UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [_]; Amendment No. ____________
This Amendment (check one only): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Waddell & Reed Financial, Inc.
Address: 6300 Lamar Avenue
Overland Park, KS 66202
Form 13F File Number: 28-7592
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Kristen A. Richards
Title: Attorney-In-Fact
Phone: (913) 236-1923
Signature, Place and Date of Signing:
/s/ Kristen A. Richards Overland Park, Kansas November 14, 2012
----------------------- --------------------- -----------------
The securities reported on herein are beneficially owned by one or more open-end
investment companies or other managed accounts that are advised by Waddell &
Reed Investment Management Company ("WRIMCO") or Ivy Investment Management
Company ("IICO"). WRIMCO is an investment advisory subsidiary of Waddell & Reed,
Inc. ("WRI"). WRI is a broker-dealer and underwriting subsidiary of Waddell &
Reed Financial Services, Inc., a parent holding company ("WRFSI"). WRFSI is a
subsidiary of Waddell & Reed Financial, Inc., a publicly traded company ("WDR").
IICO is an investment advisory subsidiary of WDR. WDR, WRFSI and WRI are deemed
to have "investment discretion" over the securities due to their control
relationship, as applicable, with IICO and WRIMCO pursuant to Rule 13f-1(b) of
the 1934 Securities Exchange Act, as amended.
Report Type (check only one):
[X] 13F HOLDINGS. (Check here if all holdings of this reporting manager are
reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total 894
Form 13F Information Table Value Total $44,878,987 ($ thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-7594 Waddell & Reed Financial Services, Inc.
2 28-375 Waddell & Reed, Inc.
3 28-4466 Waddell & Reed Investment Management Company
4 28-10368 Ivy Investment Management Company
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
AT&T INC COM 00206R102 44,852 1,189,720 SH DEFINED 4 1,189,720
AT&T INC COM 00206R102 201,659 5,349,054 SH DEFINED 1,2,3 5,349,054
ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 620 18,700 SH DEFINED 4 18,700
ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 3,233 97,600 SH DEFINED 1,2,3 97,600
ACCURIDE CORP NEW COM NEW 00439T206 1,776 381,100 SH DEFINED 4 381,100
ACCURIDE CORP NEW COM NEW 00439T206 1,708 366,600 SH DEFINED 1,2,3 366,600
ACI WORLDWIDE INC COM 4498101 88,717 2,099,309 SH DEFINED 4 2,099,309
ACI WORLDWIDE INC COM 4498101 147,195 3,483,074 SH DEFINED 1,2,3 3,483,074
SPONSORED
ACQUITY GROUP LTD ADR 00489C103 3,412 348,524 SH DEFINED 4 348,524
SPONSORED
ACQUITY GROUP LTD ADR 00489C103 3,222 329,100 SH DEFINED 1,2,3 329,100
ACUITY BRANDS INC COM 00508Y102 20,312 320,935 SH DEFINED 4 320,935
ACUITY BRANDS INC COM 00508Y102 31,689 500,693 SH DEFINED 1,2,3 500,693
ACXIOM CORP COM 5125109 46,903 2,567,200 SH DEFINED 4 2,567,200
ACXIOM CORP COM 5125109 86,328 4,725,097 SH DEFINED 1,2,3 4,725,097
AEGION CORP COM 00770F104 7,344 383,300 SH DEFINED 4 383,300
AEGION CORP COM 00770F104 11,975 625,001 SH DEFINED 1,2,3 625,001
AETNA INC NEW COM 00817Y108 3,528 89,100 SH DEFINED 4 89,100
AETNA INC NEW COM 00817Y108 20,343 513,700 SH DEFINED 1,2,3 513,700
AFFILIATED MANAGERS GROUP COM 8252108 23,567 191,600 SH DEFINED 4 191,600
AFFILIATED MANAGERS GROUP COM 8252108 21,931 178,300 SH DEFINED 1,2,3 178,300
AGILENT TECHNOLOGIES INC COM 00846U101 30,137 783,800 SH DEFINED 4 783,800
AGILENT TECHNOLOGIES INC COM 00846U101 16,872 438,800 SH DEFINED 1,2,3 438,800
AIRGAS INC COM 9363102 13,330 161,965 SH DEFINED 4 161,965
AIRGAS INC COM 9363102 8,658 105,200 SH DEFINED 1,2,3 105,200
AKORN INC COM 9728106 5,284 399,670 SH DEFINED 1,2,3 399,670
ALEXION PHARMACEUTICALS
INC COM 15351109 34,423 300,900 SH DEFINED 4 300,900
ALEXION PHARMACEUTICALS
INC COM 15351109 96,100 840,031 SH DEFINED 1,2,3 840,031
ALIGN TECHNOLOGY INC COM 16255101 5,066 137,040 SH DEFINED 1,2,3 137,040
ALLERGAN INC COM 18490102 46,824 511,296 SH DEFINED 4 511,296
ALLERGAN INC COM 18490102 208,491 2,276,598 SH DEFINED 1,2,3 2,276,598
ALLIANCE DATA SYSTEMS CORP COM 18581108 109,529 771,600 SH DEFINED 4 771,600
ALLIANCE DATA SYSTEMS CORP COM 18581108 205,068 1,444,650 SH DEFINED 1,2,3 1,444,650
ALLIANCEBERNSTEIN HOLDING UNIT LTD
LP PARTN 01881G106 1,630 105,755 SH DEFINED 4 105,755
ALLIANCEBERNSTEIN HOLDING UNIT LTD
LP PARTN 01881G106 20,409 1,324,390 SH DEFINED 1,2,3 1,324,390
ALPHA NATURAL RESOURCES
INC COM 02076X102 2,282 347,400 SH DEFINED 4 347,400
ALTERA CORP COM 21441100 39,764 1,170,035 SH DEFINED 4 1,170,035
ALTERA CORP COM 21441100 223,309 6,570,804 SH DEFINED 1,2,3 6,570,804
ALTRIA GROUP INC COM 02209S103 11,070 331,530 SH DEFINED 4 331,530
ALTRIA GROUP INC COM 02209S103 32,478 972,700 SH DEFINED 1,2,3 972,700
AMAZON COM INC COM 23135106 86,320 339,415 SH DEFINED 4 339,415
AMAZON COM INC COM 23135106 347,868 1,367,837 SH DEFINED 1,2,3 1,367,837
SPON ADR L
AMERICA MOVIL SAB DE C V SHS 02364W105 20,880 820,750 SH DEFINED 4 820,750
SPON ADR L
AMERICA MOVIL SAB DE C V SHS 02364W105 8,750 343,930 SH DEFINED 1,2,3 343,930
AMERICAN CAPITAL AGENCY CORP COM 02503X105 6,878 198,850 SH DEFINED 4 198,850
AMERICAN CAPITAL AGENCY CORP COM 02503X105 26,186 757,050 SH DEFINED 1,2,3 757,050
AMERICAN CAP MTG INVT CORP COM 02504A104 4,878 194,120 SH DEFINED 4 194,120
AMERICAN EXPRESS CO COM 25816109 386 6,780 SH DEFINED 4 6,780
AMERICAN EXPRESS CO COM 25816109 19,628 345,200 SH DEFINED 1,2,3 345,200
AMERICAN TOWER CORP NEW COM 03027X100 28,618 400,875 SH DEFINED 4 400,875
AMERICAN TOWER CORP NEW COM 03027X100 103,563 1,450,665 SH DEFINED 1,2,3 1,450,665
AMERICAN VANGUARD CORP COM 30371108 4,305 123,696 SH DEFINED 4 123,696
AMERICAN VANGUARD CORP COM 30371108 31,562 906,960 SH DEFINED 1,2,3 906,960
AMGEN INC COM 31162100 6,987 82,860 SH DEFINED 4 82,860
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
AMGEN INC COM 31162100 74,847 887,657 SH DEFINED 1,2,3 887,657
ANADARKO PETE CORP COM 32511107 3,701 52,925 SH DEFINED 4 52,925
ANADARKO PETE CORP COM 32511107 9,111 130,300 SH DEFINED 1,2,3 130,300
SPONSORED
