Schedule 13D Amendment No.8

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D/A

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 8)*

 

 

 

 

ENDWAVE CORPORATION

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

 

29264A 20 6

(CUSIP Number)

 

 

John H. Mullan

Northrop Grumman Corporation

1840 Century Park East

Los Angeles, CA 90067

(310) 553-6262

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

September 7, 2005

(Date of Event Which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (g), check the following box  ¨.

 

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedules including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 29264A 20 6

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SCHEDULE 13D

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

            Northrop Grumman Corporation;

            I.D. No. 95-4840775

    
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

*(a)  ¨

  (b)  ¨

    
  3  

SEC USE ONLY

 

    
  4  

SOURCE OF FUNDS*

 

            NA

    
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

   ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Delaware

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  7    SOLE VOTING POWER

 

                1,348,312

  8    SHARED VOTING POWER

 

                NA

  9    SOLE DISPOSITIVE POWER

 

                1,348,312

10    SHARED DISPOSITIVE POWER

 

                NA

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            1,348,312

    
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  

¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            12.5%

    
14  

TYPE OF REPORTING PERSON*

 

            CO

    

 

 

CUSIP No. 29264A 20 6

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SCHEDULE 13D

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

            Northrop Grumman Space & Mission Systems Corp. (formerly TRW Inc.);

            I.D. No. 34-0575430

    
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

*(a)  ¨

  (b)  ¨

    
  3  

SEC USE ONLY

 

    
  4  

SOURCE OF FUNDS*

 

            NA

    
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

   ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Ohio

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  7    SOLE VOTING POWER

 

                1,348,312

  8    SHARED VOTING POWER

 

                NA

  9    SOLE DISPOSITIVE POWER

 

                1,348,312

10    SHARED DISPOSITIVE POWER

 

                NA

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            1,348,312

    
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

  

¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            12.5%

    
14  

TYPE OF REPORTING PERSON*

 

            CO

    

 

 

CUSIP No. 29264A 20 6

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SCHEDULE 13D

 

This Amendment No. 8 to Statement of Beneficial Ownership on Schedule 13D/A (this “Statement”) is being filed to amend the information in the Reporting Persons’ original Statement of Beneficial Ownership on Schedule 13D, as amended by the Reporting Persons’ Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, Amendment No. 6 and Amendment No. 7 thereto, and to amend information under Items 4 and 5, filed with the Securities and Exchange Commission (the “Commission”) on February 14, 2003, March 29, 2005, July 14, 2005, July 18, 2005, July 20, 2005, August 19, 2005, August 30, 2005, and September 2, 2005, respectively.

 

Item 4. Purpose of Transaction

 

On September 2, 6, 7, 8 and 9, 2005, the Reporting Persons sold an aggregate amount of 235,995 shares of Endwave Common Stock under Rule 144 promulgated pursuant to the Securities Act of 1933.

 

Item 5. Interest in Securities of the Issuer

 

The Reporting Persons expressly disclaim that they have agreed to act as a group. The filing of this Statement by the Reporting Persons should not be considered an admission that such Reporting Persons, for purposes of Section 13(d) of the Act, are the beneficial owners of any shares of Endwave Common Stock in which such Reporting Persons do not have any pecuniary interest.

 

  a) The Reporting Persons beneficially own 1,348,312 shares of Endwave Common Stock, representing 12.5% of shares of Endwave Common Stock reported to be outstanding as of July 29, 2005. There were 10,763,546 shares of Endwave Common Stock outstanding as of July 29, 2005, based on information provided in Endwave’s Quarterly Report on Form 10-Q filed August 12, 2005.

 

  b) As of the date of this Statement, NGS&MS has the direct power to vote and direct the disposition of the 1,348,312 shares of Endwave Common Stock held by it. As the sole parent of NGS&MS, Northrop Grumman has the indirect power to vote and dispose of the Endwave Common Stock held by NGS&MS.

