UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Appel Robert L C/O NATIONSTAR MORTGAGE HOLDING INC. 350 HIGHLAND DRIVE LEWISVILLE, TX 75067 |
 |  |  EVP of Servicing |  |
/s/ Robert L. Appel | 07/13/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares of common stock of Nationstar Mortgage Holdings Inc. (the "Issuer") reported herein (the "Shares") include 163,993 unregistered Shares that were exchanged by the Issuer for Series 1 Class A membership units ("Class A Units") in FIF HE Holdings LLC pursuant to a Unit Exchange, dated February 24, 2012 (the "Unit Exchange"). These unregistered Shares are subject to a lock-up agreement effective March 7, 2012 (the "Lock-up"). |
(2) | The Shares include 125,084 unvested, unregistered Shares (the "Restricted Exchange Shares") that were exchanged by the Issuer for unvested Class A Units pursuant to the Unit Exchange. The Restricted Exchange Shares shall fully vest on June 30, 2012 (the "Vesting Date"), subject to the reporting person's continued employment with the Issuer, and are subject to the Lock-up. On the Vesting Date, Robert L. Appel may deliver shares of the Issuer's common stock to Nationstar Mortgage LLC in an amount equal to the amount of tax required to be withheld by Nationstar Mortgage LLC. |
 Remarks: The Form 3 filed with the Securities and Exchange Commission (the "SEC") (SEC Accession No. 0001181431-12-015402) on March 7, 2012 (the "Filing") was inadvertently filed under the wrong CIK of Robert J. Appel. The Filing was submitted in error and should be disregarded to the extent it is not deleted by the SEC. |