ANHEUSER BUSCH INBEV SA/NV ADR 03524A108 63,045 733,850 SH DEFINED 4 733,850
SPONSORED
ANHEUSER BUSCH INBEV SA/NV ADR 03524A108 244,763 2,849,064 SH DEFINED 1,2,3 2,849,064
ANN INC COM 35623107 3,101 82,200 SH DEFINED 4 82,200
ANN INC COM 35623107 3,003 79,600 SH DEFINED 1,2,3 79,600
ANSYS INC COM 03662Q105 39,691 540,750 SH DEFINED 4 540,750
ANSYS INC COM 03662Q105 27,342 372,500 SH DEFINED 1,2,3 372,500
APACHE CORP COM 37411105 1,094 12,650 SH DEFINED 4 12,650
APACHE CORP COM 37411105 2,681 31,000 SH DEFINED 1,2,3 31,000
APOLLO GLOBAL MGMT LLC CL A SHS 37612306 188,808 12,879,150 SH DEFINED 4 12,879,150
APOLLO GLOBAL MGMT LLC CL A SHS 37612306 31,969 2,180,720 SH DEFINED 1,2,3 2,180,720
APPLE INC COM 37833100 1,278,731 1,916,391 SH DEFINED 4 1,916,391
APPLE INC COM 37833100 1,684,395 2,524,346 SH DEFINED 1,2,3 2,524,346
ARCTIC CAT INC COM 39670104 8,936 215,530 SH DEFINED 1,2,3 215,530
SPONSORED
ARM HLDGS PLC ADR 42068106 30,054 1,074,140 SH DEFINED 4 1,074,140
SPONSORED
ARM HLDGS PLC ADR 42068106 28,255 1,009,820 SH DEFINED 1,2,3 1,009,820
ARUBA NETWORKS INC COM 43176106 55,917 2,486,850 SH DEFINED 4 2,486,850
ARUBA NETWORKS INC COM 43176106 45,640 2,029,800 SH DEFINED 1,2,3 2,029,800
ASHLAND INC NEW COM 44209104 5,005 69,900 SH DEFINED 4 69,900
ASHLAND INC NEW COM 44209104 4,797 67,000 SH DEFINED 1,2,3 67,000
ASPEN TECHNOLOGY INC COM 45327103 129,528 5,010,747 SH DEFINED 4 5,010,747
ASPEN TECHNOLOGY INC COM 45327103 235,058 9,093,142 SH DEFINED 1,2,3 9,093,142
ATHENAHEALTH INC COM 04685W103 9,810 106,900 SH DEFINED 4 106,900
ATHENAHEALTH INC COM 04685W103 9,195 100,200 SH DEFINED 1,2,3 100,200
ATLAS PIPELINE PARTNERS LP UNIT L P INT 49392103 2,967 87,000 SH DEFINED 4 87,000
ATLAS PIPELINE PARTNERS LP UNIT L P INT 49392103 2,847 83,500 SH DEFINED 1,2,3 83,500
AUTOZONE INC COM 53332102 32,006 86,580 SH DEFINED 4 86,580
AUTOZONE INC COM 53332102 136,217 368,483 SH DEFINED 1,2,3 368,483
SPON ADR
BAIDU INC REP A 56752108 749,612 6,416,810 SH DEFINED 4 6,416,810
SPON ADR
BAIDU INC REP A 56752108 128,270 1,098,010 SH DEFINED 1,2,3 1,098,010
BANK OF MARIN BANCORP COM 63425102 3,004 70,665 SH DEFINED 4 70,665
BANK OF MARIN BANCORP COM 63425102 2,878 67,700 SH DEFINED 1,2,3 67,700
BANK OF THE OZARKS INC COM 63904106 12,971 376,300 SH DEFINED 4 376,300
BANK OF THE OZARKS INC COM 63904106 12,230 354,800 SH DEFINED 1,2,3 354,800
BASIC ENERGY SVCS INC NEW COM 06985P100 1,139 101,500 SH DEFINED 4 101,500
BASIC ENERGY SVCS INC NEW COM 06985P100 2,769 246,800 SH DEFINED 1,2,3 246,800
BEACON ROOFING SUPPLY INC COM 73685109 7,042 247,100 SH DEFINED 4 247,100
BEACON ROOFING SUPPLY INC COM 73685109 12,775 448,250 SH DEFINED 1,2,3 448,250
BEAM INC COM 73730103 22,919 398,315 SH DEFINED 4 398,315
BEAM INC COM 73730103 150,333 2,612,678 SH DEFINED 1,2,3 2,612,678
BED BATH & BEYOND INC COM 75896100 9,450 150,000 SH DEFINED 1,2,3 150,000
BELO CORP COM SER A 80555105 5,433 693,900 SH DEFINED 4 693,900
BELO CORP COM SER A 80555105 5,234 668,400 SH DEFINED 1,2,3 668,400
BERKSHIRE HATHAWAY INC
DEL CL B NEW 84670702 9,808 111,200 SH DEFINED 4 111,200
BERKSHIRE HATHAWAY INC
DEL CL B NEW 84670702 18,540 210,200 SH DEFINED 1,2,3 210,200
SPONSORED
BHP BILLITON LTD ADR 88606108 1,705 24,850 SH DEFINED 4 24,850
SPONSORED
BHP BILLITON LTD ADR 88606108 4,185 61,000 SH DEFINED 1,2,3 61,000
BIOGEN IDEC INC COM 09062X103 35,146 235,514 SH DEFINED 4 235,514
BIOGEN IDEC INC COM 09062X103 34,263 229,600 SH DEFINED 1,2,3 229,600
BJS RESTAURANTS INC COM 09180C106 3,079 67,901 SH DEFINED 4 67,901
BJS RESTAURANTS INC COM 09180C106 34,466 760,010 SH DEFINED 1,2,3 760,010
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
COM UNIT
BLACKSTONE GROUP L P LTD 09253U108 390,226 27,326,730 SH DEFINED 4 27,326,730
COM UNIT
BLACKSTONE GROUP L P LTD 09253U108 64,408 4,510,370 SH DEFINED 1,2,3 4,510,370
BLOOMIN BRANDS INC COM 94235108 1,924 116,950 SH DEFINED 4 116,950
BLOOMIN BRANDS INC COM 94235108 1,834 111,500 SH DEFINED 1,2,3 111,500
BLUE NILE INC COM 09578R103 5,125 138,190 SH DEFINED 1,2,3 138,190
BOEING CO COM 97023105 18,005 258,625 SH DEFINED 4 258,625
BOEING CO COM 97023105 110,464 1,586,664 SH DEFINED 1,2,3 1,586,664
BOISE INC COM 09746Y105 5,844 667,100 SH DEFINED 4 667,100
BOISE INC COM 09746Y105 5,628 642,500 SH DEFINED 1,2,3 642,500
SPONSORED
BONA FILM GROUP LTD ADS 09777B107 3,143 600,930 SH DEFINED 4 600,930
BONANZA CREEK ENERGY INC COM 97793103 3,454 146,600 SH DEFINED 4 146,600
BONANZA CREEK ENERGY INC COM 97793103 3,228 137,000 SH DEFINED 1,2,3 137,000
BORGWARNER INC COM 99724106 6,293 91,060 SH DEFINED 4 91,060
BORGWARNER INC COM 99724106 47,365 685,350 SH DEFINED 1,2,3 685,350
BOSTON BEER INC CL A 100557107 33,760 301,507 SH DEFINED 4 301,507
BOSTON BEER INC CL A 100557107 53,659 479,224 SH DEFINED 1,2,3 479,224
BOSTON SCIENTIFIC CORP COM 101137107 11,066 1,927,900 SH DEFINED 4 1,927,900
BOSTON SCIENTIFIC CORP COM 101137107 20,921 3,644,800 SH DEFINED 1,2,3 3,644,800
BRISTOL MYERS SQUIBB CO COM 110122108 8,701 257,810 SH DEFINED 4 257,810
BRISTOL MYERS SQUIBB CO COM 110122108 19,362 573,700 SH DEFINED 1,2,3 573,700
BROADCOM CORP CL A 111320107 9,476 274,030 SH DEFINED 4 274,030
BROADCOM CORP CL A 111320107 44,033 1,273,374 SH DEFINED 1,2,3 1,273,374
BROADSOFT INC COM 11133B409 2,445 59,607 SH DEFINED 4 59,607
BROADSOFT INC COM 11133B409 37,282 908,870 SH DEFINED 1,2,3 908,870
BROWN FORMAN CORP CL B 115637209 33,591 514,812 SH DEFINED 4 514,812
BROWN FORMAN CORP CL B 115637209 38,071 583,469 SH DEFINED 1,2,3 583,469
CBS CORP NEW CL B 124857202 787,299 21,670,759 SH DEFINED 4 21,670,759
CBS CORP NEW CL B 124857202 594,925 16,375,577 SH DEFINED 1,2,3 16,375,577
CBRE GROUP INC CL A 12504L109 37,731 2,049,497 SH DEFINED 4 2,049,497
CBRE GROUP INC CL A 12504L109 25,854 1,404,346 SH DEFINED 1,2,3 1,404,346
CME GROUP INC COM 12572Q105 287,552 5,018,360 SH DEFINED 4 5,018,360
CME GROUP INC COM 12572Q105 57,363 1,001,100 SH DEFINED 1,2,3 1,001,100
SPONSORED
CNOOC LTD ADR 126132109 1,439 7,100 SH DEFINED 4 7,100
SPONSORED
CNOOC LTD ADR 126132109 3,507 17,300 SH DEFINED 1,2,3 17,300
