Unassociated Document
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
(Mark One)
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x
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Quarterly Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
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For the quarterly period ended July 31, 2011
or
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¨
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Transition Report Pursuant to Section 13 or 15 (d) of The Securities Exchange Act of 1934
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For the transition period from _____________ to ____________
Commission file no. 1-8100
EATON VANCE CORP.
(Exact name of registrant as specified in its charter)
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Maryland
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04-2718215
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(State or other jurisdiction of
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(I.R.S. Employer Identification No.)
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incorporation or organization)
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Two International Place, Boston, Massachusetts 02110
(Address of principal executive offices) (zip code)
(617) 482-8260
(Registrant's telephone number, including area code)
Indicate by check-mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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x
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Accelerated filer
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¨
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Non-accelerated filer
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¨
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(Do not check if smaller reporting company)
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Smaller reporting company
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¨
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x
Shares outstanding as of July 31, 2011:
Voting Common Stock – 399,240 shares
Non-Voting Common Stock – 116,929,735 shares
EXPLANATORY NOTE
The sole purpose of this Amendment No. 1 to Eaton Vance Corp.’s Quarterly Report on Form 10-Q for the quarterly period ended July 31, 2011 (the “Form 10-Q”), filed with the Securities and Exchange Commission on September 8, 2011, is to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T. No other changes have been made to the Form 10-Q, and this Amendment No. 1 has not been updated to reflect events occurring subsequent to the filing of the Form 10-Q.
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Exhibit No.
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Description
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31.1
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Certification of Chief Executive Officer *
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31.2
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Certification of Chief Financial Officer *
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32.1
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Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
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32.2
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Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
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101
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Materials from the Eaton Vance Corp. Quarterly Report on Form 10-Q for the quarter ended July 31, 2011, formatted in Extensible Business Reporting Language (XBRL): (i) Consolidated Balance Sheets, (ii) Consolidated Statements of Income, (iii) Consolidated Statements of Comprehensive Income, (iv) Consolidated Statement of Stockholders’ Equity, (v) Consolidated Statements of Cash Flows, and (vi) related Notes to the Consolidated Financial Statements, tagged in detail.**
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*
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Previously filed or furnished
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Signatures
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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EATON VANCE CORP.
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(Registrant)
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DATE: September 22, 2011
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/s/Robert J. Whelan
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(Signature)
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Robert J. Whelan
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Chief Financial Officer
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DATE: September 22, 2011
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/s/Laurie G. Hylton
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(Signature)
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Laurie G. Hylton
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Chief Accounting Officer
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