 

  c) Since the most recent filing on Schedule 13D on September 2, 2005, NGS&MS effected the following sales of Endwave’s Common Stock under Rule 144 promulgated pursuant to the Securities Act of 1933:

CUSIP No. 29264A 20 6

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September 2, 2005:

 

Amount of Securities

    Price Per Share ($)

100

    $ 30.18

59

    $ 30.20

819

    $ 30.25

481

    $ 30.26

100

    $ 30.28

600

    $ 30.30

500

    $ 30.31

586

    $ 30.32

100

    $ 30.33

1,000

    $ 30.36

900

    $ 30.37

1,200

    $ 30.50

300

    $ 30.53

500

    $ 30.63

100

    $ 30.64

500

    $ 30.73

400

    $ 30.74

575

    $ 30.75

200

    $ 31.00

100

    $ 31.02

400

    $ 31.05

200

    $ 31.15

280

    $ 31.20

CUSIP No. 29264A 20 6

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September 6, 2005:

 

Amount of Securities

    Price Per Share ($)

12,273

    $ 29.50

200

    $ 29.51

300

    $ 29.53

205

    $ 29.54

6,238

    $ 29.55

205

    $ 29.57

1,153

    $ 29.60

300

    $ 29.62

400

    $ 29.63

600

    $ 29.65

300

    $ 29.66

900

    $ 29.68

1,000

    $ 29.69

300

    $ 29.70

19

    $ 29.71

53

    $ 29.77

300

    $ 30.00

200

    $ 30.02

2,000

    $ 30.09

200

    $ 30.10

147

    $ 30.15

CUSIP No. 29264A 20 6

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September 7, 2005:

 

Amount of Securities

    Price Per Share ($)

15,874

    $ 29.00

900

    $ 29.01

718

    $ 29.02

1,000

    $ 29.03

1,700

    $ 29.04

500

    $ 29.05

3,944

    $ 29.06

400

    $ 29.07

1,500

    $ 29.08

3,400

    $ 29.09

8,300

    $ 29.10

400

    $ 29.11

100

    $ 29.12

2,100

    $ 29.13

400

    $ 29.14

2,003

    $ 29.15

11,850

    $ 29.20

200

    $ 29.22

300

    $ 29.23

400

    $ 29.24

3,200

    $ 29.25

1,000

    $ 29.26

100

    $ 29.27

1,000

    $ 29.28

483

    $ 29.29

3,290

    $ 29.30

400

    $ 29.31

200

    $ 29.32

3,000

    $ 29.34

300

    $ 29.35

5,400

    $ 29.39

100

    $ 29.40

219

    $ 29.42

3,800

    $ 29.45

100

    $ 29.46

CUSIP No. 29264A 20 6

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September 8, 2005:

 

Amount of Securities

    Price Per Share ($)

10,943

    $ 29.00

100

    $ 29.01

100

    $ 29.02

100

    $ 29.03

100

    $ 29.05

100

    $ 29.07

2

    $ 29.50
September 9, 2005:

Amount of Securities

    Price Per Share ($)

1,100

    $ 28.10

200

    $ 28.12

100

    $ 28.13

200

    $ 28.14

60

    $ 28.15

5,300

    $ 28.18

6,289

    $ 28.20

1,221

    $ 28.21

400

    $ 28.22

100

    $ 28.23

300

    $ 28.25

100

    $ 28.29

6,720

    $ 28.31

100

    $ 28.32

500

    $ 28.34

100

    $ 28.35

600

    $ 28.36

700

    $ 28.37

1,700

    $ 28.38

1,200

    $ 28.39

16,766

    $ 28.40

5,200

    $ 28.41

300

    $ 28.42

691

    $ 28.43

3,900

    $ 28.45

5,339

    $ 28.46

10,000

    $ 28.48

100

    $ 28.49

1,600

    $ 28.50

103

    $ 28.52

1,677

    $ 28.54

6,900

    $ 28.55

200

    $ 28.56

700

    $ 28.60

100

    $ 28.61

19

    $ 28.64

200

    $ 28.70

1,000

    $ 28.72

100

    $ 28.74

1,500

    $ 28.75

500

    $ 28.76

900

    $ 28.80

200

    $ 28.81

200

    $ 28.82

1,000

    $ 28.84

100

    $ 28.85

172

    $ 28.86

300

    $ 28.87

 

 

 

CUSIP No. 29264A 20 6

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SCHEDULE 13D

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: September 9, 2005   NORTHROP GRUMMAN CORPORATION
    By:  

/s/ Mark Rabinowitz

        Mark Rabinowitz
        Assistant Treasurer
Dated: September 9, 2005   NORTHROP GRUMMAN SPACE & MISSION SYSTEMS CORP.
    By:  

/s/ Mark Rabinowitz

        Mark Rabinowitz
        Assistant Treasurer