CVS CAREMARK CORPORATION COM 126650100 4,067 84,000 SH DEFINED 4 84,000
CVS CAREMARK CORPORATION COM 126650100 23,550 486,369 SH DEFINED 1,2,3 486,369
CABOT OIL & GAS CORP COM 127097103 30,140 671,274 SH DEFINED 4 671,274
CABOT OIL & GAS CORP COM 127097103 45,737 1,018,650 SH DEFINED 1,2,3 1,018,650
CALAVO GROWERS INC COM 128246105 3,907 156,270 SH DEFINED 1,2,3 156,270
CAMECO CORP COM 13321L108 1,053 54,150 SH DEFINED 4 54,150
CAMECO CORP COM 13321L108 2,529 130,000 SH DEFINED 1,2,3 130,000
CAMERON INTERNATIONAL
CORP COM 13342B105 4,186 74,650 SH DEFINED 4 74,650
CAMERON INTERNATIONAL
CORP COM 13342B105 10,006 178,450 SH DEFINED 1,2,3 178,450
CAPITAL ONE FINL CORP COM 14040H105 42,503 745,537 SH DEFINED 4 745,537
CAPITAL ONE FINL CORP COM 14040H105 313,718 5,502,861 SH DEFINED 1,2,3 5,502,861
CAPITOL FED FINL INC COM 14057J101 4,822 403,200 SH DEFINED 4 403,200
CAPITOL FED FINL INC COM 14057J101 4,625 386,700 SH DEFINED 1,2,3 386,700
CARIBOU COFFEE INC COM 142042209 5,623 409,575 SH DEFINED 1,2,3 409,575
COM UTS
CARLYLE GORUP L P LTD PTN 14309L102 248,692 9,477,600 SH DEFINED 4 9,477,600
COM UTS
CARLYLE GORUP L P LTD PTN 14309L102 40,611 1,547,690 SH DEFINED 1,2,3 1,547,690
CARMAX INC COM 143130102 69,953 2,471,850 SH DEFINED 4 2,471,850
CARMAX INC COM 143130102 36,963 1,306,100 SH DEFINED 1,2,3 1,306,100
CASEYS GEN STORES INC COM 147528103 5,714 100,000 SH DEFINED 1,2,3 100,000
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
CATERPILLAR INC DEL COM 1.49E+08 406,659 4,726,400 SH DEFINED 4 4,726,400
CATERPILLAR INC DEL COM 1.49E+08 77,875 905,100 SH DEFINED 1,2,3 905,100
CAVIUM INC COM 14964U108 42,022 1,260,800 SH DEFINED 4 1,260,800
CAVIUM INC COM 14964U108 25,682 770,550 SH DEFINED 1,2,3 770,550
CENTURYLINK INC COM 156700106 14,740 364,850 SH DEFINED 4 364,850
CENTURYLINK INC COM 156700106 19,505 482,800 SH DEFINED 1,2,3 482,800
CEPHEID COM 15670R107 8,714 252,500 SH DEFINED 4 252,500
CEPHEID COM 15670R107 8,258 239,300 SH DEFINED 1,2,3 239,300
CERNER CORP COM 156782104 32,450 419,200 SH DEFINED 4 419,200
CERNER CORP COM 156782104 53,281 688,300 SH DEFINED 1,2,3 688,300
CEVA INC COM 157210105 984 68,400 SH DEFINED 4 68,400
CEVA INC COM 157210105 1,844 128,208 SH DEFINED 1,2,3 128,208
COM PAR
CHART INDS INC $0.01 16115Q308 7,008 94,890 SH DEFINED 1,2,3 94,890
CHARTER COMMUNICATIONS
INC D CL A NEW 16117M305 7,342 97,800 SH DEFINED 4 97,800
CHARTER COMMUNICATIONS
INC D CL A NEW 16117M305 61,725 822,230 SH DEFINED 1,2,3 822,230
CHEVRON CORP NEW COM 166764100 2,389 20,500 SH DEFINED 4 20,500
CHEVRON CORP NEW COM 166764100 7,238 62,100 SH DEFINED 1,2,3 62,100
N Y REGISTRY
CHICAGO BRIDGE & IRON CO SH 167250109 12,661 332,400 SH DEFINED 4 332,400
CHINA ZENIX AUTO INTL LTD ADS 1.70E+108 1,932 600,000 SH DEFINED 4 600,000
CHURCH & DWIGHT INC COM 171340102 34,726 643,200 SH DEFINED 4 643,200
CHURCH & DWIGHT INC COM 171340102 64,330 1,191,512 SH DEFINED 1,2,3 1,191,512
CINEMARK HOLDINGS INC COM 17243V102 7,000 312,100 SH DEFINED 4 312,100
CINEMARK HOLDINGS INC COM 17243V102 6,778 302,200 SH DEFINED 1,2,3 302,200
CIRRUS LOGIC INC COM 1.73E+08 4,410 114,880 SH DEFINED 1,2,3 114,880
CITIGROUP INC COM NEW 1.73E+08 4,614 141,000 SH DEFINED 4 141,000
CITIGROUP INC COM NEW 172967424 26,762 817,900 SH DEFINED 1,2,3 817,900
CLEAN ENERGY FUELS CORP COM 184499101 755 57,350 SH DEFINED 4 57,350
CLEAN ENERGY FUELS CORP COM 184499101 1,876 142,450 SH DEFINED 1,2,3 142,450
CLEARWIRE CORP NEW CL A 18538Q105 1,688 1,250,000 SH DEFINED 1,2,3 1,250,000
COBALT INTL ENERGY INC COM 19075F106 1,258 56,500 SH DEFINED 4 56,500
COBALT INTL ENERGY INC COM 19075F106 3,080 138,300 SH DEFINED 1,2,3 138,300
COCA COLA CO COM 191216100 8,704 229,470 SH DEFINED 4 229,470
COCA COLA CO COM 191216100 112,138 2,956,456 SH DEFINED 1,2,3 2,956,456
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 549,786 7,863,070 SH DEFINED 4 7,863,070
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 235,421 3,367,007 SH DEFINED 1,2,3 3,367,007
COLGATE PALMOLIVE CO COM 194162103 27,967 260,835 SH DEFINED 4 260,835
COLGATE PALMOLIVE CO COM 194162103 91,896 857,083 SH DEFINED 1,2,3 857,083
COLUMBIA SPORTSWEAR CO COM 198516106 540 10,004 SH DEFINED 4 10,004
COLUMBIA SPORTSWEAR CO COM 198516106 5,167 95,693 SH DEFINED 1,2,3 95,693
COMMUNITY HEALTH SYS INC
NEW COM 203668108 17,018 584,000 SH DEFINED 4 584,000
COMMUNITY HEALTH SYS INC
NEW COM 203668108 16,033 550,200 SH DEFINED 1,2,3 550,200
CONCHO RES INC COM 20605P101 1,128 11,900 SH DEFINED 4 11,900
CONCHO RES INC COM 20605P101 2,767 29,200 SH DEFINED 1,2,3 29,200
CONOCOPHILLIPS COM 20825C104 903,031 15,792,771 SH DEFINED 4 15,792,771
CONOCOPHILLIPS COM 20825C104 256,837 4,491,727 SH DEFINED 1,2,3 4,491,727
CONSTANT CONTACT INC COM 210313102 6,822 392,062 SH DEFINED 1,2,3 392,062
CONTINENTAL RESOURCES INC COM 212015101 36,447 473,950 SH DEFINED 4 473,950
CONTINENTAL RESOURCES INC COM 212015101 37,612 489,100 SH DEFINED 1,2,3 489,100
CORELOGIC INC COM 21871D103 4,773 179,900 SH DEFINED 4 179,900
CORELOGIC INC COM 21871D103 4,574 172,400 SH DEFINED 1,2,3 172,400
CORNERSTONE ONDEMAND INC COM 21925Y103 1,016 33,132 SH DEFINED 4 33,132
CORNERSTONE ONDEMAND INC COM 21925Y103 9,811 320,000 SH DEFINED 1,2,3 320,000
COSTCO WHSL CORP NEW COM 22160K105 9,408 93,966 SH DEFINED 4 93,966
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
COSTCO WHSL CORP NEW COM 22160K105 108,395 1,082,596 SH DEFINED 1,2,3 1,082,596
COSTAR GROUP INC COM 22160N109 480 5,886 SH DEFINED 4 5,886
COSTAR GROUP INC COM 22160N109 473 5,800 SH DEFINED 1,2,3 5,800
CREE INC COM 225447101 51,246 2,007,270 SH DEFINED 4 2,007,270
CREE INC COM 225447101 93,560 3,664,723 SH DEFINED 1,2,3 3,664,723
CROWN CASTLE INTL CORP COM 228227104 27,422 427,795 SH DEFINED 4 427,795
CROWN CASTLE INTL CORP COM 228227104 102,629 1,601,070 SH DEFINED 1,2,3 1,601,070
CUBIST PHARMACEUTICALS INC COM 229678107 1,167 24,466 SH DEFINED 4 24,466
CUBIST PHARMACEUTICALS INC COM 229678107 11,233 235,600 SH DEFINED 1,2,3 235,600
CUMMINS INC COM 231021106 350,352 3,799,500 SH DEFINED 4 3,799,500
