|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (1) | 03/03/2014 | A | 22,738 | (2) | (2) | Common Stock | 22,738 | $ 0 | 22,738 | D | ||||
Restricted Stock Unit | (1) | 03/03/2014 | A | 6,626 | (3) | (3) | Common Stock | 6,626 | $ 0 | 6,626 | D | ||||
Restricted Stock Unit | (1) | 03/03/2014 | A | 6,416 | (4) | (4) | Common Stock | 6,416 | $ 0 | 6,416 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SEWELL D BRUCE 1 INFINITE LOOP CUPERTINO, CA 95014 |
SVP, Gen'l Counsel, Secretary |
/s/ Gene Levoff, Attorney-in-fact for D. Bruce Sewell | 03/05/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
(2) | These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2016, April 1, 2017 and April 1, 2018. |
(3) | Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 29, 2013 through September 26, 2015. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2015, with the vesting percentage determined based on actual performance. |
(4) | Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 29, 2013 through September 24, 2016. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2016, with the vesting percentage determined based on actual performance. |