UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series C-3 Preferred Warrant (right to buy) | Â (1) | 03/05/2011 | Series C-3 Preferred Stock | 237,342 (2) | $ 1.58 (2) | D (3) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LIGHTHOUSE CAPITAL PARTNERS IV LP 500 DRAKE'S LANDING ROAD GREENBRAE, CA 94904-3011 |
 |  X |  |  |
Lighthouse Management Partners IV LLC 500 DRAKE'S LANDING ROAD GREENBRAE, CA 94904-3011 |
 |  X |  |  |
/s/ Dennis Ryan, Chief Operating Officer | 06/13/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Immediately. |
(2) | Pursuant to a 1-for-4 reverse stock split of the issuer's Common Stock effectuated on May 4, 2005 and the automatic conversion of each share of Series C-3 Preferred Stock into 0.25 shares of Common Stock immediately prior to the closing of the issuer's initial public offering on or around June 17, 2005, this warrant will be exercisable for 59,335 shares of Common Stock at an exercise price of $6.32 per share. |
(3) | The reported securities are owned directly by Lighthouse Capital Partners IV, L.P. and indirectly by Lighthouse Management Partners IV, L.L.C., as general partner of Lighthouse Capital Partners IV, L.P. Lighthouse Management Partners IV, L.L.C. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |