: A. MACIEL | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: P.J. MOORE | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: T.F. O'NEILL | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: F. SANCHEZ | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: D. SHIH | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: K.R. WESTBROOK | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: P.A. WOERTZ | Management | For | For | ||||||||
| 2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | REAPPROVE THE MATERIAL TERMS OF INCENTIVE COMPENSATION PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. |
Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | ||||||||
| AURICO GOLD INC. | ||||||||||||
| Security | 05155C105 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | AUQ | Meeting Date | 07-May-2015 | |||||||||
| ISIN | CA05155C1059 | Agenda | 934171252 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | ALAN R. EDWARDS | For | For | |||||||||
| 2 | RICHARD M. COLTERJOHN | For | For | |||||||||
| 3 | MARK J. DANIEL | For | For | |||||||||
| 4 | PATRICK D. DOWNEY | For | For | |||||||||
| 5 | SCOTT G. PERRY | For | For | |||||||||
| 6 | RONALD E. SMITH | For | For | |||||||||
| 7 | JOSEPH G. SPITERI | For | For | |||||||||
| 8 | JANICE A. STAIRS | For | For | |||||||||
| 02 | APPOINTMENT OF KPMG LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | ||||||||
| 03 | BE IT RESOLVED THAT: 1. THE AMENDMENTS TO THE 2014 ESPP, AS DESCRIBED IN THE COMPANY'S MANAGEMENT PROXY CIRCULAR DATED MARCH 19, 2015 ("THE CIRCULAR"), BE AND ARE HEREBY RATIFIED, CONFIRMED AND APPROVED; 2. THE UNALLOCATED COMMON SHARES ISSUABLE UNDER THE 2014 ESPP SHALL BE RE-APPROVED BY SHAREHOLDERS OF THE COMPANY ON OR BEFORE MAY 7, 2018; 3.THE FORM OF THE 2014 ESPP MAY BE AMENDED IN ORDER TO SATISFY THE REQUIREMENTS OR REQUESTS OF ANY REGULATORY AUTHORITY OR STOCK EXCHANGE WITHOUT REQUIRING FURTHER APPROVAL OF THE SHAREHOLDERS OF THE COMPANY. |
Management | For | For | ||||||||
| 04 | BE IT RESOLVED THAT, ON AN ADVISORY BASIS, AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS OF THE COMPANY, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE CIRCULAR. |
Management | For | For | ||||||||
| CENTRUS ENERGY CORP | ||||||||||||
| Security | 15643U104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LEU | Meeting Date | 07-May-2015 | |||||||||
| ISIN | US15643U1043 | Agenda | 934180326 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | MICHAEL DIAMENT | For | For | |||||||||
| 2 | OSBERT HOOD | For | For | |||||||||
| 3 | W. THOMAS JAGODINSKI | For | For | |||||||||
| 4 | PATRICIA J. JAMIESON | For | For | |||||||||
| 5 | SULEMAN E. LUNAT | For | For | |||||||||
| 6 | WILLIAM J. MADIA | For | For | |||||||||
| 7 | MICHAEL P. MORRELL | For | For | |||||||||
| 8 | DANIEL B. PONEMAN | For | For | |||||||||
| 9 | MIKEL H. WILLIAMS | For | For | |||||||||
| 2. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2015. |
Management | For | For | ||||||||
| CAMERON INTERNATIONAL CORPORATION | ||||||||||||
| Security | 13342B105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CAM | Meeting Date | 08-May-2015 | |||||||||
| ISIN | US13342B1052 | Agenda | 934153951 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: H. PAULETT EBERHART |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: RODOLFO LANDIM | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JACK B. MOORE | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MICHAEL E. PATRICK |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: TIMOTHY J. PROBERT |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JON ERIK REINHARDSEN |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: R. SCOTT ROWE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: BRENT J. SMOLIK | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: BRUCE W. WILKINSON |
Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2015. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, OUR 2014 EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| TAHOE RESOURCES INC. | ||||||||||||
| Security | 873868103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TAHO | Meeting Date | 08-May-2015 | |||||||||
| ISIN | CA8738681037 | Agenda | 934197294 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | C. KEVIN MCARTHUR | For | For | |||||||||
| 2 | ALEX BLACK | For | For | |||||||||
| 3 | TANYA M. JAKUSCONEK | For | For | |||||||||
| 4 | A. DAN ROVIG | For | For | |||||||||
| 5 | PAUL B. SWEENEY | For | For | |||||||||
| 6 | JAMES S. VOORHEES | For | For | |||||||||
| 7 | DRAGO KISIC WAGNER | For | For | |||||||||
| 8 | KENNETH F. WILLIAMSON | For | For | |||||||||
| 9 | DR. KLAUS ZEITLER | For | For | |||||||||
| 02 | APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR. |
Management | For | For | ||||||||
| POTASH CORPORATION OF SASKATCHEWAN INC. | ||||||||||||
| Security | 73755L107 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | POT | Meeting Date | 12-May-2015 | |||||||||
| ISIN | CA73755L1076 | Agenda | 934147504 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | C.M. BURLEY | For | For | |||||||||
| 2 | D.G. CHYNOWETH | For | For | |||||||||
| 3 | J.W. ESTEY | For | For | |||||||||
| 4 | G.W. GRANDEY | For | For | |||||||||
| 5 | C.S. HOFFMAN | For | For | |||||||||
| 6 | A.D. LABERGE | For | For | |||||||||
| 7 | C.E. MADERE | For | For | |||||||||