CUMMINS INC COM 231021106 62,987 683,080 SH DEFINED 1,2,3 683,080
CYBERONICS INC COM 23251P102 4,014 76,575 SH DEFINED 4 76,575
CYBERONICS INC COM 23251P102 51,913 990,320 SH DEFINED 1,2,3 990,320
CYTEC INDS INC COM 232820100 3,728 56,900 SH DEFINED 4 56,900
CYTEC INDS INC COM 232820100 3,577 54,600 SH DEFINED 1,2,3 54,600
D R HORTON INC COM 23331A109 6,364 308,350 SH DEFINED 4 308,350
D R HORTON INC COM 23331A109 20,679 1,001,900 SH DEFINED 1,2,3 1,001,900
DTE ENERGY CO COM 233331107 6,773 113,000 SH DEFINED 4 113,000
DTE ENERGY CO COM 233331107 13,031 217,400 SH DEFINED 1,2,3 217,400
DANA HLDG CORP COM 235825205 3,863 314,100 SH DEFINED 4 314,100
DANA HLDG CORP COM 235825205 3,739 304,000 SH DEFINED 1,2,3 304,000
DANAHER CORP DEL COM 235851102 4,829 87,570 SH DEFINED 4 87,570
DANAHER CORP DEL COM 235851102 68,712 1,245,911 SH DEFINED 1,2,3 1,245,911
DARLING INTL INC COM 237266101 9,908 541,700 SH DEFINED 4 541,700
DARLING INTL INC COM 237266101 18,819 1,028,924 SH DEFINED 1,2,3 1,028,924
DEALERTRACK HLDGS INC COM 242309102 18,197 653,400 SH DEFINED 4 653,400
DEALERTRACK HLDGS INC COM 242309102 11,891 426,964 SH DEFINED 1,2,3 426,964
DEERE & CO COM 244199105 12,973 157,268 SH DEFINED 4 157,268
DEERE & CO COM 244199105 25,215 305,668 SH DEFINED 1,2,3 305,668
DEMANDWARE INC COM 24802Y105 3,586 112,940 SH DEFINED 4 112,940
DEMANDWARE INC COM 24802Y105 6,350 200,000 SH DEFINED 1,2,3 200,000
DEXCOM INC COM 252131107 14,814 985,620 SH DEFINED 4 985,620
DEXCOM INC COM 252131107 46,455 3,090,800 SH DEFINED 1,2,3 3,090,800
SPON ADR
DIAGEO P L C NEW 25243Q205 7,288 64,650 SH DEFINED 4 64,650
SPON ADR
DIAGEO P L C NEW 25243Q205 23,476 208,250 SH DEFINED 1,2,3 208,250
DISNEY WALT CO COM DISNEY 254687106 384 7,340 SH DEFINED 4 7,340
DISNEY WALT CO COM DISNEY 254687106 3,926 75,100 SH DEFINED 1,2,3 75,100
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 29,135 488,591 SH DEFINED 4 488,591
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 147,231 2,469,074 SH DEFINED 1,2,3 2,469,074
DOLLAR GEN CORP NEW COM 2.57E+08 11,817 229,285 SH DEFINED 4 229,285
DOLLAR GEN CORP NEW COM 2.57E+08 50,770 985,069 SH DEFINED 1,2,3 985,069
DOW CHEM CO COM 260543103 10,643 367,500 SH DEFINED 4 367,500
DOW CHEM CO COM 260543103 73,420 2,535,216 SH DEFINED 1,2,3 2,535,216
DRESSER-RAND GROUP INC COM 261608103 37,359 677,900 SH DEFINED 4 677,900
DRESSER-RAND GROUP INC COM 261608103 33,683 611,200 SH DEFINED 1,2,3 611,200
DRIL-QUIP INC COM 262037104 51,802 720,672 SH DEFINED 4 720,672
DRIL-QUIP INC COM 262037104 89,921 1,250,990 SH DEFINED 1,2,3 1,250,990
DUNKIN BRANDS GROUP INC COM 265504100 38,562 1,320,850 SH DEFINED 4 1,320,850
DUNKIN BRANDS GROUP INC COM 265504100 23,426 802,400 SH DEFINED 1,2,3 802,400
E M C CORP MASS COM 268648102 398 14,600 SH DEFINED 4 14,600
E M C CORP MASS COM 268648102 2,299 84,300 SH DEFINED 1,2,3 84,300
EOG RES INC COM 26875P101 3,485 31,100 SH DEFINED 4 31,100
EOG RES INC COM 26875P101 8,527 76,100 SH DEFINED 1,2,3 76,100
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
EQT CORP COM 26884L109 7,080 120,000 SH DEFINED 1,2,3 120,000
UNIT LTD
EQT MIDSTREAM PARTNERS LP PARTN 26885B100 2,661 92,400 SH DEFINED 4 92,400
UNIT LTD
EQT MIDSTREAM PARTNERS LP PARTN 26885B100 2,569 89,200 SH DEFINED 1,2,3 89,200
EV ENERGY PARTNERS LP COM UNITS 26926V107 3,522 56,700 SH DEFINED 4 56,700
EV ENERGY PARTNERS LP COM UNITS 26926V107 3,379 54,400 SH DEFINED 1,2,3 54,400
EBAY INC COM 278642103 30,937 639,070 SH DEFINED 4 639,070
EBAY INC COM 278642103 64,441 1,331,158 SH DEFINED 1,2,3 1,331,158
COM UNIT
EL PASO PIPELINE PARTNERS L LPI 283702108 1,880 50,500 SH DEFINED 4 50,500
COM UNIT
EL PASO PIPELINE PARTNERS L LPI 2.84E+08 4,658 125,150 SH DEFINED 1,2,3 125,150
ELOQUA INC COM 2.90E+08 1,679 85,000 SH DEFINED 4 85,000
ELOQUA INC COM 2.90E+08 4,561 230,917 SH DEFINED 1,2,3 230,917
ENBRIDGE INC COM 29250N105 3,134 80,300 SH DEFINED 4 80,300
ENBRIDGE INC COM 29250N105 7,728 198,000 SH DEFINED 1,2,3 198,000
ENDOLOGIX INC COM 29266S106 8,251 597,000 SH DEFINED 4 597,000
ENDOLOGIX INC COM 29266S106 7,703 557,400 SH DEFINED 1,2,3 557,400
ENTERCOM COMMUNICATIONS
CORP CL A 293639100 4,251 619,683 SH DEFINED 4 619,683
ENTERCOM COMMUNICATIONS
CORP CL A 293639100 4,093 596,600 SH DEFINED 1,2,3 596,600
ESCO TECHNOLOGIES INC COM 296315104 42,836 1,102,600 SH DEFINED 4 1,102,600
ESCO TECHNOLOGIES INC COM 296315104 82,716 2,129,118 SH DEFINED 1,2,3 2,129,118
EURONET WORLDWIDE INC COM 298736109 28,736 1,529,339 SH DEFINED 4 1,529,339
EURONET WORLDWIDE INC COM 298736109 57,310 3,050,053 SH DEFINED 1,2,3 3,050,053
EXACTTARGET INC COM 30064K105 4,166 172,000 SH DEFINED 4 172,000
EXACTTARGET INC COM 30064K105 3,926 162,100 SH DEFINED 1,2,3 162,100
EXPEDITORS INT'L WASH INC COM 302130109 35,562 978,050 SH DEFINED 4 978,050
EXPEDITORS INT'L WASH INC COM 302130109 24,859 683,700 SH DEFINED 1,2,3 683,700
EXXON MOBIL CORP COM 30231G102 291,000 3,182,065 SH DEFINED 4 3,182,065
EXXON MOBIL CORP COM 30231G102 121,604 1,329,737 SH DEFINED 1,2,3 1,329,737
FMC TECHNOLOGIES INC COM 30249U101 2,829 61,100 SH DEFINED 4 61,100
FMC TECHNOLOGIES INC COM 30249U101 6,732 145,400 SH DEFINED 1,2,3 145,400
FACEBOOK INC CL A 30303M102 61 2,840 SH DEFINED 4 2,840
FACEBOOK INC CL A 30303M102 671 31,000 SH DEFINED 1,2,3 31,000
FACTSET RESH SYS INC COM 303075105 2,796 29,000 SH DEFINED 4 29,000
FACTSET RESH SYS INC COM 303075105 26,738 277,307 SH DEFINED 1,2,3 277,307
FARO TECHNOLOGIES INC COM 311642102 2,565 62,073 SH DEFINED 4 62,073
FARO TECHNOLOGIES INC COM 311642102 32,071 776,165 SH DEFINED 1,2,3 776,165
FASTENAL CO COM 311900104 53,157 1,236,500 SH DEFINED 4 1,236,500
FASTENAL CO COM 311900104 36,296 844,300 SH DEFINED 1,2,3 844,300
F5 NETWORKS INC COM 315616102 34,474 329,269 SH DEFINED 4 329,269
F5 NETWORKS INC COM 315616102 19,547 186,700 SH DEFINED 1,2,3 186,700
FINANCIAL ENGINES INC COM 317485100 2,009 84,300 SH DEFINED 4 84,300
FINANCIAL ENGINES INC COM 317485100 19,426 815,200 SH DEFINED 1,2,3 815,200
FINISAR CORP COM NEW 31787A507 8,211 574,200 SH DEFINED 4 574,200
