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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) | $ 23 | 12/28/2009 | D(2) | 157,483 | (2) | (2) | Common Stock | 157,483 | (2) | 0 | D | ||||
Option (Right to Buy) | $ 23 | 12/28/2009 | A(2) | 157,483 | (3) | (2) | Common Stock | 157,483 | (2) | 157,483 | D | ||||
Option (Right to Buy) | $ 20.5 | 12/28/2009 | D(2) | 93,655 | (2) | (2) | Common Stock | 93,655 | (2) | 0 | D | ||||
Option (Right to Buy) | $ 20.5 | 12/28/2009 | A(2) | 93,655 | (3) | (2) | Common Stock | 93,655 | (2) | 93,655 | D | ||||
Option (Right to Buy) | $ 20.66 | 12/28/2009 | D(2) | 110,663 | (2) | (2) | Common Stock | 110,663 | (2) | 0 | D | ||||
Option (Right to Buy) | $ 20.66 | 12/28/2009 | A(2) | 110,663 | (3) | (2) | Common Stock | 110,663 | (2) | 110,663 | D | ||||
Option (Right to Buy) | $ 2.59 | 12/28/1990 | D(2) | 367,347 | (2) | (2) | Common Stock | 367,347 | (2) | 0 | D | ||||
Option (Right to Buy) | $ 2.59 | 12/28/2009 | A(2) | 367,347 | (3) | (2) | Common Stock | 367,347 | (2) | 367,347 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Scruggs Samuel D 500 HUNTSMAN WAY SALT LAKE CITY, UT 84108 |
Exec VP, GC and Sec |
Sean H. Pettey, by Power of Attorney | 12/30/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares automatically withheld upon vesting of restricted stock to satisfy tax witholding obligations. |
(2) | The reported transactions involved an amendment to the reporting person's outstanding options, pursuant to the reporting person's separation and release agreement, to extend the expiration date from six months following the date of separation from the registrant to the earlier of the expiration date of the applicable option or December 31, 2014, resulting in the deemed cancellation of the "old" options and the grant of replacement options. The options were originally granted on February 10, 2005, March 1, 2006, February 20, 2007 and March 2, 2009, and provided for vesting in three equal annual installments beginning February 16, 2006, March 1, 2007, February 20, 2008 and March 2, 2010, respectively. |
(3) | Pursuant to the reporting person's separation and release agreement, all 404,235 of the reporting person's unvested options vested on December 28, 2009. |