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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 | 03/02/2013 | M | 2,104 | (5) | (5) | Common Stock | 2,104 | $ 0 | 2,104 (5) | D | ||||
Restricted Stock Units | $ 0 | 03/03/2013 | M | 1,440 | (6) | (6) | Common Stock | 1,440 | $ 0 | 0 (6) | D | ||||
Performance Stock Units | $ 0 | 03/03/2013 | A | 8,637 | (7) | (7) | Common Stock | 8,637 | $ 0 | 8,637 (7) | D | ||||
Performance Stock Units | $ 0 | 03/03/2013 | M | 8,637 | (7) | (7) | Common Stock | 8,637 | $ 0 | 0 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RIZZO DANIEL C JR 1500 CORPORATE DRIVE CANONSBURG, PA 15317 |
SVP, Corp Controller & CAO |
/s/ Daniel C. Rizzo, Jr. | 03/05/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person's ownership through 401(k) holdings as of March 4, 2013 was 382 shares. |
(2) | Represents withholding of shares for the tax liability associated with the vesting of a portion of the restricted stock units (RSUs) granted on March 2, 2011. |
(3) | Represents withholding of shares for the tax liability associated with the vesting of a portion of the RSUs granted on March 3, 2010. |
(4) | Represents withholding of shares for the tax liability associated with the vesting of a portion of the performance stock units (PSUs) granted on March 3, 2010. |
(5) | Each RSU represents the right to receive one share of Mylan Inc. common stock. The remainder of this award will vest on March 2, 2014. |
(6) | Each RSU represents the right to receive one share of Mylan Inc. common stock. This award fully vested on March 3, 2013. |
(7) | Each PSU represents the right to receive one share of Mylan Inc. common stock. The PSUs were initially granted on March 3, 2010 subject to the attainment of previously established performance goals and a three-year vesting period. The PSUs fully vested on the completion of the three-year vesting period. |