Form 20-F X
|
Form 40-F ___
|
Yes
|
___ |
No X
|
Exhibit No. 1 |
Total Voting Rights dated 31 July 2014
|
Exhibit No. 2
|
Form 8.3 - [Balfour Beatty plc] dated 06 August 2014
|
Exhibit No. 3
|
Form 8.3 - [Balfour Beatty plc] dated 07 August 2014
|
Exhibit No. 4
|
Form 8.3 - [Balfour Beatty plc] dated 08 August 2014
|
Exhibit No. 5
|
Director/PDMR Shareholding dated 08 August 2014
|
Exhibit No. 6
|
Form 8.3 - [Balfour Beatty plc] dated 11 August 2014
|
Exhibit No. 7
|
Form 8.3 - [Balfour Beatty plc] dated 13 August 2014
|
Exhibit No. 8
|
Publication of Prospectus dated 15 August 2014
|
Exhibit No. 9
|
Form 8.3 - [Balfour Beatty plc] dated 15 August 2014
|
Exhibit No. 10
|
Form 8.3 - [Balfour Beatty plc] dated 18 August 2014
|
Exhibit No. 11
|
Form 8.3 - [Balfour Beatty plc] dated 20 August 2014
|
Exhibit No. 9
|
Form 8.3 - [Balfour Beatty plc] dated 21 August 2014
|
Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights -
|
31-July-2014
|
|||
Ordinary shares of £1
|
6,315,791,123
|
4
|
25,263,164,492
|
11% Cumulative Preference Shares of £1
|
500,000
|
4
|
2,000,000
|
5.5% Cumulative Preference Shares of £1
|
400,000
|
4
|
1,600,000
|
Total:
|
6,316,691,123
|
25,266,764,492
|
(a) Identity of the person whose positions/dealings are being disclosed:
|
The Royal Bank of Scotland Group Plc
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
|
-
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
|
Balfour Beatty Plc
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
|
N/A
|
(e) Date position held/dealing undertaken:
|
05/08/2014
|
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?
|
NO
|
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Class of relevant security:
|
Ordinary NPV shares
|
|||
Interests
|
Short positions
|
|||
Number
|
%
|
Number
|
%
|
|
(1) Relevant securities owned and/or controlled:
|
7,887,404
|
1.1439
|
0
|
0.00
|
(2) Derivatives (other than options):
|
0
|
0.00
|
0
|
0.00
|
(3) Options and agreements to purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
7,887,404
|
1.1439
|
0
|
0.00
|
(a) Rights to subscribe for new securities (including directors' and other executive options)
|
Class of relevant security in relation to which subscription right exists:
|
|
Details, including nature of the rights concerned and relevant percentages:
|
(a) Purchases and sales
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
Ordinary GBP 0.50
|
Sale
|
18,350
|
2.3949
|
(a) Derivatives transactions (other than options)
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
|
Number of reference securities
|
Price per unit
|
(a) Writing, selling, purchasing or varying
|
Class of relevant security
|
Product description e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
(a) Exercising
|
Class of relevant security
|
Product description
e.g. call option
|
Number of securities
|
Exercise price per unit
|
(a) Other dealings (including subscribing for new securities)
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Is a Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
06 August 2014
|
Contact name:
|
Richard Hopkins
|
Telephone number:
|
020 7672 0354
|
(a) Identity of the person whose positions/dealings are being disclosed:
|
The Royal Bank of Scotland Group Plc
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
|
-
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
|
Balfour Beatty Plc
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
|
N/A
|
(e) Date position held/dealing undertaken:
|
06/08/2014
|
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?
