form8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K


CURRENT REPORT


PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934


Date of Report (Date of Earliest Event Reported):  February 8, 2011 (December 31, 2010)


PZENA INVESTMENT MANAGEMENT, INC.
 
(Exact Name of Registrant as Specified in its Charter)


Delaware
  
001-33761
  
20-8999751
(State or Other Jurisdiction of Incorporation)
  
(Commission File Number)
  
(IRS Employer Identification Number)


120 West 45th Street, New York, New York
  
10036
 
(Address of Principal Executive Offices)
  
 
Zip Code


Registrant’s Telephone Number, Including Area Code:
(212) 355-1600


 
(Former Name or Former Address, If Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act.
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act.
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act.
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.
 
 
 
 

ITEM 2.02
RESULTS OF OPERATION AND FINANCIAL CONDITION.
 
On February 8, 2011, Pzena Investment Management, Inc. (the “Company”) issued a press release reporting its financial results for the fourth quarter and full year 2010.  Copies of that press release and related attachments are furnished as Exhibit 99.1 to this Current Report.
 
ITEM 9.01
FINANCIAL STATEMENTS AND EXHIBITS.
 
(d) Exhibits
 
 
99.1
Press release, dated February 8, 2011, of Pzena Investment Management, Inc.
 
 
 
 

SIGNATURE
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated:  February 8, 2011
 
 
PZENA INVESTMENT MANAGEMENT, INC.
     
     
 
By:
/s/ Gregory S. Martin
   
Name: Gregory S. Martin
   
Title: Chief Financial Officer

 
 
 

EXHIBIT INDEX

Exhibit No.
Document
Press release, dated February 8, 2011, of Pzena Investment Management, Inc.