FINISAR CORP COM NEW 31787A507 10,663 745,630 SH DEFINED 1,2,3 745,630
FIRST CASH FINL SVCS INC COM 31942D107 14,619 317,725 SH DEFINED 4 317,725
FIRST CASH FINL SVCS INC COM 31942D107 21,767 473,090 SH DEFINED 1,2,3 473,090
FIRST HORIZON NATL CORP COM 320517105 6,556 680,738 SH DEFINED 4 680,738
FIRST HORIZON NATL CORP COM 320517105 6,282 652,373 SH DEFINED 1,2,3 652,373
FIRST NIAGARA FINL GP INC COM 33582V108 4,800 593,300 SH DEFINED 4 593,300
FIRST NIAGARA FINL GP INC COM 33582V108 4,644 574,100 SH DEFINED 1,2,3 574,100
FIRST REP BK SAN FRAN CALI N COM 33616C100 48,469 1,406,522 SH DEFINED 4 1,406,522
FIRST REP BK SAN FRAN CALI N COM 33616C100 38,612 1,120,500 SH DEFINED 1,2,3 1,120,500
FISERV INC COM 337738108 51,425 694,650 SH DEFINED 4 694,650
FISERV INC COM 337738108 35,434 478,650 SH DEFINED 1,2,3 478,650
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
FLUOR CORP NEW COM 343412102 2,890 51,350 SH DEFINED 4 51,350
FLUOR CORP NEW COM 343412102 6,993 124,250 SH DEFINED 1,2,3 124,250
SPONSORED
FOCUS MEDIA HLDG LTD ADR 34415V109 12,512 534,700 SH DEFINED 4 534,700
COM PAR
FORD MTR CO DEL $0.01 345370860 4,930 500,000 SH DEFINED 1,2,3 500,000
NOTE
FORD MTR CO DEL 4.250%11/1 345370CN8 1,379 1,000,000 PRN DEFINED 4 1,000,000
NOTE
FORD MTR CO DEL 4.250%11/1 345370CN8 8,276 6,000,000 PRN DEFINED 1,2,3 6,000,000
FORTUNE BRANDS HOME & SEC
IN COM 34964C106 60,575 2,242,700 SH DEFINED 4 2,242,700
FORTUNE BRANDS HOME & SEC
IN COM 34964C106 42,182 1,561,700 SH DEFINED 1,2,3 1,561,700
FORUM ENERGY TECHNOLOGIES
IN COM 34984V100 11,501 472,914 SH DEFINED 4 472,914
FORUM ENERGY TECHNOLOGIES
IN COM 34984V100 38,850 1,597,440 SH DEFINED 1,2,3 1,597,440
FREEPORT-MCMORAN COPPER &
GOLD COM 35671D857 6,371 160,960 SH DEFINED 4 160,960
FREEPORT-MCMORAN COPPER &
GOLD COM 35671D857 10,700 270,350 SH DEFINED 1,2,3 270,350
GENERAL ELECTRIC CO COM 369604103 34,312 1,510,880 SH DEFINED 4 1,510,880
GENERAL ELECTRIC CO COM 369604103 222,285 9,787,995 SH DEFINED 1,2,3 9,787,995
SPONSORED
GLAXOSMITHKLINE PLC ADR 37733W105 15,830 342,350 SH DEFINED 4 342,350
SPONSORED
GLAXOSMITHKLINE PLC ADR 37733W105 29,725 642,850 SH DEFINED 1,2,3 642,850
GOLDMAN SACHS GROUP INC COM 38141G104 13,062 114,900 SH DEFINED 4 114,900
GOLDMAN SACHS GROUP INC COM 38141G104 76,914 676,585 SH DEFINED 1,2,3 676,585
GOOGLE INC CL A 38259P508 639,573 847,678 SH DEFINED 4 847,678
GOOGLE INC CL A 38259P508 591,016 783,321 SH DEFINED 1,2,3 783,321
GREAT PLAINS ENERGY INC COM 391164100 5,972 268,300 SH DEFINED 4 268,300
GREAT PLAINS ENERGY INC COM 391164100 5,779 259,600 SH DEFINED 1,2,3 259,600
GREENHILL & CO INC. COM 395259104 49,018 947,216 SH DEFINED 4 947,216
GREENHILL & CO INC. COM 395259104 70,550 1,363,287 SH DEFINED 1,2,3 1,363,287
GULFMARK OFFSHORE INC CL A NEW 402629208 4,900 148,300 SH DEFINED 4 148,300
GULFMARK OFFSHORE INC CL A NEW 402629208 4,745 143,600 SH DEFINED 1,2,3 143,600
GULFPORT ENERGY CORP COM NEW 402635304 7,255 232,100 SH DEFINED 4 232,100
GULFPORT ENERGY CORP COM NEW 402635304 6,765 216,400 SH DEFINED 1,2,3 216,400
HALLIBURTON CO COM 406216101 6,835 202,880 SH DEFINED 4 202,880
HALLIBURTON CO COM 406216101 22,165 657,900 SH DEFINED 1,2,3 657,900
HANESBRANDS INC COM 410345102 5,687 178,400 SH DEFINED 4 178,400
HANESBRANDS INC COM 410345102 5,506 172,700 SH DEFINED 1,2,3 172,700
HANGER INC COM NEW 41043F208 2,460 86,230 SH DEFINED 1,2,3 86,230
HARLEY DAVIDSON INC COM 412822108 42,240 996,933 SH DEFINED 4 996,933
HARLEY DAVIDSON INC COM 412822108 246,722 5,823,029 SH DEFINED 1,2,3 5,823,029
HARMAN INTL INDS INC COM 413086109 49,784 1,078,500 SH DEFINED 4 1,078,500
HARMAN INTL INDS INC COM 413086109 27,996 606,500 SH DEFINED 1,2,3 606,500
HEALTHSOUTH CORP COM NEW 421924309 3,934 163,500 SH DEFINED 4 163,500
HEALTHSOUTH CORP COM NEW 421924309 3,753 156,000 SH DEFINED 1,2,3 156,000
NOTE
HEADWATERS INC 8.750% 2/0 42210PAR3 7,678 7,500,000 PRN DEFINED 4 7,500,000
NOTE
HEADWATERS INC 8.750% 2/0 42210PAR3 5,579 5,450,000 PRN DEFINED 1,2,3 5,450,000
HEALTHSTREAM INC COM 42222N103 5,408 190,020 SH DEFINED 1,2,3 190,020
HEARTWARE INTL INC COM 422368100 8,272 87,546 SH DEFINED 4 87,546
HEARTWARE INTL INC COM 422368100 21,195 224,310 SH DEFINED 1,2,3 224,310
HELMERICH & PAYNE INC COM 423452101 2,469 51,850 SH DEFINED 4 51,850
HELMERICH & PAYNE INC COM 423452101 5,937 124,700 SH DEFINED 1,2,3 124,700
HENRY JACK & ASSOC INC COM 426281101 15,823 417,500 SH DEFINED 4 417,500
HENRY JACK & ASSOC INC COM 426281101 14,910 393,400 SH DEFINED 1,2,3 393,400
HERSHEY CO COM 427866108 6,784 95,700 SH DEFINED 4 95,700
HERSHEY CO COM 427866108 12,420 175,200 SH DEFINED 1,2,3 175,200
HEWLETT PACKARD CO COM 428236103 1,660 97,300 SH DEFINED 4 97,300
HEWLETT PACKARD CO COM 428236103 9,593 562,333 SH DEFINED 1,2,3 562,333
HEXCEL CORP NEW COM 428291108 1,276 53,112 SH DEFINED 4 53,112
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
HEXCEL CORP NEW COM 428291108 12,327 513,200 SH DEFINED 1,2,3 513,200
HITTITE MICROWAVE CORP COM 43365Y104 2,566 46,257 SH DEFINED 4 46,257
HITTITE MICROWAVE CORP COM 43365Y104 24,767 446,500 SH DEFINED 1,2,3 446,500
HOME DEPOT INC COM 437076102 32,373 536,250 SH DEFINED 4 536,250
HOME DEPOT INC COM 437076102 155,799 2,580,731 SH DEFINED 1,2,3 2,580,731
HONEYWELL INTL INC COM 438516106 18,131 303,450 SH DEFINED 4 303,450
HONEYWELL INTL INC COM 438516106 86,842 1,453,426 SH DEFINED 1,2,3 1,453,426
HUB GROUP INC CL A 443320106 12,635 425,700 SH DEFINED 4 425,700
HUB GROUP INC CL A 443320106 13,398 451,400 SH DEFINED 1,2,3 451,400
HUNTINGTON INGALLS INDS INC COM 4.46E+08 4,923 117,080 SH DEFINED 1,2,3 117,080
HYATT HOTELS CORP COM CL A 4.49E+08 9,764 243,200 SH DEFINED 4 243,200
HYATT HOTELS CORP COM CL A 4.49E+08 25,479 634,600 SH DEFINED 1,2,3 634,600
IPG PHOTONICS CORP COM 44980X109 12,062 210,500 SH DEFINED 4 210,500
IPG PHOTONICS CORP COM 44980X109 25,596 446,710 SH DEFINED 1,2,3 446,710
IDEX CORP COM 45167R104 48,893 1,170,529 SH DEFINED 4 1,170,529
IDEX CORP COM 45167R104 33,728 807,475 SH DEFINED 1,2,3 807,475
IDEXX LABS INC COM 45168D104 23,690 238,450 SH DEFINED 4 238,450
