UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (right to buy) | Â (1) | 02/10/2015 | Common Stock | 20,998 | $ 23 | D | Â |
Option (right to buy) | Â (2) | 03/01/2016 | Common Stock | 37,462 | $ 20.5 | D | Â |
Option (right to buy) | Â (3) | 02/20/2017 | Common Stock | 44,265 | $ 20.66 | D | Â |
Option (right to buy) | Â (4) | 03/02/2019 | Common Stock | 171,429 | $ 2.59 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rogers Robert Wade 500 HUNTSMAN WAY SALT LAKE CITY, UT 84108 |
 |  |  Sr. VP, Human Resources |  |
/s/ Sean H. Pettey, by Power of Attorney | 08/14/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option became exercisable in three equal annual installments on February 10, 2006, 2007 and 2008. |
(2) | This option became exercisable in three equal annual installments on March 1, 2007, 2008 and 2009. |
(3) | This option became exercisable as to 14,755 shares on February 20, 2008, an additional 14,755 shares on February 20, 2009 and becomes exercisable as to the remaining 14,755 shares on February 20, 2010. |
(4) | This option becomes exercisable as to 57,143 shares on March 2, 2010, an additional 57,143 shares on March 2, 2011 and the remaining 57,143 shares March 2, 2012. |