| 8 | K.G. MARTELL | For | For | |||||||||
| 9 | J.J. MCCAIG | For | For | |||||||||
| 10 | J.E. TILK | For | For | |||||||||
| 11 | E. VIYELLA DE PALIZA | For | For | |||||||||
| 02 | THE APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION. |
Management | For | For | ||||||||
| 03 | THE RESOLUTION (INCLUDED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. |
Management | For | For | ||||||||
| 04 | THE ADVISORY RESOLUTION ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. |
Management | For | For | ||||||||
| 05 | THE RESOLUTION (INCLUDED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) CONFIRMING AMENDMENTS TO THE CORPORATION'S GENERAL BY-LAW. |
Management | For | For | ||||||||
| 06 | THE SHAREHOLDER PROPOSAL (ATTACHED AS APPENDIX D TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR). |
Shareholder | Against | For | ||||||||
| ANADARKO PETROLEUM CORPORATION | ||||||||||||
| Security | 032511107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APC | Meeting Date | 12-May-2015 | |||||||||
| ISIN | US0325111070 | Agenda | 934157959 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ANTHONY R. CHASE |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR KEVIN P. CHILTON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: H. PAULETT EBERHART |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: RICHARD L. GEORGE |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOSEPH W. GORDER |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JOHN R. GORDON | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MARK C. MCKINLEY |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: ERIC D. MULLINS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: R.A. WALKER | Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL - PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL - REPORT ON CARBON RISK. |
Shareholder | Against | For | ||||||||
| ENCANA CORPORATION | ||||||||||||
| Security | 292505104 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | ECA | Meeting Date | 12-May-2015 | |||||||||
| ISIN | CA2925051047 | Agenda | 934188942 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | PETER A. DEA | For | For | |||||||||
| 2 | FRED J. FOWLER | For | For | |||||||||
| 3 | HOWARD J. MAYSON | For | For | |||||||||
| 4 | LEE A. MCINTIRE | For | For | |||||||||
| 5 | MARGARET A. MCKENZIE | For | For | |||||||||
| 6 | SUZANNE P. NIMOCKS | For | For | |||||||||
| 7 | JANE L. PEVERETT | For | For | |||||||||
| 8 | BRIAN G. SHAW | For | For | |||||||||
| 9 | DOUGLAS J. SUTTLES | For | For | |||||||||
| 10 | BRUCE G. WATERMAN | For | For | |||||||||
| 11 | CLAYTON H. WOITAS | For | For | |||||||||
| 02 | APPOINTMENT OF AUDITOR - PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS |
Management | For | For | ||||||||
| 03 | APPROVAL OF AMENDMENTS TO THE CORPORATION'S EMPLOYEE STOCK OPTION PLAN |
Management | For | For | ||||||||
| 04 | APPROVAL OF AMENDMENTS TO THE CORPORATION'S ARTICLES OF INCORPORATION |
Management | Against | Against | ||||||||
| 05 | ADVISORY VOTE APPROVING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| SIBANYE GOLD LIMITED | ||||||||||||
| Security | 825724206 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SBGL | Meeting Date | 12-May-2015 | |||||||||
| ISIN | US8257242060 | Agenda | 934199630 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||||||||
| 2. | ELECTION OF A DIRECTOR: CD CHADWICK | Management | For | For | ||||||||
| 3. | ELECTION OF A DIRECTOR: RTL CHAN | Management | For | For | ||||||||
| 4. | RE-ELECTION OF A DIRECTOR: TJ CUMMING | Management | For | For | ||||||||
| 5. | RE-ELECTION OF A DIRECTOR: RP MENELL | Management | For | For | ||||||||
| 6. | RE-ELECTION OF A DIRECTOR: JS VILAKAZI | Management | For | For | ||||||||
| 7. | RE-ELECTION OF A MEMBER AND CHAIR OF THE AUDIT COMMITTEE: KA RAYNER |
Management | For | For | ||||||||
| 8. | RE-ELECTION OF A MEMBER OF THE AUDIT COMMTTEE: RP MENELL |
Management | For | For | ||||||||
| 9. | RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: NG NIKA |
Management | For | For | ||||||||
| 10. | RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: SC VAN DER MERWE |
Management | For | For | ||||||||
| 11. | APPROVAL FOR THE ISSUE OF AUTHORISED BUT UNISSUED ORDINARY SHARES |
Management | Abstain | Against | ||||||||
| 12. | ISSUING EQUITY SECURITIES FOR CASH | Management | Abstain | Against | ||||||||
| 13. | ADVISORY ENDORSEMENT OF THE REMUNERATION POLICY |
Management | For | For | ||||||||
| S1. | APPROVAL FOR THE REMUNERATION OF NON-EXECUTIVE DIRECTORS |
Management | For | For | ||||||||
| S2. | APPROVAL FOR THE COMPANY TO GRANT FINANCIAL ASSISTANCE IN TERMS OF SECTION 44 AND 45 OF THE ACT |
Management | Abstain | Against | ||||||||
| S3. | INCREASE IN AUTHORISED SHARE CAPITAL | Management | Abstain | Against | ||||||||
| S4. | APPROVAL OF AMENDMENT TO THE EXISTING MEMORANDUM OF INCORPORATION |
Management | Abstain | Against | ||||||||
| S5. | ACQUISITION OF THE COMPANY'S OWN SHARES |
Management | Abstain | Against | ||||||||
| PENN VIRGINIA CORPORATION | ||||||||||||
| Security | 707882106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PVA | Meeting Date | 13-May-2015 | |||||||||
| ISIN | US7078821060 | Agenda | 934174777 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: JOHN U. CLARKE | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: EDWARD B. CLOUES, II |
Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: STEVEN W. KRABLIN |
Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: MARSHA R. PERELMAN |
Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: H. BAIRD WHITEHEAD |
Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: GARY K. WRIGHT | Management | For | For | ||||||||
| 2. | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | AMENDMENT TO ARTICLES OF INCORPORATION. |
Management | For | For | ||||||||
| 4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015. |
Management | For | For | ||||||||
| THE DOW CHEMICAL COMPANY | ||||||||||||
| Security | 260543103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DOW | Meeting Date | 14-May-2015 | |||||||||
| ISIN | US2605431038 | Agenda | 934157264 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JACQUELINE K. BARTON |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ANDREW N. LIVERIS |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MARK LOUGHRIDGE |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: ROBERT S. MILLER |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: PAUL POLMAN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: DENNIS H. REILLEY |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: JAMES M. RINGLER |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: RUTH G. SHAW | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED EXECUTIVE PAY. |
Shareholder | Against | For | ||||||||
| BAKER HUGHES INCORPORATED | ||||||||||||
| Security | 057224107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BHI | Meeting Date | 14-May-2015 | |||||||||
| ISIN | US0572241075 | Agenda | 934161287 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | ELECTION OF DIRECTOR: LARRY D. BRADY | Management | For | For | ||||||||
| 1B | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN |
Management | For | For | ||||||||
| 1C | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR |
Management | For | For | ||||||||
| 1D | ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD |
Management | For | For | ||||||||
| 1E | ELECTION OF DIRECTOR: WILLIAM H. EASTER, III |
Management | For | For | ||||||||
| 1F | ELECTION OF DIRECTOR: LYNN L. ELSENHANS |
Management | For | For | ||||||||
| 1G | ELECTION OF DIRECTOR: ANTHONY G. FERNANDES |
Management | For | For | ||||||||
| 1H | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI |
Management | For | For | ||||||||
| 1I | ELECTION OF DIRECTOR: PIERRE H. JUNGELS |
Management | For | For | ||||||||
| 1J | ELECTION OF DIRECTOR: JAMES A. LASH | Management | For | For | ||||||||
| 1K | ELECTION OF DIRECTOR: J. LARRY NICHOLS | Management | For | For | ||||||||
| 1L | ELECTION OF DIRECTOR: JAMES W. STEWART |
Management | For | For | ||||||||
| 1M | ELECTION OF DIRECTOR: CHARLES L. WATSON |
Management | For | For | ||||||||
| 2 | AN ADVISORY VOTE RELATED TO THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. |
Management | For | For | ||||||||
| 3 | THE RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR. |
Management | For | For | ||||||||
| THE MOSAIC COMPANY | ||||||||||||
| Security | 61945C103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MOS | Meeting Date | 14-May-2015 | |||||||||
| ISIN | US61945C1036 | Agenda | 934163938 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2016: NANCY E. COOPER |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2016: GREGORY L. EBEL |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2016: DENISE C. JOHNSON |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2016: ROBERT L. LUMPKINS |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2016: WILLIAM T. MONAHAN |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2016: JAMES L. POPOWICH |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2016: JAMES T. PROKOPANKO |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2016: STEVEN M. SEIBERT |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT OUR FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDING DECEMBER 31, 2015 AND THE EFFECTIVENESS OF INTERNAL CONTROL OVER FINANCIAL REPORTING AS OF DECEMBER 31, 2015, AS RECOMMENDED BY OUR AUDIT COMMITTEE. |
Management | For | For | ||||||||
| 3. | A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY ("SAY-ON-PAY"). |
Management | For | For | ||||||||
| APACHE CORPORATION | ||||||||||||
| Security | 037411105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APA | Meeting Date | 14-May-2015 | |||||||||
| ISIN | US0374111054 | Agenda | 934171303 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | ELECTION OF DIRECTOR: GEORGE D. LAWRENCE |
Management | For | For | ||||||||
| 2. | ELECTION OF DIRECTOR: JOHN E. LOWE | Management | For | For | ||||||||
| 3. | ELECTION OF DIRECTOR: RODMAN D. PATTON |
Management | For | For | ||||||||
| 4. | ELECTION OF DIRECTOR: CHARLES J. PITMAN |
Management | For | For | ||||||||
| 5. | RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 6. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||
| 7. | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS |
Management | For | For | ||||||||
| 8. | CONSIDERATION OF SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS |
Shareholder | For | For | ||||||||
| NEWFIELD EXPLORATION COMPANY | ||||||||||||
| Security | 651290108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NFX | Meeting Date | 15-May-2015 | |||||||||