IDEXX LABS INC COM 45168D104 17,135 172,468 SH DEFINED 1,2,3 172,468
IGATE CORP COM 45169U105 15,928 876,600 SH DEFINED 4 876,600
IGATE CORP COM 45169U105 30,993 1,705,700 SH DEFINED 1,2,3 1,705,700
IMPAX LABORATORIES INC COM 45256B101 2,421 93,270 SH DEFINED 1,2,3 93,270
INCYTE CORP COM 45337C102 15,281 846,568 SH DEFINED 4 846,568
INCYTE CORP COM 45337C102 23,532 1,303,700 SH DEFINED 1,2,3 1,303,700
UNIT LTD
INERGY L P PTNR 456615103 3,901 205,000 SH DEFINED 1,2,3 205,000
INSIGHT ENTERPRISES INC COM 45765U103 3,243 185,500 SH DEFINED 4 185,500
INSIGHT ENTERPRISES INC COM 45765U103 3,080 176,200 SH DEFINED 1,2,3 176,200
INTEL CORP COM 458140100 313,439 13,820,050 SH DEFINED 4 13,820,050
INTEL CORP COM 458140100 57,371 2,529,600 SH DEFINED 1,2,3 2,529,600
INTER PARFUMS INC COM 458334109 2,031 111,000 SH DEFINED 4 111,000
INTER PARFUMS INC COM 458334109 1,927 105,300 SH DEFINED 1,2,3 105,300
INTUIT COM 461202103 295,747 5,022,876 SH DEFINED 4 5,022,876
INTUIT COM 461202103 248,038 4,212,606 SH DEFINED 1,2,3 4,212,606
INTUITIVE SURGICAL INC COM NEW 46120E602 25,376 51,200 SH DEFINED 4 51,200
INTUITIVE SURGICAL INC COM NEW 46120E602 16,306 32,900 SH DEFINED 1,2,3 32,900
IRONWOOD PHARMACEUTICALS
INC COM CL A 46333X108 13,269 1,038,295 SH DEFINED 4 1,038,295
IRONWOOD PHARMACEUTICALS
INC COM CL A 46333X108 27,953 2,187,220 SH DEFINED 1,2,3 2,187,220
ISIS PHARMACEUTICALS INC COM 464330109 12,604 895,800 SH DEFINED 4 895,800
ISIS PHARMACEUTICALS INC COM 464330109 23,092 1,641,200 SH DEFINED 1,2,3 1,641,200
COM PAR
JDS UNIPHASE CORP $0.001 46612J507 2,587 208,900 SH DEFINED 4 208,900
COM PAR
JDS UNIPHASE CORP $0.001 46612J507 2,406 194,300 SH DEFINED 1,2,3 194,300
J P MORGAN CHASE & CO COM 46625H100 57,198 1,413,000 SH DEFINED 4 1,413,000
J P MORGAN CHASE & CO COM 46625H100 287,734 7,108,053 SH DEFINED 1,2,3 7,108,053
NOTE
JINKOSOLAR HLDG CO LTD 4.000% 5/1 47759TAA8 3,600 9,230,000 PRN DEFINED 4 9,230,000
NOTE
JINKOSOLAR HLDG CO LTD 4.000% 5/1 47759TAA8 6,989 17,920,000 PRN DEFINED 1,2,3 17,920,000
JOHNSON & JOHNSON COM 478160104 26,274 381,275 SH DEFINED 4 381,275
JOHNSON & JOHNSON COM 478160104 122,712 1,780,760 SH DEFINED 1,2,3 1,780,760
JONES GROUP INC COM 48020T101 4,592 356,800 SH DEFINED 4 356,800
JONES GROUP INC COM 48020T101 4,408 342,500 SH DEFINED 1,2,3 342,500
KLA-TENCOR CORP COM 482480100 5,858 122,800 SH DEFINED 4 122,800
KLA-TENCOR CORP COM 482480100 10,629 222,800 SH DEFINED 1,2,3 222,800
KKR & CO L P DEL COM UNITS 48248M102 195,185 12,917,600 SH DEFINED 4 12,917,600
KKR & CO L P DEL COM UNITS 48248M102 32,314 2,138,590 SH DEFINED 1,2,3 2,138,590
KANSAS CITY SOUTHERN COM NEW 485170302 47,459 626,280 SH DEFINED 4 626,280
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
KANSAS CITY SOUTHERN COM NEW 485170302 248,112 3,274,104 SH DEFINED 1,2,3 3,274,104
KELLOGG CO COM 487836108 3,616 70,000 SH DEFINED 1,2,3 70,000
KFORCE INC COM 493732101 6,868 582,500 SH DEFINED 4 582,500
KFORCE INC COM 493732101 6,475 549,200 SH DEFINED 1,2,3 549,200
KINDER MORGAN MANAGEMENT
LLC SHS 49455U100 3,723 48,725 SH DEFINED 4 48,725
KINDER MORGAN MANAGEMENT
LLC SHS 49455U100 16,667 218,151 SH DEFINED 1,2,3 218,151
KINDER MORGAN INC DEL COM 49456B101 2,050 57,723 SH DEFINED 4 57,723
KINDER MORGAN INC DEL COM 49456B101 5,081 143,045 SH DEFINED 1,2,3 143,045
KRAFT FOODS INC CL A 50075N104 7,236 175,000 SH DEFINED 1,2,3 175,000
LKQ CORP COM 501889208 40,498 2,189,100 SH DEFINED 4 2,189,100
LKQ CORP COM 501889208 25,761 1,392,500 SH DEFINED 1,2,3 1,392,500
LAM RESEARCH CORP COM 512807108 42,089 1,324,167 SH DEFINED 4 1,324,167
LAM RESEARCH CORP COM 512807108 42,067 1,323,474 SH DEFINED 1,2,3 1,323,474
LANDSTAR SYS INC COM 515098101 16,089 340,300 SH DEFINED 4 340,300
LANDSTAR SYS INC COM 515098101 15,219 321,900 SH DEFINED 1,2,3 321,900
LAREDO PETE HLDGS INC COM 516806106 4,017 182,750 SH DEFINED 4 182,750
LAREDO PETE HLDGS INC COM 516806106 4,614 209,900 SH DEFINED 1,2,3 209,900
LAS VEGAS SANDS CORP COM 517834107 42,630 919,335 SH DEFINED 4 919,335
LAS VEGAS SANDS CORP COM 517834107 180,010 3,882,032 SH DEFINED 1,2,3 3,882,032
LAUDER ESTEE COS INC CL A 518439104 33,192 539,088 SH DEFINED 4 539,088
LAUDER ESTEE COS INC CL A 518439104 218,268 3,545,032 SH DEFINED 1,2,3 3,545,032
LEXINGTON REALTY TRUST COM 529043101 5,611 580,900 SH DEFINED 4 580,900
LEXINGTON REALTY TRUST COM 529043101 5,343 553,100 SH DEFINED 1,2,3 553,100
LIFE TIME FITNESS INC COM 53217R207 1,421 31,075 SH DEFINED 4 31,075
LIFE TIME FITNESS INC COM 53217R207 24,462 534,800 SH DEFINED 1,2,3 534,800
LIFEPOINT HOSPITALS INC COM 53219L109 13,313 311,200 SH DEFINED 4 311,200
LIFEPOINT HOSPITALS INC COM 53219L109 12,612 294,800 SH DEFINED 1,2,3 294,800
LILLY ELI & CO COM 532457108 1,799 37,950 SH DEFINED 4 37,950
LILLY ELI & CO COM 532457108 5,789 122,100 SH DEFINED 1,2,3 122,100
LIMITED BRANDS INC COM 532716107 27,163 551,430 SH DEFINED 4 551,430
LIMITED BRANDS INC COM 532716107 103,508 2,101,257 SH DEFINED 1,2,3 2,101,257
LITHIA MTRS INC CL A 536797103 2,012 60,400 SH DEFINED 4 60,400
LITHIA MTRS INC CL A 536797103 7,607 228,380 SH DEFINED 1,2,3 228,380
LOGMEIN INC COM 54142L109 1,619 72,181 SH DEFINED 4 72,181
LOGMEIN INC COM 54142L109 15,651 697,755 SH DEFINED 1,2,3 697,755
LOUISIANA PAC CORP COM 546347105 3,504 280,300 SH DEFINED 4 280,300
LOUISIANA PAC CORP COM 546347105 3,366 269,300 SH DEFINED 1,2,3 269,300
LOWES COS INC COM 548661107 2,413 79,800 SH DEFINED 4 79,800
LOWES COS INC COM 548661107 13,962 461,700 SH DEFINED 1,2,3 461,700
M D C HLDGS INC COM 552676108 9,187 238,550 SH DEFINED 4 238,550
M D C HLDGS INC COM 552676108 18,142 471,100 SH DEFINED 1,2,3 471,100
MACYS INC COM 55616P104 4,210 111,900 SH DEFINED 4 111,900
MACYS INC COM 55616P104 20,054 533,070 SH DEFINED 1,2,3 533,070
MANITOWOC INC COM 563571108 4,340 325,300 SH DEFINED 4 325,300
MANITOWOC INC COM 563571108 10,510 787,830 SH DEFINED 1,2,3 787,830
MARATHON OIL CORP COM 565849106 4,852 164,100 SH DEFINED 4 164,100
MARATHON OIL CORP COM 565849106 28,194 953,455 SH DEFINED 1,2,3 953,455
