|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
URVANOS INVESTMENTS LTD C/O IHS INC. 15 INVERNESS WAY EAST ENGLEWOOD, CO 80112 |
X |
* /s/ Clifford Thring | 03/24/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 4 is being filed to report an intercompany transfer of 14,708,859 shares of Class A Common Stock of IHS, Inc. (the "Shares") from the Reporting Person to Conscientia Investment Limited ("Conscientia"). The Reporting Person and Conscientia are both indirect wholly-owned subsidiaries of the TB Continuity II Trust (the "Trust"). The Trust has been and continues to be the ultimate beneficial owner of the Shares at all times before and after the intercompany transfer being reported on this Form 4. Conscientia is filing a Form 3 to report its beneficial ownership of the Shares. |
(2) | On September 18, 2008, 13,750,000 shares of Class B Common Stock of the Issuer beneficially owned by the Reporting Person were converted into an equal number of shares of Class A Common Stock of the Issuer. At the time of such conversion, the Reporting Person also owned 958,859 shares of Class A Common Stock of the Issuer, resulting in beneficial ownership by the Reporting Person of an aggregate of 14,708,859 shares of Class A Common Stock of the Issuer. |
(3) | Agreed upon deemed transfer price equal to the weighted average closing price of Class A Common Stock of IHS, Inc. for the twenty New York Stock Exchange trading days from February 17, 2011 through March 17, 2011. |
Remarks: * As Attorney-in-Fact for the Reporting Person |