|
NO
|
|
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Class of relevant security:
|
Ordinary NPV shares
|
|||
Interests
|
Short positions
|
|||
Number
|
%
|
Number
|
%
|
|
(1) Relevant securities owned and/or controlled:
|
7,889,979
|
1.1443
|
0
|
0.00
|
(2) Derivatives (other than options):
|
0
|
0.00
|
0
|
0.00
|
(3) Options and agreements to purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
7,889,979
|
1.1443
|
0
|
0.00
|
(a) Rights to subscribe for new securities (including directors' and other executive options)
|
Class of relevant security in relation to which subscription right exists:
|
|
Details, including nature of the rights concerned and relevant percentages:
|
(a) Purchases and sales
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
Ordinary GBP 0.50
Ordinary GBP 0.50
Ordinary GBP 0.50
Ordinary GBP 0.50
Ordinary GBP 0.50
|
Sale
Purchase
Purchase
Purchase
Purchase
|
1,700
560
332
3,258
125
|
2.538
2.356
2.359
2.368
2.355
|
(a) Derivatives transactions (other than options)
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
|
Number of reference securities
|
Price per unit
|
(a) Writing, selling, purchasing or varying
|
Class of relevant security
|
Product description e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
(a) Exercising
|
Class of relevant security
|
Product description
e.g. call option
|
Number of securities
|
Exercise price per unit
|
(a) Other dealings (including subscribing for new securities)
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Is a Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
07 August 2014
|
Contact name:
|
Richard Hopkins
|
Telephone number:
|
020 7672 0354
|
(a) Identity of the person whose positions/dealings are being disclosed:
|
The Royal Bank of Scotland Group Plc
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
|
-
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
|
Balfour Beatty Plc
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
|
N/A
|
(e) Date position held/dealing undertaken:
|
07/08/2014
|
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?
|
NO
|
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Class of relevant security:
|
Ordinary 0.50 shares
|
|||
Interests
|
Short positions
|
|||
Number
|
%
|
Number
|
%
|
|
(1) Relevant securities owned and/or controlled:
|
7,890,500
|
1.1444
|
0
|
0.00
|
(2) Derivatives (other than options):
|
0
|
0.00
|
0
|
0.00
|
(3) Options and agreements to purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
7,890,500
|
1.1444
|
0
|
0.00
|
(a) Rights to subscribe for new securities (including directors' and other executive options)
|
Class of relevant security in relation to which subscription right exists:
|
|
Details, including nature of the rights concerned and relevant percentages:
|
(a) Purchases and sales
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
Ordinary GBP 0.50
|
Purchase
|
521
|
2.3910
|
(a) Derivatives transactions (other than options)
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
|
Number of reference securities
|
Price per unit
|
(a) Writing, selling, purchasing or varying
|
Class of relevant security
|
Product description e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
(a) Exercising
|
Class of relevant security
|
Product description
e.g. call option
|
Number of securities
|
Exercise price per unit
|
(a) Other dealings (including subscribing for new securities)
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Is a Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
08 August 2014
|
Contact name:
|
Richard Hopkins
|
Telephone number:
|
020 7672 0354
|
PDMR
|
No. of Shares purchased
|
Purchase price
|
Christopher Sullivan
|
36
|
£3.455
|
(a) Identity of the person whose positions/dealings are being disclosed:
|
The Royal Bank of Scotland Group Plc
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
|
-
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
|
Balfour Beatty Plc
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
|
N/A
|
(e) Date position held/dealing undertaken:
|
08/08/2014
|
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?
|
NO
|
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Class of relevant security:
|
Ordinary 0.50 shares
|
|||
Interests
|
Short positions
|
|||
Number
|
%
|
Number
|
%
|
|
(1) Relevant securities owned and/or controlled:
|
7,884,600
|
1.1435
|
0
|
0.00
|
(2) Derivatives (other than options):
|
0
|
0.00
|
0
|
0.00
|
(3) Options and agreements to purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
7,884,600
|
1.1435
|
0
|
0.00
|
(a) Rights to subscribe for new securities (including directors' and other executive options)
|
Class of relevant security in relation to which subscription right exists:
|
|
Details, including nature of the rights concerned and relevant percentages:
|
(a) Purchases and sales
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
Ordinary GBP 0.50
|
Sale
|
5,900
|
2.3570
|
(a) Derivatives transactions (other than options)
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
|
Number of reference securities
|
Price per unit
|
(a) Writing, selling, purchasing or varying
|
Class of relevant security
|
Product description e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
(a) Exercising
|
Class of relevant security
|
Product description
e.g. call option
|
Number of securities
|
Exercise price per unit
|
(a) Other dealings (including subscribing for new securities)
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Is a Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
11 August 2014
|
Contact name:
|
Richard Hopkins
|
Telephone number:
|
020 7672 0354
|
(a) Identity of the person whose positions/dealings are being disclosed:
|
The Royal Bank of Scotland Group Plc
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
|
-
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
|
Balfour Beatty Plc
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
|
N/A
|
(e) Date position held/dealing undertaken:
|
12/08/2014
|
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?