| ISIN | US6512901082 | Agenda | 934165134 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LEE K. BOOTHBY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: PAMELA J. GARDNER |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN RANDOLPH KEMP III |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: STEVEN W. NANCE |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: THOMAS G. RICKS | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JUANITA M. ROMANS |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JOHN W. SCHANCK |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: J. TERRY STRANGE |
Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR FISCAL 2015. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | APPROVAL OF SECOND AMENDED AND RESTATED NEWFIELD EXPLORATION COMPANY 2011 OMNIBUS STOCK PLAN. |
Management | For | For | ||||||||
| 5A. | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS FOR PERFORMANCE AWARDS UNDER 2011 OMNIBUS STOCK PLAN. |
Management | For | For | ||||||||
| 5B. | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS AND METRICS UNDER 2011 ANNUAL INCENTIVE PLAN. |
Management | For | For | ||||||||
| 6A. | APPROVAL OF AMENDMENT TO THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE AUTHORIZED SHARES OF COMMON STOCK. |
Management | For | For | ||||||||
| 6B. | APPROVAL OF AMENDMENT TO THIRD AMENDED & RESTATED CERTIFICATE OF INCORPORATION TO INCREASE AUTHORIZED SHARES OF PREFERRED STOCK. |
Management | Against | Against | ||||||||
| LAREDO PETROLEUM, INC. | ||||||||||||
| Security | 516806106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LPI | Meeting Date | 19-May-2015 | |||||||||
| ISIN | US5168061068 | Agenda | 934163192 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JAMES R. LEVY | For | For | |||||||||
| 2 | JAY P. STILL | For | For | |||||||||
| 3 | DONALD D. WOLF | For | For | |||||||||
| 02 | THE RATIFICATION OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 03 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| SM ENERGY COMPANY | ||||||||||||
| Security | 78454L100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SM | Meeting Date | 19-May-2015 | |||||||||
| ISIN | US78454L1008 | Agenda | 934165348 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: LARRY W. BICKLE | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: STEPHEN R. BRAND |
Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: WILLIAM J. GARDINER |
Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: LOREN M. LEIKER | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: JAVAN D. OTTOSON |
Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: RAMIRO G. PERU | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: JULIO M. QUINTANA |
Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: ROSE M. ROBESON |
Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN |
Management | For | For | ||||||||
| 2. | THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PHILOSOPHY, POLICIES AND PROCEDURES, AND THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. |
Management | For | For | ||||||||
| DENBURY RESOURCES INC. | ||||||||||||
| Security | 247916208 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DNR | Meeting Date | 19-May-2015 | |||||||||
| ISIN | US2479162081 | Agenda | 934169699 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | WIELAND F. WETTSTEIN | For | For | |||||||||
| 2 | MICHAEL B. DECKER | For | For | |||||||||
| 3 | JOHN P. DIELWART | For | For | |||||||||
| 4 | GREGORY L. MCMICHAEL | For | For | |||||||||
| 5 | KEVIN O. MEYERS | For | For | |||||||||
| 6 | PHIL RYKHOEK | For | For | |||||||||
| 7 | RANDY STEIN | For | For | |||||||||
| 8 | LAURA A. SUGG | For | For | |||||||||
| 2. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 3. | TO VOTE ON THE AMENDMENT AND RESTATEMENT OF OUR 2004 OMNIBUS STOCK AND INCENTIVE PLAN, INCLUDING TO INCREASE THE NUMBER OF RESERVED SHARES AND FOR INTERNAL REVENUE CODE SECTION 162(M) QUALIFICATION |
Management | For | For | ||||||||
| 4. | TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
Management | For | For | ||||||||
| SOUTHWESTERN ENERGY COMPANY | ||||||||||||
| Security | 845467109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SWN | Meeting Date | 19-May-2015 | |||||||||
| ISIN | US8454671095 | Agenda | 934172189 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: JOHN D. GASS | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: CATHERINE A. KEHR |
Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: GREG D. KERLEY | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: VELLO A. KUUSKRAA |
Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: KENNETH R. MOURTON |
Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: STEVEN L. MUELLER |
Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: ELLIOTT PEW | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: TERRY W. RATHERT |
Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: ALAN H. STEVENS | Management | For | For | ||||||||
| 2. | PROPOSAL TO RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | PROPOSAL FROM STOCKHOLDER REGARDING SPECIAL MEETINGS. |
Shareholder | Against | For | ||||||||
| 5. | PROPOSAL FROM STOCKHOLDER REGARDING PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| CARRIZO OIL & GAS, INC. | ||||||||||||
