UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (2) | 08/15/2017 | Common Stock | 866,704 | $ 1.77 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 04/30/2020 | Common Stock | 128,571 | $ 9.29 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SOHN YOUNG 3945 FREEDOM CIRCLE SUITE 1100 SANTA CLARA, CA 95054 |
 X |  |  CEO and President |  |
/s/ Young Sohn | 11/10/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 37,572 restricted shares subject to a right of repurchase held by the issuer, with such repurchase right terminating in equal monthly installments until 8/15/11. |
(2) | The option award vests as to 216,676 shares on 8/15/08, and the remaining shares monthly thereafter from 8/15/08 to 8/15/11. Prior to 11/10/10, the Reporting Person exercised 128,571 shares pursuant to the original option award. |
(3) | The option award vests in equal monthly installments from 4/30/11 to 4/30/15. |