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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 15.16 | 02/17/2012 | M | 4,800 | (3) | 04/18/2015 | Series A Common Stock | 4,800 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 15.16 | 02/17/2012 | M | 6,600 | (4) | 04/18/2015 | Series A Common Stock | 6,600 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Oberle Mark C/O CELANESE CORPORATION 1601 W. LBJ FREEWAY DALLAS, TX 75234 |
SVP, Corporate Affairs |
/s/ James R. Peacock III, Attorney-in-Fact for Mark Oberle | 02/21/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported price in this line is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $51.87 to $52.50. The reporting person will provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. |
(2) | Represents equivalent shares of Series A Common Stock held by the reporting person under the Celanese Americas Retirement Savings Plan as of January 31, 2012. |
(3) | Granted pursuant to the Company's 2004 Stock Incentive Plan. The options vested with respect to 20% of the options on each of December 31, 2005, December 31, 2006, December 31, 2007, December 31, 2008 and March 31, 2009. |
(4) | Granted pursuant to the Company's 2004 Stock Incentive Plan. The options vested with respect to 15% of the options on December 31, 2005, with repsect to 30% on each of December 31, 2006 and December 31, 2007, and with respect to 25% on December 31, 2008. |