| Security | 144577103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CRZO | Meeting Date | 19-May-2015 | |||||||||
| ISIN | US1445771033 | Agenda | 934202312 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | S.P. JOHNSON IV | For | For | |||||||||
| 2 | STEVEN A. WEBSTER | For | For | |||||||||
| 3 | THOMAS L. CARTER, JR. | For | For | |||||||||
| 4 | ROBERT F. FULTON | For | For | |||||||||
| 5 | F. GARDNER PARKER | For | For | |||||||||
| 6 | ROGER A. RAMSEY | For | For | |||||||||
| 7 | FRANK A. WOJTEK | For | For | |||||||||
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 |
Management | For | For | ||||||||
| PIONEER NATURAL RESOURCES COMPANY | ||||||||||||
| Security | 723787107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PXD | Meeting Date | 20-May-2015 | |||||||||
| ISIN | US7237871071 | Agenda | 934162885 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: EDISON C. BUCHANAN |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ANDREW F. CATES | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: TIMOTHY L. DOVE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: PHILLIP A. GOBE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: LARRY R. GRILLOT | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: STACY P. METHVIN |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ROYCE W. MITCHELL |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: FRANK A. RISCH | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: J. KENNETH THOMPSON |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: PHOEBE A. WOOD | Management | For | For | ||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL RELATING TO PROXY ACCESS |
Shareholder | Against | For | ||||||||
| HALLIBURTON COMPANY | ||||||||||||
| Security | 406216101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAL | Meeting Date | 20-May-2015 | |||||||||
| ISIN | US4062161017 | Agenda | 934172658 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | ELECTION OF DIRECTOR: A.F. AL KHAYYAL | Management | For | For | ||||||||
| 1B | ELECTION OF DIRECTOR: A.M. BENNETT | Management | For | For | ||||||||
| 1C | ELECTION OF DIRECTOR: J.R. BOYD | Management | For | For | ||||||||
| 1D | ELECTION OF DIRECTOR: M. CARROLL | Management | For | For | ||||||||
| 1E | ELECTION OF DIRECTOR: N.K. DICCIANI | Management | For | For | ||||||||
| 1F | ELECTION OF DIRECTOR: M.S. GERBER | Management | For | For | ||||||||
| 1G | ELECTION OF DIRECTOR: J.C. GRUBISICH | Management | For | For | ||||||||
| 1H | ELECTION OF DIRECTOR: D.J. LESAR | Management | For | For | ||||||||
| 1I | ELECTION OF DIRECTOR: R.A. MALONE | Management | For | For | ||||||||
| 1J | ELECTION OF DIRECTOR: J.L. MARTIN | Management | For | For | ||||||||
| 1K | ELECTION OF DIRECTOR: J.A. MILLER | Management | For | For | ||||||||
| 1L | ELECTION OF DIRECTOR: D.L. REED | Management | For | For | ||||||||
| 2. | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| BUNGE LIMITED | ||||||||||||
| Security | G16962105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BG | Meeting Date | 20-May-2015 | |||||||||
| ISIN | BMG169621056 | Agenda | 934174703 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ANDREW FERRIER | For | For | |||||||||
| 2 | KATHLEEN HYLE | For | For | |||||||||
| 3 | JOHN MCGLADE | For | For | |||||||||
| 2 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS' FEES. |
Management | For | For | ||||||||
| 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4 | TO RE-APPROVE THE PERFORMANCE GOALS FOR THE BUNGE LIMITED ANNUAL INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5 | SHAREHOLDER PROPOSAL REGARDING SUPPLY CHAIN AND DEFORESTATION. |
Shareholder | Against | For | ||||||||
| SILVER WHEATON CORP. | ||||||||||||
| Security | 828336107 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | SLW | Meeting Date | 21-May-2015 | |||||||||
| ISIN | CA8283361076 | Agenda | 934180124 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| A | DIRECTOR | Management | ||||||||||
| 1 | LAWRENCE I. BELL | For | For | |||||||||
| 2 | GEORGE L. BRACK | For | For | |||||||||
| 3 | JOHN A. BROUGH | For | For | |||||||||
| 4 | R. PETER GILLIN | For | For | |||||||||
| 5 | CHANTAL GOSSELIN | For | For | |||||||||
| 6 | DOUGLAS M. HOLTBY | For | For | |||||||||
| 7 | EDUARDO LUNA | For | For | |||||||||
| 8 | WADE D. NESMITH | For | For | |||||||||
| 9 | RANDY V. J. SMALLWOOD | For | For | |||||||||
| B | IN RESPECT OF THE APPOINTMENT OF DELOITTE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION; |
Management | For | For | ||||||||
| C | A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| SUPERIOR ENERGY SERVICES, INC. | ||||||||||||
| Security | 868157108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SPN | Meeting Date | 22-May-2015 | |||||||||
| ISIN | US8681571084 | Agenda | 934197042 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | HAROLD J. BOUILLION | For | For | |||||||||
| 2 | DAVID D. DUNLAP | For | For | |||||||||
| 3 | JAMES M. FUNK | For | For | |||||||||
| 4 | TERENCE E. HALL | For | For | |||||||||
| 5 | PETER D. KINNEAR | For | For | |||||||||
| 6 | MICHAEL M. MCSHANE | For | For | |||||||||
| 7 | W. MATT RALLS | For | For | |||||||||
| 8 | JUSTIN L. SULLIVAN | For | For | |||||||||
| 2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | ADOPTION OF THE AMENDED AND RESTATED 2013 STOCK INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| INTREPID POTASH, INC. | ||||||||||||
