UNITED STATES OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101
Washington, D.C. 20549 Expires: May 7 2017
  Estimated average burden
FORM 144 hours per response ........... 1.00
NOTICE OF PROPOSED SALE OF SECURITIES SEC USE ONLY
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO.
   
  CUSIP NUMBER

ATTENTION:  Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

 

   
1 (a) NAME OF ISSUER (Please type or print) (b) IRS IDENT. NO. (c) S.E.C. FILE NO. WORK LOCATION
Natural Alternatives International, Inc. 84-1007839   000-15701  
1 (d) ADDRESS OF ISSUER  STREET  CITY STATE ZIP CODE (e) TELEPHONE NO.
          AREA CODE NUMBER  
 

1185 Linda Vista Drive

San Marcos CA 92078 (760) 744-7340  
     
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD     RELATIONSHIP TO ISSUER (c) ADDRESS STREET  CITY STATE ZIP CODE
Borg, Edward   10% Owner 600 South US Highway 1, Apt. 609 Jupiter FL 33477

 

INSTRUCTION:  The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

 

 

3 (a) (b) SEC USE ONLY (c) (d) (e) (f) (g)
Title of the     Number of Shares Aggregate Number of Shares Approximate Name of Each
Class of

Name and Address of Each Broker Through Whom the

Broker-Dealer

or Other Units Market or Other Units Date of Sale Securities
Securities To Be Sold

Securities are to be Offered or Each Market Maker

File Number To Be Sold Value Outstanding (See instr. 3(f)) Exchange
  who is Acquiring the Securities   (See instr. 3(c)) (See instr. 3(d)) (See instr. 3(e)) (MO.  DAY  YR.) (See instr. 3(g))
Common Stock

Wall Street Access, Inc.

17 Battery Place, 11th floor

New York, NY 10004

 

76,522

$974,890 (as of 5/11/16)

6,868,627

5/13/16

NASDAQ

 

 

INSTRUCTIONS:        
1. (a) Name of issuer   3.

(a)

Title of the class of securities to be sold

  (b) Issuer’s I.R.S. Identification Number    

(b)

Name and address of each broker through whom the securities are intended to be sold

  (c) Issuer’s S.E.C. file number, if any    

(c)

Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
  (d) Issuer’s address, including zip code    

(d)

Aggregate market value of the securities to be sold as of a specified date within 10 days prior to filing of this notice
  (e) Issuer’s telephone number, including area code     (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as show by the most recent report or statement published by the issuer
          (f)

Approximate date on which the securities are to be sold

2. (a) Name of person for whose account the securities are to be sold    

(g)

Name of each securities exchange, if any, on which the securities are intended to be sold
  (b) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)        
  (c) Such person’s address, including zip code        

 

  Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1147 (08-07)

 

 

 

 
 

TABLE I — SECURITIES TO BE SOLD

 

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:

 

 

Title of

the Class

Date you

Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired

(If gift, also give date donor acquired)

Amount of

Securities Acquired

Date of

Payment

Nature of Payment

Common Stock

2006 and 2007 (Various)      

Open Market Purchase

Open Market

76,522 2006 and 2007 (Various)

Cash

 

 

INSTRUCTIONS:   If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

 

 


TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

 

 

Name and Address of Seller Title of Securities Sold Date of Sale

Amount of

Securities Sold

Gross Proceeds

Ed Borg,

600 South US Highway 1, Apt. 609

Jupiter, FL 33477

 Common Stock

 

Common Stock

 

Common Stock

 

Common Stock

 

Common Stock

 

Common Stock

 

Common Stock

 

Common Stock

 

Common Stock

 3/2/16

 

3/4/16

 

3/7/16

 

3/8/16

 

3/9/16

 

3/10/16

 

3/11/16

 

3/14/16

 

5/11/16

45,868

 

31,236

 

10,817

 

16,472

 

10,696

 

20,700

 

28,000

 

20,539

 

102,000

 $554,085

 

$381,392

 

$127,532

 

$193,546

 

$125,892

 

$229,563

 

$309,680

 

$217,303

 

$1,299,480

 

REMARKS:

 

 

 

INSTRUCTIONS:   ATTENTION:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.   The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

 

 

 

 

5/13/2016

   

/s/ Edward Borg

 
  DATE OF NOTICE     (SIGNATURE)
         
  DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1  

The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.

 

 

  ATTENTION:  Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

 

SEC 1147 (02-08)