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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | $ 0 | 03/12/2015 | M | 558 | 03/12/2015 | 03/12/2015 | Common Stock | 558 | (4) | 0 | D | ||||
Restricted Stock Unit | $ 0 | 03/11/2016 | 03/11/2016 | Common Stock | 442 | 442 | D | ||||||||
Restricted Stock Unit | $ 0 | 03/10/2017 | 03/10/2017 | Common Stock | 860 | 860 | D | ||||||||
Restricted Stock Unit | $ 0 | 03/10/2018 | 03/10/2018 | Common Stock | 1,090 | 1,090 | D | ||||||||
Stock Option (Right to Buy) | $ 86.8 | 07/05/2012 | 07/05/2018 | Common Stock | 872 | 872 | D | ||||||||
Stock Option (Right to Buy) | $ 71.69 | 03/12/2013 | 03/12/2019 | Common Stock | 865 | 865 | D | ||||||||
Stock Option (Right to Buy) | $ 76.99 | 03/11/2014 | 03/11/2020 | Common Stock | 1,229 | 1,229 | D | ||||||||
Stock Option (Right to Buy) | $ 87.18 | 03/10/2015 | 03/10/2021 | Common Stock | 4,621 | 4,621 | D | ||||||||
Stock Option (Right to Buy) | $ 91.75 | 03/10/2016 | 03/10/2022 | Common Stock | 6,627 | 6,627 | D | ||||||||
Performance Stock Unit | $ 0 | 03/12/2015 | M | 188 (5) | 03/12/2015 | 03/12/2015 | Common Stock | 188 (5) | (6) | 0 | D | ||||
Performance Stock Unit | $ 0 | 03/11/2016 | 03/11/2016 | Common Stock | 328 | 328 | D | ||||||||
Performance Stock Unit | $ 0 | 03/10/2017 | 03/10/2017 | Common Stock | 1,418 | 1,418 | D | ||||||||
Performance Stock Unit(rTSR) | $ 0 | 03/10/2018 | 03/10/2018 | Common Stock | 900 | 900 | D | ||||||||
Performance Stock Unit(ROIC) | $ 0 | 03/10/2018 | 03/10/2018 | Common Stock | 1,090 | 1,090 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Espelien Keith E. C/O COMPASS MINERALS INTERNATIONAL, INC. 9900 WEST 109TH STREET, SUITE 100 OVERLAND PARK, KS 66210 |
Senior Vice President |
/s/ Robert E. Marsh, Attorney in Fact | 03/13/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The 213 shares were traded in blocks ranging in price from $92.72 to $93.17. $92.88 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer. |
(2) | The 71 shares were traded in blocks ranging in price from $92.72 to $93.17. $92.88 is the weighted average price. Information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer, or any security holder of the issuer. |
(3) | The information in this report is based on a 401(k) plan statement dated as of 03-09-15. |
(4) | All Restricted Stock Units have a conversion price of $0.00. |
(5) | The cumulative performance of the three one-year performance periods applicable to this PSU grant resulted in a decrease of 80 shares from the original target grant. |
(6) | All Performance Stock Units have a conversion price of $0.00. |