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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) | $ 22.9943 | 03/19/2007 | A | 20,915 | 03/19/2007 | 02/02/2015 | Common Stock | 20,915 | (4) | 20,915 | D | ||||
Option (right to buy) | $ 37.7677 | 03/19/2007 | A | 19,801 | 03/19/2007 | 02/01/2016 | Common Stock | 19,801 | (5) | 19,801 | D | ||||
Option (right to buy) | $ 58.295 | 03/19/2007 | A | 24,052 | 02/06/2008(6) | 02/07/2017 | Common Stock | 24,052 | (7) | 24,052 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SNIDER TIMOTHY R ONE NORTH CENTRAL AVENUE PHOENIX, AZ 85004 |
President and COO |
Kelly C. Simoneaux on behalf of Timothy R. Snider pursuant to a power of attorney | 03/21/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Received in exchange for 95,276 shares of Phelps Dodge Corporation ("PD") common stock in connection with the merger of a wholly owned subsidiary of the Issuer, Freeport-McMoRan Copper & Gold Inc., with and into PD (the "Merger"). On the effective date of the Merger, each outstanding share of PD common stock was converted into the right to receive .67 shares of Issuer common stock and a cash payment of $88. |
(2) | Received in exchange for 5,460 shares of PD common stock in connection with the Merger as described above. |
(3) | Received in exchange for 9,204 shares of PD common stock in connection with the Merger as described above. |
(4) | Received in exchange for options to acquire 10,000 shares of PD common stock for $48.095 per share in connection with the Merger. |
(5) | Received in exchange for options to acquire 9,467 shares of PD common stock for $78.995 per share in connection with the Merger. |
(6) | One-third exercisable on the date indicated, and one-third exercisable on each of the next two anniversaries thereof. |
(7) | Received in exchange for options to acquire 11,500 shares of PD common stock for $121.93 per share in connection with the Merger. |
(8) | Shares withheld to cover taxes due upon the vesting of PD Restricted Stock. |