sn201602016k2.htm
 
 
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549
 
 
Report of Foreign Private Issuer
 
 
Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of

1934
 
 
February 01, 2016 
 
Commission File Number 001-14978




SMITH & NEPHEW plc
(Registrant's name)



15 Adam Street

London, England WC2N 6LA
(Address of registrant's principal executive offices)

 
[Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.]

 
Form 20-F X                Form 40-F
    ---                               ---

[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(1).]


Yes                        No X
---                         ---

 
[Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(7).]

 
Yes                      No X
---                         ---

[Indicate by check mark whether by furnishing the information contained
in this Form, the registrant is also thereby furnishing information to the
Commission pursuant to Rule 12g3-2 (b) under the Securities Exchange Act of
1934.]

 
Yes                  No X
---                   ---

 
If "Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2 (b) : 82- n/a.






 
 
BLOCK LISTING SIX MONTHLY RETURN
 
 
Date: 1 February 2016
 
 
 Name of applicant:
 Smith & Nephew plc 
 Name of scheme:
 2001 UK Approved Share Option Scheme
 Period of return:
From:
 1 August 2015
  To:
 31 January 2016
 Balance of unallotted securities under scheme(s) from previous return:
 412,392
 Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 0
 Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 10,500
 Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 401,892
         
 
 Name of contact:
 Vickie Reuben
 Telephone number of contact:
 020 7401 7646
 
 
 
SIGNED BY      Vickie Reuben, Deputy Company Secretary
           
for and on behalf of
 
Smith & Nephew plc
 
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
 
Date: 1 February 2016
 
 
 Name of applicant:
 Smith & Nephew plc 
 Name of scheme:
 2001 UK Unapproved Share Option Scheme
 Period of return:
 From:
 1 August 2015
 To:
 31 January 2016
 Balance of unallotted securities under scheme(s) from previous return:
 327,232
 Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 0
 Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 180,900
 Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 146,332
         
 
 Name of contact:
 Vickie Reuben
 Telephone number of contact:
 020 7401 7646
 
 
 
SIGNED BY      Vickie Reuben, Deputy Company Secretary
           
for and on behalf of
 
Smith & Nephew plc
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
 
Date: 1 February 2016
 
 
 Name of applicant:
 Smith & Nephew plc
 Name of scheme:
 2001 US Share Plan
 Period of return:
 From:
 1 August 2015
 To:
 31 January 2016
 Balance of unallotted securities under scheme(s) from previous return:
 449,228
 Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 0
 Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 209,193
 Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 240,035
         
 
 Name of contact:
 Vickie Reuben
 Telephone number of contact:
 020 7401 7646
 
 
 
SIGNED BY      Vickie Reuben, Deputy Company Secretary
           
for and on behalf of
 
Smith & Nephew plc
 
 
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
 
Date: 1 February 2016
 
 
 Name of applicant:
 Smith & Nephew plc
 Name of scheme:
 International Employees Share Option Scheme
 Period of return:
 From:
 1 August 2015
 To:
 31 January 2016
 Balance of unallotted securities under scheme(s) from previous return:
 148,920
 Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 0
 Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 27,989
 Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 120,931
         
 
 Name of contact:
 Vickie Reuben
 Telephone number of contact:
 020 7401 7646
 
 
 
SIGNED BY      Vickie Reuben, Deputy Company Secretary
           
for and on behalf of
 
Smith & Nephew plc
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
 
Date: 1 February 2016
 
 
 Name of applicant:
 Smith & Nephew plc
 Name of scheme:
 UK Employee Share Option Scheme
 Period of return:
 From:
 1 August 2015
 To:
 31 January 2016
 Balance of unallotted securities under scheme(s) from previous return:
 217,913
 Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 0
 Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 86,777
 Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 131,136
         
 
 Name of contact:
 Vickie Reuben
 Telephone number of contact:
 020 7401 7646
 
 
 
SIGNED BY      Vickie Reuben, Deputy Company Secretary
           
for and on behalf of
 
Smith & Nephew plc
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
 
Date: 1 February 2016
 
 
 Name of applicant:
 Smith & Nephew plc
 Name of scheme:
 2004 Executive Share Option Plan
 Period of return:
 From:
 1 August 2015
 To:
 31 January 2016
 Balance of unallotted securities under scheme(s) from previous return:
 438,954
 Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 0
 Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 0
 Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 438,954
         
 
 Name of contact:
 Vickie Reuben
 Telephone number of contact:
 020 7401 7646
 
 
 
SIGNED BY      Vickie Reuben, Deputy Company Secretary
           
for and on behalf of
 
Smith & Nephew plc
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
 
Date: 1 February 2016
 
 
 Name of applicant:
 Smith & Nephew plc
 Name of scheme:
 Global Share Plan 2010
 Period of return:
   From:
 1 August 2015
 To:
 31 January 2016
 Balance of unallotted securities under scheme(s) from previous return:
 1,709,298
 Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 1,000,000
 Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 668,951
 Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 2,040,347
         
 
 Name of contact:
  Vickie Reuben
 Telephone number of contact:
  020 7401 7646
 
 
 
SIGNED BY      Vickie Reuben, Deputy Company Secretary
           
for and on behalf of
 
Smith & Nephew plc
 
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
 
Date: 1 February 2016
 
 
 Name of applicant:
 Smith & Nephew plc
 Name of scheme:
 Smith & Nephew ShareSave Plan (2012)
 Period of return:
 From:
 1 August 2015
 To:
 31 January 2016
 Balance of unallotted securities under scheme(s) from previous return:
 303,827
 Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 300,000
 Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 285,479
 Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 318,348
         
 
 Name of contact:
 Vickie Reuben
 Telephone number of contact:
 020 7401 7646
 
 
 
SIGNED BY      Vickie Reuben, Deputy Company Secretary
           
for and on behalf of
 
Smith & Nephew plc
 
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
 
Date: 1 February 2016
 
 
 Name of applicant:
 Smith & Nephew plc
 Name of scheme:
 Smith & Nephew International ShareSave Plan (2012)
 Period of return:
 From:
 1 August 2015
 To:
 31 January 2016
 Balance of unallotted securities under scheme(s) from previous return:
 334,782
 Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 300,000
 Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 213,194
 Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 421,588
         
 
Name of contact:
 Vickie Reuben
Telephone number of contact:
 020 7401 7646
 
 
 
SIGNED BY      Vickie Reuben, Deputy Company Secretary
           
for and on behalf of
 
Smith & Nephew plc
 
 



 
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
Smith & Nephew Plc
(Registrant)
 
 
Date: February 01, 2016
 
 
By: /s/ Susan Swabey
-----------------
Susan Swabey
Company Secretary