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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ennis Alan Timothy 237 PARK AVENUE NEW YORK, NY 10017 |
Executive V.P. and CFO |
/s/ Robert K. Kretzman for Alan Timothy Ennis pursuant to a Power of Attorney | 01/04/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares withheld pursuant to the terms of a shareholder-approved stock plan for the payment of federal and state withholding taxes due upon the January 2, 2008 vesting of 21,875 of the 110,000 shares of restricted stock Mr. Ennis was granted on November 16, 2006. These 8,750 shares are not sold on the open market and become Revlon, Inc. treasury shares. |
(2) | Of these 433,927 shares reflected as beneficially owned, (a) 36,875 are unvested restricted shares that the reporting person was granted on November 16, 2006, 21,875 of which vest on July 1, 2008, 7,500 of which vest on November 16, 2008 and 7,500 of which vest on November 16, 2009, and (b) 350,000 are unvested restricted shares that the reporting person was granted on December 10, 2007, 116,666 of which vest on January 2, 2009, 116,667 of which vest on January 2, 2010, and 116,667 of which vest on January 2, 2011. |