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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CM Equity Partners, L.P. 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
X | Member of Group 10% Owner | ||
CMEP Co-Investment ICF, L.P. 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
X | Member of Group 10% Owner | ||
CM Equity Partners II Co-Investors, L.P. 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
Member of Group 10% Owner | |||
LPE II, LLC 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
X | Member of Group 10% Owner | ||
Lynx II GP, L.P. 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
X | Member of Group 10% Owner | ||
LPE II Co-Investors, LLC 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
Member of Group 10% Owner | |||
CM Equity Partners II, L.P. 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
X | Member of Group 10% Owner | ||
CMLS GP, L.P. 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
X | Member of Group 10% Owner | ||
CMLS General Partner, LLC 900 THIRD AVENUE, 33RD FLOOR NEW YORK, NY 10022-4775 |
X | Member of Group 10% Owner |
/s/ James J. Maiwurm, Attorney-in-Fact for CM Equity Partners, L.P. | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for CMEP Co-Investment ICF, L.P. | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for CM Equity Partners II, L.P. | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for CM Equity Partners II Co-Investors, L.P. | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for CMLS GP, L.P. | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for CMLS General Partner, LLC | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for LPE II Co-Investors, LLC | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for Lynx II GP, L.P. | 10/02/2006 | |
**Signature of Reporting Person | Date | |
/s/ James J. Maiwurm, Attorney-in-Fact for LPE II, LLC | 10/02/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares represent the remaining shares owned directly by CM Equity Partners, L.P., which sold 363,758 shares in Issuer's initial public offering. |
(2) | These shares represent the remaining shares owned directly by CMEP Co-Investment ICF, L.P., which sold 432,107 shares in Issuer's initial public offering. |
(3) | These shares represent the remaining shares owned directly by CM Equity Partners II, L.P., which sold 184,843 shares in Issuer's initial public offering. |
(4) | These shares represent the remaining shares owned directly by CM Equity Partners II Co-Investors, L.P., which sold 17,411 shares in Issuer's initial public offering. |
(5) | These shares represent the remaining shares indirectly owned by CMLS GP, L.P., which is the general partner of CM Equity Partners, L.P. and CMEP Co-Investment ICF, L.P. |
(6) | These shares represent the remaining shares indirectly owned by CMLS General Partner, LLC, which is the general partner of CMLS GP, L.P. |
(7) | These shares represent the remaining shares indirectly owned by LPE II Co-Investors, LLC, which is the general partner of CM Equity Partners II Co-Investors, L.P. |
(8) | These shares represent the remaining shares indirectly owned by Lynx II GP, L.P., which is the general partner of CM Equity Partners II, L.P. |
(9) | These shares represent the remaining shares indirectly owned by LPE II, LLC, which is the general partner of Lynx II GP, L.P. |