| Security | 46121Y102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IPI | Meeting Date | 27-May-2015 | |||||||||
| ISIN | US46121Y1029 | Agenda | 934180984 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: TERRY CONSIDINE | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: CHRIS A. ELLIOTT | Management | For | For | ||||||||
| 2. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| 3. | THE APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| TOTAL S.A. | ||||||||||||
| Security | 89151E109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TOT | Meeting Date | 29-May-2015 | |||||||||
| ISIN | US89151E1091 | Agenda | 934220461 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | APPROVAL OF FINANCIAL STATEMENTS OF THE PARENT COMPANY FOR THE 2014 FISCAL YEAR. |
Management | For | For | ||||||||
| 2. | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FISCAL YEAR. |
Management | For | For | ||||||||
| 3. | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND AND OPTION FOR THE PAYMENT OF THE REMAINING DIVIDEND FOR THE 2014 FISCAL YEAR IN NEW SHARES. |
Management | For | For | ||||||||
| 4. | OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS FOR THE 2015 FISCAL YEAR IN NEW SHARES-DELEGATION OF POWERS TO THE BOARD OF DIRECTORS. |
Management | For | For | ||||||||
| 5. | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY. |
Management | For | For | ||||||||
| 6. | RENEWAL OF THE APPOINTMENT OF MR. PATRICK ARTUS AS A DIRECTOR. |
Management | For | For | ||||||||
| 7. | RENEWAL OF THE APPOINTMENT OF MS. ANNE-MARIE IDRAC AS A DIRECTOR. |
Management | For | For | ||||||||
| 8. | APPOINTMENT OF MR. PATRICK POUYANNE AS A DIRECTOR. |
Management | For | For | ||||||||
| 9. | COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE FRENCH COMMERCIAL CODE CONCERNING MR. PATRICK POUYANNE. |
Management | For | For | ||||||||
| 10. | ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31, 2014 TO MR. THIERRY DESMAREST CHAIRMAN OF THE COMPANY SINCE OCTOBER 22, 2014. |
Management | For | For | ||||||||
| 11. | ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31, 2014 TO MR. PATRICK POUYANNE, CHIEF EXECUTIVE OFFICER OF THE COMPANY SINCE OCTOBER 22, 2014. |
Management | For | For | ||||||||
| 12. | ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31, 2014 TO MR. CHRISTOPHE DE MARGERIE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER UNTIL OCTOBER 20, 2014. |
Management | For | For | ||||||||
| 13. | RECOMMENDATION TO THE BOARD OF DIRECTORS FOR FAIR PROFIT-SHARING BETWEEN SHAREHOLDERS AND EMPLOYEES. (PLEASE REFER TO RESOLUTION A IN THE NOTICE OF MEETING). |
Shareholder | Against | For | ||||||||
| WHITING PETROLEUM CORPORATION | ||||||||||||
| Security | 966387102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WLL | Meeting Date | 02-Jun-2015 | |||||||||
| ISIN | US9663871021 | Agenda | 934196040 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JAMES J. VOLKER | For | For | |||||||||
| 2 | WILLIAM N. HAHNE | For | For | |||||||||
| 2. | APPROVAL OF ADVISORY RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| WESTERN REFINING, INC. | ||||||||||||
| Security | 959319104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WNR | Meeting Date | 02-Jun-2015 | |||||||||
| ISIN | US9593191045 | Agenda | 934197193 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | CARIN MARCY BARTH | For | For | |||||||||
| 2 | SIGMUND L. CORNELIUS | For | For | |||||||||
| 3 | PAUL L. FOSTER | For | For | |||||||||
| 4 | L. FREDERICK FRANCIS | For | For | |||||||||
| 5 | ROBERT J. HASSLER | For | For | |||||||||
| 6 | BRIAN J. HOGAN | For | For | |||||||||
| 7 | SCOTT D. WEAVER | For | For | |||||||||
| 2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2015. |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE AMENDED AND RESTATED 2010 INCENTIVE PLAN OF WESTERN REFINING, INC. FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. |
Management | For | For | ||||||||
| NABORS INDUSTRIES LTD. | ||||||||||||
| Security | G6359F103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NBR | Meeting Date | 02-Jun-2015 | |||||||||
| ISIN | BMG6359F1032 | Agenda | 934198753 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | JAMES R. CRANE | For | For | |||||||||
| 2 | JOHN P. KOTTS | For | For | |||||||||
| 3 | MICHAEL C. LINN | For | For | |||||||||
| 4 | ANTHONY G. PETRELLO | For | For | |||||||||
| 5 | DAG SKATTUM | For | For | |||||||||
| 6 | HOWARD WOLF | For | For | |||||||||
| 7 | JOHN YEARWOOD | For | For | |||||||||
| 2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE INDEPENDENT AUDITOR'S REMUNERATION. |
Management | For | For | ||||||||
| 3. | PROPOSAL TO APPROVE AN AMENDMENT OF COMPANY'S BYE-LAWS RELATED TO BROKER NONVOTES. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE REGARDING THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL TO ADOPT A REQUIREMENT THAT SENIOR EXECUTIVES RETAIN 75% OF SHARES. |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL OF SPECIFIC PERFORMANCE METRICS IN EQUITY COMPENSATION PLANS. |
Shareholder | Against | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING. |
Shareholder | Against | For | ||||||||
| 8. | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| 9. | SHAREHOLDER PROPOSAL REGARDING THE VOTE STANDARD FOR DIRECTOR ELECTIONS. |