MARATHON PETE CORP COM 56585A102 6,354 116,400 SH DEFINED 4 116,400
MARATHON PETE CORP COM 56585A102 32,713 599,250 SH DEFINED 1,2,3 599,250
MARKWEST ENERGY PARTNERS UNIT LTD
L P PARTN 570759100 11,893 218,550 SH DEFINED 4 218,550
MARKWEST ENERGY PARTNERS UNIT LTD
L P PARTN 570759100 48,995 900,305 SH DEFINED 1,2,3 900,305
MARTEN TRANS LTD COM 573075108 3,314 188,600 SH DEFINED 4 188,600
MARTEN TRANS LTD COM 573075108 3,178 180,900 SH DEFINED 1,2,3 180,900
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
MARTIN MARIETTA MATLS INC COM 573284106 47,895 577,950 SH DEFINED 4 577,950
MARTIN MARIETTA MATLS INC COM 573284106 19,416 234,300 SH DEFINED 1,2,3 234,300
MASTERCARD INC CL A 57636Q104 92,793 205,530 SH DEFINED 4 205,530
MASTERCARD INC CL A 57636Q104 413,457 915,781 SH DEFINED 1,2,3 915,781
MCDERMOTT INTL INC COM 580037109 7,006 573,300 SH DEFINED 4 573,300
MCDERMOTT INTL INC COM 580037109 6,744 551,900 SH DEFINED 1,2,3 551,900
MCDONALDS CORP COM 580135101 24,993 272,405 SH DEFINED 4 272,405
MCDONALDS CORP COM 580135101 200,207 2,182,098 SH DEFINED 1,2,3 2,182,098
MCKESSON CORP COM 58155Q103 3,011 35,000 SH DEFINED 4 35,000
MCKESSON CORP COM 58155Q103 17,553 204,036 SH DEFINED 1,2,3 204,036
MEAD JOHNSON NUTRITION CO COM 582839106 71,731 978,864 SH DEFINED 4 978,864
MEAD JOHNSON NUTRITION CO COM 582839106 257,549 3,514,585 SH DEFINED 1,2,3 3,514,585
MERCADOLIBRE INC COM 58733R102 13,510 163,663 SH DEFINED 4 163,663
MERCK & CO INC NEW COM 58933Y105 7,963 176,570 SH DEFINED 4 176,570
MERCK & CO INC NEW COM 58933Y105 12,838 284,650 SH DEFINED 1,2,3 284,650
METLIFE INC COM 59156R108 4,818 139,800 SH DEFINED 4 139,800
METLIFE INC COM 59156R108 27,930 810,500 SH DEFINED 1,2,3 810,500
METTLER TOLEDO INTERNATIONAL COM 592688105 37,648 220,500 SH DEFINED 4 220,500
METTLER TOLEDO INTERNATIONAL COM 592688105 21,863 128,050 SH DEFINED 1,2,3 128,050
MICROS SYS INC COM 594901100 20,762 422,675 SH DEFINED 4 422,675
MICROS SYS INC COM 594901100 61,531 1,252,671 SH DEFINED 1,2,3 1,252,671
MICROCHIP TECHNOLOGY INC COM 595017104 101,752 3,107,883 SH DEFINED 4 3,107,883
MICROCHIP TECHNOLOGY INC COM 595017104 248,969 7,604,422 SH DEFINED 1,2,3 7,604,422
MICRON TECHNOLOGY INC COM 595112103 56,633 9,462,500 SH DEFINED 4 9,462,500
MICRON TECHNOLOGY INC COM 595112103 100,097 16,724,600 SH DEFINED 1,2,3 16,724,600
NOTE
MICRO TECHNOLOGY INC 1.500% 8/0 595112AQ6 2,888 3,211,000 PRN DEFINED 1,2,3 3,211,000
NOTE
MICRO TECHNOLOGY INC 1.875% 8/0 595112AR4 809 919,000 PRN DEFINED 1,2,3 919,000
MONSANTO CO NEW COM 61166W101 127,656 1,402,509 SH DEFINED 4 1,402,509
MONSANTO CO NEW COM 61166W101 511,903 5,624,069 SH DEFINED 1,2,3 5,624,069
MOSAIC CO NEW COM 61945C103 19,590 340,050 SH DEFINED 4 340,050
MOSAIC CO NEW COM 61945C103 41,651 722,990 SH DEFINED 1,2,3 722,990
NANOMETRICS INC COM 630077105 8,709 630,600 SH DEFINED 4 630,600
NANOMETRICS INC COM 630077105 16,312 1,181,192 SH DEFINED 1,2,3 1,181,192
NATIONAL OILWELL VARCO
INC COM 637071101 105,465 1,316,502 SH DEFINED 4 1,316,502
NATIONAL OILWELL VARCO
INC COM 637071101 383,591 4,788,302 SH DEFINED 1,2,3 4,788,302
NATURAL GROCERS BY
VITAMIN C COM 63888U108 1,095 49,070 SH DEFINED 1,2,3 49,070
NEOGEN CORP COM 640491106 989 23,153 SH DEFINED 4 23,153
NEOGEN CORP COM 640491106 9,526 223,100 SH DEFINED 1,2,3 223,100
NETSUITE INC COM 64118Q107 16,525 259,015 SH DEFINED 4 259,015
NETSUITE INC COM 64118Q107 15,465 242,400 SH DEFINED 1,2,3 242,400
NETSPEND HLDGS INC COM 64118V106 10,787 1,097,400 SH DEFINED 4 1,097,400
NETSPEND HLDGS INC COM 64118V106 20,748 2,110,631 SH DEFINED 1,2,3 2,110,631
NEWS CORP CL A 6.52E+108 254,008 10,355,000 SH DEFINED 4 10,355,000
NEWS CORP CL A 6.52E+108 53,823 2,194,160 SH DEFINED 1,2,3 2,194,160
NEWS CORP CL B 6.52E+207 11,505 463,900 SH DEFINED 4 463,900
NEWS CORP CL B 6.52E+207 95,145 3,836,510 SH DEFINED 1,2,3 3,836,510
NIKE INC CL B 654106103 10,267 108,180 SH DEFINED 4 108,180
NIKE INC CL B 654106103 75,196 792,292 SH DEFINED 1,2,3 792,292
NOBLE ENERGY INC COM 655044105 14,312 154,375 SH DEFINED 4 154,375
NOBLE ENERGY INC COM 655044105 110,977 1,197,033 SH DEFINED 1,2,3 1,197,033
NORDSTROM INC COM 655664100 38,107 690,600 SH DEFINED 4 690,600
NORDSTROM INC COM 655664100 23,871 432,600 SH DEFINED 1,2,3 432,600
NORTEK INC COM NEW 656559309 821 15,000 SH DEFINED 4 15,000
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
NORTHERN TR CORP COM 665859104 62,605 1,348,820 SH DEFINED 4 1,348,820
NORTHERN TR CORP COM 665859104 45,995 990,950 SH DEFINED 1,2,3 990,950
NUANCE COMMUNICATIONS
INC COM 67020Y100 9,473 380,600 SH DEFINED 4 380,600
NUANCE COMMUNICATIONS
INC COM 67020Y100 17,351 697,100 SH DEFINED 1,2,3 697,100
NUVASIVE INC COM 670704105 10,342 451,415 SH DEFINED 1,2,3 451,415
O REILLY AUTOMOTIVE INC
NEW COM 67103H107 4,158 49,725 SH DEFINED 4 49,725
O REILLY AUTOMOTIVE INC
NEW COM 67103H107 26,450 316,310 SH DEFINED 1,2,3 316,310
OSI SYSTEMS INC COM 671044105 21,441 275,445 SH DEFINED 4 275,445
OSI SYSTEMS INC COM 671044105 38,381 493,070 SH DEFINED 1,2,3 493,070
UNIT
OAKTREE CAP GROUP LLC 99/99/9999 674001201 14,614 356,450 SH DEFINED 4 356,450
UNIT
OAKTREE CAP GROUP LLC 99/99/9999 674001201 9,371 228,550 SH DEFINED 1,2,3 228,550
OASIS PETE INC NEW COM 674215108 9,420 319,650 SH DEFINED 4 319,650
OASIS PETE INC NEW COM 674215108 10,474 355,400 SH DEFINED 1,2,3 355,400
OCCIDENTAL PETE CORP DEL COM 674599105 372,827 4,332,175 SH DEFINED 4 4,332,175
OCCIDENTAL PETE CORP DEL COM 674599105 73,129 849,750 SH DEFINED 1,2,3 849,750
OMNICELL INC COM 68213N109 6,018 432,963 SH DEFINED 1,2,3 432,963
OPENTABLE INC COM 68372A104 1,953 46,955 SH DEFINED 4 46,955
OPENTABLE INC COM 68372A104 25,862 621,690 SH DEFINED 1,2,3 621,690
ORACLE CORP COM 68389X105 25,564 811,810 SH DEFINED 4 811,810
ORACLE CORP COM 68389X105 114,179 3,625,891 SH DEFINED 1,2,3 3,625,891
PDC ENERGY INC COM 69327R101 2,606 82,400 SH DEFINED 4 82,400
PDC ENERGY INC COM 69327R101 2,499 79,000 SH DEFINED 1,2,3 79,000
PC&E CORP COM 69331C108 6,712 157,300 SH DEFINED 4 157,300
PC&E CORP COM 69331C108 29,903 700,800 SH DEFINED 1,2,3 700,800