|
NO
|
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Class of relevant security:
|
Ordinary 0.50 shares
|
|||
Interests
|
Short positions
|
|||
Number
|
%
|
Number
|
%
|
|
(1) Relevant securities owned and/or controlled:
|
7,890,826
|
1.1444
|
0
|
0.00
|
(2) Derivatives (other than options):
|
0
|
0.00
|
0
|
0.00
|
(3) Options and agreements to purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
7,890,826
|
1.1444
|
0
|
0.00
|
(a) Rights to subscribe for new securities (including directors' and other executive options)
|
Class of relevant security in relation to which subscription right exists:
|
|
Details, including nature of the rights concerned and relevant percentages:
|
(a) Purchases and sales
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
Ordinary GBP 0.50
Ordinary GBP 0.50
|
Sale
Purchase
|
617
6,843
|
2.3795
2.3849
|
(a) Derivatives transactions (other than options)
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
|
Number of reference securities
|
Price per unit
|
(a) Writing, selling, purchasing or varying
|
Class of relevant security
|
Product description e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
(a) Exercising
|
Class of relevant security
|
Product description
e.g. call option
|
Number of securities
|
Exercise price per unit
|
(a) Other dealings (including subscribing for new securities)
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Is a Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
13 August 2014
|
Contact name:
|
Richard Hopkins
|
Telephone number:
|
020 7672 0354
|
(a) Identity of the person whose positions/dealings are being disclosed:
|
The Royal Bank of Scotland Group Plc
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
|
-
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
|
Balfour Beatty Plc
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
|
N/A
|
(e) Date position held/dealing undertaken:
|
14/08/2014
|
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?
|
NO
|
|
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Class of relevant security:
|
Ordinary 0.50 shares
|
|||
Interests
|
Short positions
|
|||
Number
|
%
|
Number
|
%
|
|
(1) Relevant securities owned and/or controlled:
|
7,879,826
|
1.1428
|
0
|
0.00
|
(2) Derivatives (other than options):
|
0
|
0.00
|
0
|
0.00
|
(3) Options and agreements to purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
7,879,826
|
1.1428
|
0
|
0.00
|
(a) Rights to subscribe for new securities (including directors' and other executive options)
|
Class of relevant security in relation to which subscription right exists:
|
|
Details, including nature of the rights concerned and relevant percentages:
|
(a) Purchases and sales
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
Ordinary GBP 0.50
|
Sale
|
11,000
|
2.4020
|
(a) Derivatives transactions (other than options)
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
|
Number of reference securities
|
Price per unit
|
(a) Writing, selling, purchasing or varying
|
Class of relevant security
|
Product description e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
(a) Exercising
|
Class of relevant security
|
Product description
e.g. call option
|
Number of securities
|
Exercise price per unit
|
|
(a) Other dealings (including subscribing for new securities)
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Is a Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
15 August 2014
|
Contact name:
|
Richard Hopkins
|
Telephone number:
|
020 7672 0354
|
(a) Identity of the person whose positions/dealings are being disclosed:
|
The Royal Bank of Scotland Group Plc
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
|
-
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
|
Balfour Beatty Plc
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
|
N/A
|
(e) Date position held/dealing undertaken:
|
15/08/2014
|
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?