Shareholder | Against | For | ||||||||
| DEVON ENERGY CORPORATION | ||||||||||||
| Security | 25179M103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DVN | Meeting Date | 03-Jun-2015 | |||||||||
| ISIN | US25179M1036 | Agenda | 934194313 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | BARBARA M. BAUMANN | For | For | |||||||||
| 2 | JOHN E. BETHANCOURT | For | For | |||||||||
| 3 | ROBERT H. HENRY | For | For | |||||||||
| 4 | MICHAEL M. KANOVSKY | For | For | |||||||||
| 5 | ROBERT A. MOSBACHER, JR | For | For | |||||||||
| 6 | J. LARRY NICHOLS | For | For | |||||||||
| 7 | DUANE C. RADTKE | For | For | |||||||||
| 8 | MARY P. RICCIARDELLO | For | For | |||||||||
| 9 | JOHN RICHELS | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2015. |
Management | For | For | ||||||||
| 4. | ADOPTION OF THE DEVON ENERGY CORPORATION 2015 LONG-TERM INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 5. | ADOPTION OF PROXY ACCESS BYLAW. | Shareholder | Against | For | ||||||||
| 6. | REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. |
Shareholder | Against | For | ||||||||
| 7. | REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. |
Shareholder | Against | For | ||||||||
| 8. | REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. |
Shareholder | Against | For | ||||||||
| ALAMOS GOLD INC. | ||||||||||||
| Security | 011527108 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | AGI | Meeting Date | 03-Jun-2015 | |||||||||
| ISIN | CA0115271086 | Agenda | 934224166 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | TO SET THE NUMBER OF DIRECTORS AT SIX. |
Management | For | For | ||||||||
| 02 | DIRECTOR | Management | ||||||||||
| 1 | ANTHONY GARSON | For | For | |||||||||
| 2 | DAVID GOWER | For | For | |||||||||
| 3 | JOHN A. MCCLUSKEY | For | For | |||||||||
| 4 | PAUL J. MURPHY | For | For | |||||||||
| 5 | KENNETH G. STOWE | For | For | |||||||||
| 6 | DAVID FLECK | For | For | |||||||||
| 03 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | ||||||||
| 04 | 1. THE STOCK OPTION PLAN (THE "PLAN") OF ALAMOS GOLD INC. (THE "COMPANY") WHICH WAS APPROVED BY THE BOARD OF DIRECTORS OF THE COMPANY ON APRIL 24, 2012 AND THE SHAREHOLDERS OF THE COMPANY ON MAY 31, 2012, BE HEREBY APPROVED, WITH NO ADDITIONAL AMENDMENTS; 2. ALL UNALLOCATED OPTIONS UNDER THE PLAN ARE HEREBY APPROVED AND THE COMPANY HAS THE ABILITY TO GRANT OPTIONS UNDER THE PLAN UNTIL JUNE 3, 2018, THAT IS UNTIL THE DATE THAT IS THREE YEARS FROM THE DATE OF THE MEETING AT WHICH THIS RESOLUTION IS PASSED BY SHAREHOLDERS OF THE COMPANY. |
Management | For | For | ||||||||
| PATTERSON-UTI ENERGY, INC. | ||||||||||||
| Security | 703481101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PTEN | Meeting Date | 04-Jun-2015 | |||||||||
| ISIN | US7034811015 | Agenda | 934196278 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | MARK S. SIEGEL | For | For | |||||||||
| 2 | KENNETH N. BERNS | For | For | |||||||||
| 3 | CHARLES O. BUCKNER | For | For | |||||||||
| 4 | MICHAEL W. CONLON | For | For | |||||||||
| 5 | CURTIS W. HUFF | For | For | |||||||||
| 6 | TERRY H. HUNT | For | For | |||||||||
| 7 | TIFFANY J. THOM | For | For | |||||||||
| 2. | APPROVAL OF AN ADVISORY RESOLUTION ON PATTERSON-UTI'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| DIAMONDBACK ENERGY, INC. | ||||||||||||
| Security | 25278X109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FANG | Meeting Date | 08-Jun-2015 | |||||||||
| ISIN | US25278X1090 | Agenda | 934205192 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | STEVEN E. WEST | For | For | |||||||||
| 2 | TRAVIS D. STICE | For | For | |||||||||
| 3 | MICHAEL P. CROSS | For | For | |||||||||
| 4 | DAVID L. HOUSTON | For | For | |||||||||
| 5 | MARK L. PLAUMANN | For | For | |||||||||
| 2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS, GRANT THORNTON LLP, FOR FISCAL YEAR 2015 |
Management | For | For | ||||||||
| FREEPORT-MCMORAN INC. | ||||||||||||
| Security | 35671D857 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FCX | Meeting Date | 10-Jun-2015 | |||||||||
| ISIN | US35671D8570 | Agenda | 934198498 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | RICHARD C. ADKERSON | For | For | |||||||||
| 2 | ROBERT J. ALLISON, JR. | For | For | |||||||||
| 3 | ALAN R. BUCKWALTER, III | For | For | |||||||||
| 4 | ROBERT A. DAY | For | For | |||||||||
| 5 | JAMES C. FLORES | For | For | |||||||||
| 6 | GERALD J. FORD | For | For | |||||||||
| 7 | THOMAS A. FRY, III | For | For | |||||||||
| 8 | H. DEVON GRAHAM, JR. | For | For | |||||||||
| 9 | LYDIA H. KENNARD | For | For | |||||||||
| 10 | CHARLES C. KRULAK | For | For | |||||||||
| 11 | BOBBY LEE LACKEY | For | For | |||||||||
| 12 | JON C. MADONNA | For | For | |||||||||
| 13 | DUSTAN E. MCCOY | For | For | |||||||||
| 14 | JAMES R. MOFFETT | For | For | |||||||||
| 15 | STEPHEN H. SIEGELE | For | For | |||||||||
| 16 | FRANCES FRAGOS TOWNSEND | For | For | |||||||||
| 2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| 4 | REAPPROVAL OF THE MATERIAL TERMS OF THE SECTION 162(M) PERFORMANCE GOALS UNDER OUR AMENDED AND RESTATED 2006 STOCK INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5 | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| B2GOLD CORP. | ||||||||||||
| Security | 11777Q209 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | BTG | Meeting Date | 12-Jun-2015 | |||||||||
| ISIN | CA11777Q2099 | Agenda | 934229130 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | TO SET THE NUMBER OF DIRECTORS AT 8. | Management | For | For | ||||||||
| 02 | DIRECTOR | Management | ||||||||||
| 1 | CLIVE JOHNSON | For | For | |||||||||
| 2 | ROBERT CROSS | For | For | |||||||||
| 3 | ROBERT GAYTON | For | For | |||||||||
| 4 | BARRY RAYMENT | For | For | |||||||||
| 5 | JERRY KORPAN | For | For | |||||||||
| 6 | BONGANI MTSHISI | For | For | |||||||||
| 7 | KEVIN BULLOCK | For | For | |||||||||
| 8 | MARK CONNELLY | For | For | |||||||||
| 03 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | ||||||||
| 04 | TO APPROVE THE OPTION PLAN RESOLUTION RELATING TO THE ADOPTION OF THE AMENDED PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR OF B2GOLD CORP. FOR THE ANNUAL GENERAL AND SPECIAL MEETING OF THE SHAREHOLDERS TO BE HELD ON JUNE 12, 2015. |
Management | For | For | ||||||||
| 05 | TO APPROVE THE RSU PLAN RESOLUTION RELATING TO THE AMENDMENT OF THE RSU PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR OF B2GOLD CORP. FOR THE ANNUAL GENERAL AND SPECIAL MEETING OF THE SHAREHOLDERS TO BE HELD ON JUNE 12, 2015. |
Management | For | For | ||||||||
| WEATHERFORD INTERNATIONAL PLC | ||||||||||||
| Security | G48833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WFT | Meeting Date | 16-Jun-2015 | |||||||||
| ISIN | IE00BLNN3691 | Agenda | 934225752 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MOHAMED A. AWAD |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DAVID J. BUTTERS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: DR. BERNARD J. DUROC-DANNER |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN D. GASS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: SIR EMYR JONES PARRY |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: FRANCIS S. KALMAN |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: WILLIAM E. MACAULAY |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DR. GUILLERMO ORTIZ |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ROBERT A. RAYNE | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND AUDITOR FOR THE FINANCIAL YEAR ENDING DECEMBER 31, 2015 AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE AUDITOR'S REMUNERATION. |
Management | For | For | ||||||||
| 3. | TO ADOPT AN ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | TO APPROVE AN AMENDMENT TO WEATHERFORD'S 2010 OMNIBUS INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | TO AUTHORIZE HOLDING THE 2016 ANNUAL GENERAL MEETING AT A LOCATION OUTSIDE OF IRELAND AS CURRENTLY REQUIRED UNDER IRISH LAW. |
Management | For | For | ||||||||
| ALAMOS GOLD INC. | ||||||||||||
| Security | 011527108 | Meeting Type | Special | |||||||||
| Ticker Symbol | AGI | Meeting Date | 24-Jun-2015 | |||||||||
| ISIN | CA0115271086 | Agenda | 934239802 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | TO APPROVE A SPECIAL RESOLUTION OF SHAREHOLDERS, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX B TO THE JOINT MANAGEMENT INFORMATION CIRCULAR ("CIRCULAR") OF ALAMOS AND AURICO GOLD INC. ("AURICO") DATED MAY 22, 2015, APPROVING THE APPLICATION FOR CONTINUANCE OF ALAMOS UNDER THE BUSINESS CORPORATIONS ACT (ONTARIO) (THE "OBCA"), IN ACCORDANCE WITH SECTION 308 OF THE BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA) AND SECTION 180 OF THE OBCA, ALL AS MORE PARTICULARLY SET FORTH IN THE CIRCULAR. |
Management | For | For | ||||||||
| 02 | TO APPROVE A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX C TO THE CIRCULAR, APPROVING THE ARRANGEMENT AGREEMENT DATED AS OF APRIL 12, 2015, BETWEEN AURICO AND ALAMOS AND THE ARRANGEMENT INVOLVING AURICO AND ALAMOS UNDER SECTION 182 OF THE OBCA, ALL AS MORE PARTICULARLY SET FORTH IN THE CIRCULAR. |
Management | For | For | ||||||||
| 03 | TO APPROVE AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX R TO THE CIRCULAR, APPROVING THE LONG TERM INCENTIVE PLAN AND EMPLOYEE SHARE PURCHASE PLAN OF AURICO METALS INC., IN EACH CASE AS MORE PARTICULARLY SET FORTH IN THE CIRCULAR. |
Management | For | For | ||||||||
| AURICO GOLD INC. | ||||||||||||
| Security | 05155C105 | Meeting Type | Special | |||||||||
| Ticker Symbol | AUQ | Meeting Date | 24-Jun-2015 | |||||||||
| ISIN | CA05155C1059 | Agenda | 934242532 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | TO APPROVE A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX A TO THE JOINT MANAGEMENT INFORMATION CIRCULAR ("CIRCULAR") OF AURICO GOLD INC. ("AURICO") AND ALAMOS GOLD INC. ("ALAMOS") DATED MAY 22, 2015, APPROVING THE ARRANGEMENT AGREEMENT DATED AS OF APRIL 12, 2015, BETWEEN AURICO AND ALAMOS AND THE ARRANGEMENT INVOLVING AURICO AND ALAMOS UNDER SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO), ALL AS MORE PARTICULARLY SET FORTH IN THE CIRCULAR. |
Management | For | For | ||||||||
| 02 | TO APPROVE AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX Q TO THE CIRCULAR, APPROVING THE LONG TERM INCENTIVE PLAN AND EMPLOYEE SHARE PURCHASE PLAN OF AURICO METALS INC., IN EACH CASE AS MORE PARTICULARLY SET FORTH IN THE CIRCULAR. |
Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant GAMCO Natural Resources, Gold & Income Trust
By (Signature and Title)* /s/ Bruce N. Alpert
Bruce N. Alpert, Principal Executive Officer
Date August 3, 2015
*Print the name and title of each signing officer under his or her signature.