|
NO
|
|
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Class of relevant security:
|
Ordinary 0.50 shares
|
|||
Interests
|
Short positions
|
|||
Number
|
%
|
Number
|
%
|
|
(1) Relevant securities owned and/or controlled:
|
7,879,200
|
1.1427
|
0
|
0.00
|
(2) Derivatives (other than options):
|
0
|
0.00
|
0
|
0.00
|
(3) Options and agreements to purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
7,879,200
|
1.1427
|
0
|
0.00
|
(a) Rights to subscribe for new securities (including directors' and other executive options)
|
Class of relevant security in relation to which subscription right exists:
|
|
Details, including nature of the rights concerned and relevant percentages:
|
(a) Purchases and sales
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
Ordinary GBP 0.50
Ordinary GBP 0.50
|
Sale
Purchase
|
700
74
|
2.4160
2.4200
|
(a) Derivatives transactions (other than options)
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
|
Number of reference securities
|
Price per unit
|
(a) Writing, selling, purchasing or varying
|
Class of relevant security
|
Product description e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
(a) Exercising
|
Class of relevant security
|
Product description
e.g. call option
|
Number of securities
|
Exercise price per unit
|
|
(a) Other dealings (including subscribing for new securities)
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Is a Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
18 August 2014
|
Contact name:
|
Richard Hopkins
|
Telephone number:
|
020 7672 0354
|
(a) Identity of the person whose positions/dealings are being disclosed:
|
The Royal Bank of Scotland Group Plc
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
|
-
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
|
Balfour Beatty Plc
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
|
N/A
|
(e) Date position held/dealing undertaken:
|
19/08/2014
|
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?
|
NO
|
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Class of relevant security:
|
Ordinary 0.50 shares
|
|||
Interests
|
Short positions
|
|||
Number
|
%
|
Number
|
%
|
|
(1) Relevant securities owned and/or controlled:
|
7,875,100
|
1.1421
|
0
|
0.00
|
(2) Derivatives (other than options):
|
0
|
0.00
|
0
|
0.00
|
(3) Options and agreements to purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
7,875,100
|
1.1421
|
0
|
0.00
|
(a) Rights to subscribe for new securities (including directors' and other executive options)
|
Class of relevant security in relation to which subscription right exists:
|
|
Details, including nature of the rights concerned and relevant percentages:
|
(a) Purchases and sales
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
Ordinary GBP 0.50
|
Sale
|
4,100
|
2.4610
|
(a) Derivatives transactions (other than options)
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
|
Number of reference securities
|
Price per unit
|
(a) Writing, selling, purchasing or varying
|
Class of relevant security
|
Product description e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
(a) Exercising
|
Class of relevant security
|
Product description
e.g. call option
|
Number of securities
|
Exercise price per unit
|
(a) Other dealings (including subscribing for new securities)
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Is a Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
20 August 2014
|
Contact name:
|
Richard Hopkins
|
Telephone number:
|
020 7672 0354
|
(a) Identity of the person whose positions/dealings are being disclosed:
|
The Royal Bank of Scotland Group Plc
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient
|
-
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
|
Balfour Beatty Plc
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
|
N/A
|
(e) Date position held/dealing undertaken:
|
20/08/2014
|
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?
|
NO
|
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Class of relevant security:
|
Ordinary 0.50 shares
|
|||
Interests
|
Short positions
|
|||
Number
|
%
|
Number
|
%
|
|
(1) Relevant securities owned and/or controlled:
|
7,873,081
|
1.1418
|
0
|
0.00
|
(2) Derivatives (other than options):
|
0
|
0.00
|
0
|
0.00
|
(3) Options and agreements to purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
TOTAL:
|
7,873,081
|
1.1418
|
0
|
0.00
|
(a) Rights to subscribe for new securities (including directors' and other executive options)
|
Class of relevant security in relation to which subscription right exists:
|
|
Details, including nature of the rights concerned and relevant percentages:
|
(a) Purchases and sales
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
Ordinary GBP 0.50
Ordinary GBP 0.50
Ordinary GBP 0.50
Ordinary GBP 0.50
|
Sale
Purchase
Purchase
Purchase
|
102
138
278
167
|
2.3810
2.3570
2.3570
2.3570
|
(a) Derivatives transactions (other than options)
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
|
Number of reference securities
|
Price per unit
|
(a) Writing, selling, purchasing or varying
|
Class of relevant security
|
Product description e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
(a) Exercising
|
Class of relevant security
|
Product description
e.g. call option
|
Number of securities
|
Exercise price per unit
|
(a) Other dealings (including subscribing for new securities)
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
None
|
Is a Supplemental Form 8 (Open Positions) attached?
|
NO
|
Date of disclosure:
|
21 August 2014
|
Contact name:
|
Richard Hopkins
|
Telephone number:
|
020 7672 0354
|
THE ROYAL BANK OF SCOTLAND GROUP plc (Registrant)
|
By:
|
/s/ Jan Cargill
|
Name:
Title:
|
Jan Cargill
Deputy Secretary
|