PNC FINL SVCS GROUP INC COM 693475105 10,702 169,600 SH DEFINED 4 169,600
PNC FINL SVCS GROUP INC COM 693475105 19,529 309,500 SH DEFINED 1,2,3 309,500
PPL CORP COM 69351T106 12,536 431,530 SH DEFINED 4 431,530
PPL CORP COM 69351T106 17,216 592,617 SH DEFINED 1,2,3 592,617
PALL CORP COM 696429307 100,188 1,578,018 SH DEFINED 4 1,578,018
PALL CORP COM 696429307 241,309 3,800,733 SH DEFINED 1,2,3 3,800,733
PANERA BREAD CO CL A 69840W108 24,850 145,415 SH DEFINED 4 145,415
PANERA BREAD CO CL A 69840W108 59,777 349,800 SH DEFINED 1,2,3 349,800
PARKER HANNIFIN CORP COM 701094104 3,126 37,400 SH DEFINED 4 37,400
PARKER HANNIFIN CORP COM 701094104 18,195 217,700 SH DEFINED 1,2,3 217,700
PATTERSON UTI ENERGY INC COM 703481101 28,811 1,818,900 SH DEFINED 4 1,818,900
PATTERSON UTI ENERGY INC COM 703481101 24,542 1,549,400 SH DEFINED 1,2,3 1,549,400
PAYCHEX INC COM 704326107 6,295 189,090 SH DEFINED 4 189,090
PAYCHEX INC COM 704326107 11,169 335,500 SH DEFINED 1,2,3 335,500
PEABODY ENERGY CORP COM 704549104 1,053 47,250 SH DEFINED 4 47,250
PEABODY ENERGY CORP COM 704549104 2,572 115,400 SH DEFINED 1,2,3 115,400
PENNEY J C INC COM 708160106 1,850 76,150 SH DEFINED 4 76,150
PENNEY J C INC COM 708160106 15,532 639,445 SH DEFINED 1,2,3 639,445
PENTAIR INC COM 709631105 36,792 826,600 SH DEFINED 4 826,600
PENTAIR INC COM 709631105 93,565 2,102,105 SH DEFINED 1,2,3 2,102,105
PEPSICO INC COM 713448108 161 2,270 SH DEFINED 4 2,270
PEPSICO INC COM 713448108 20,825 294,260 SH DEFINED 1,2,3 294,260
PETSMART INC COM 716768106 39,519 572,900 SH DEFINED 4 572,900
PETSMART INC COM 716768106 26,116 378,600 SH DEFINED 1,2,3 378,600
PFIZER INC COM 717081103 676,303 27,215,430 SH DEFINED 4 27,215,430
PFIZER INC COM 717081103 283,229 11,397,544 SH DEFINED 1,2,3 11,397,544
PHILIP MORRIS INTL INC COM 718172109 700,447 7,787,934 SH DEFINED 4 7,787,934
PHILIP MORRIS INTL INC COM 718172109 582,825 6,480,153 SH DEFINED 1,2,3 6,480,153
PHILLIPS 66 COM 718546104 416,689 8,986,180 SH DEFINED 4 8,986,180
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
PHILLIPS 66 COM 718546104 171,706 3,702,960 SH DEFINED 1,2,3 3,702,960
PHOTRONICS INC COM 719405102 10,629 1,979,400 SH DEFINED 4 1,979,400
PHOTRONICS INC COM 719405102 18,671 3,476,834 SH DEFINED 1,2,3 3,476,834
NOTE
PHOTRONICS INC 3.250% 4/0 719405AH5 1,114 1,145,000 PRN DEFINED 1,2,3 1,145,000
PINNACLE ENTMT INC COM 723456109 1,415 115,500 SH DEFINED 1,2,3 115,500
PIONEER NAT RES CO COM 723787107 1,279 12,250 SH DEFINED 4 12,250
PIONEER NAT RES CO COM 723787107 3,132 30,000 SH DEFINED 1,2,3 30,000
UNIT LTD
PLAINS ALL AMERN PIPELINE L PARTN 726503105 4,701 53,300 SH DEFINED 4 53,300
UNIT LTD
PLAINS ALL AMERN PIPELINE L PARTN 726503105 27,439 311,100 SH DEFINED 1,2,3 311,100
PLAINS EXPL& PRODTN CO COM 726505100 1,019 27,200 SH DEFINED 4 27,200
PLAINS EXPL& PRODTN CO COM 726505100 2,516 67,150 SH DEFINED 1,2,3 67,150
POLARIS INDS INC COM 731068102 5,459 67,500 SH DEFINED 4 67,500
POLARIS INDS INC COM 731068102 45,570 563,500 SH DEFINED 1,2,3 563,500
POLYPORE INTL INC COM 73179V103 46,321 1,310,345 SH DEFINED 4 1,310,345
POLYPORE INTL INC COM 73179V103 30,768 870,370 SH DEFINED 1,2,3 870,370
POOL CORPORATION COM 73278L105 9,796 235,600 SH DEFINED 4 235,600
POOL CORPORATION COM 73278L105 9,143 219,900 SH DEFINED 1,2,3 219,900
PORTFOLIO RECOVERY ASSOCS
IN COM 73640Q105 27,358 261,976 SH DEFINED 4 261,976
PORTFOLIO RECOVERY ASSOCS
IN COM 73640Q105 83,086 795,619 SH DEFINED 1,2,3 795,619
POTASH CORP SASK INC COM 73755L107 17,980 414,100 SH DEFINED 4 414,100
POTASH CORP SASK INC COM 73755L107 7,559 174,100 SH DEFINED 1,2,3 174,100
POWER INTEGRATIONS INC COM 739276103 6,074 199,600 SH DEFINED 4 199,600
POWER INTEGRATIONS INC COM 739276103 5,690 187,000 SH DEFINED 1,2,3 187,000
POWER ONE INC NEW COM 73930R102 6,674 1,191,800 SH DEFINED 4 1,191,800
POWER ONE INC NEW COM 73930R102 39,265 7,011,600 SH DEFINED 1,2,3 7,011,600
PRECISION CASTPARTS CORP COM 740189105 80,732 494,256 SH DEFINED 4 494,256
PRECISION CASTPARTS CORP COM 740189105 444,085 2,718,779 SH DEFINED 1,2,3 2,718,779
PRICE T ROWE GROUP INC COM 74144T108 32,906 519,836 SH DEFINED 4 519,836
PRICE T ROWE GROUP INC COM 74144T108 128,292 2,026,733 SH DEFINED 1,2,3 2,026,733
PROCERA NETWORKS INC COM NEW 74269U203 4,035 171,700 SH DEFINED 4 171,700
PROCERA NETWORKS INC COM NEW 74269U203 3,758 159,900 SH DEFINED 1,2,3 159,900
PROTO LABS INC COM 743713109 1,317 38,938 SH DEFINED 4 38,938
PROTO LABS INC COM 743713109 12,946 382,800 SH DEFINED 1,2,3 382,800
QLIK TECHNOLOGIES INC COM 74733T105 12,590 561,800 SH DEFINED 4 561,800
QLIK TECHNOLOGIES INC COM 74733T105 11,866 529,500 SH DEFINED 1,2,3 529,500
QUALCOMM INC COM 747525103 52,983 847,865 SH DEFINED 4 847,865
QUALCOMM INC COM 747525103 180,292 2,885,137 SH DEFINED 1,2,3 2,885,137
QUIKSILVER INC COM 74838C106 3,557 1,071,500 SH DEFINED 4 1,071,500
QUIKSILVER INC COM 74838C106 3,325 1,001,400 SH DEFINED 1,2,3 1,001,400
RPM INTL INC COM 749685103 2,654 93,000 SH DEFINED 4 93,000
RPM INTL INC COM 749685103 2,551 89,400 SH DEFINED 1,2,3 89,400
RALPH LAUREN CORP CL A 751212101 9,399 62,150 SH DEFINED 4 62,150
RALPH LAUREN CORP CL A 751212101 80,176 530,158 SH DEFINED 1,2,3 530,158
RAVEN INDS INC COM 754212108 1,332 45,256 SH DEFINED 4 45,256
RAVEN INDS INC COM 754212108 12,843 436,400 SH DEFINED 1,2,3 436,400
RED HAT INC COM 756577102 13,788 242,150 SH DEFINED 4 242,150
RED HAT INC COM 756577102 9,387 164,850 SH DEFINED 1,2,3 164,850
COM UNITS
REGENCY ENERGY PARTNERS L P L P 75885Y107 8,495 364,300 SH DEFINED 4 364,300
COM UNITS
REGENCY ENERGY PARTNERS L P L P 75885Y107 28,831 1,236,315 SH DEFINED 1,2,3 1,236,315
REINSURANCE GROUP AMER INC COM NEW 759351604 5,324 92,000 SH DEFINED 4 92,000
REINSURANCE GROUP AMER INC COM NEW 759351604 5,116 88,400 SH DEFINED 1,2,3 88,400
RENTECH NITROGEN PARTNERS L COM UNIT 760113100 2,585 66,700 SH DEFINED 1,2,3 66,700
SPONSORED
RIO TINTO PLC ADR 767204100 3,516 75,200 SH DEFINED 4 75,200
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
SPONSORED
RIO TINTO PLC ADR 767204100 11,461 245,100 SH DEFINED 1,2,3 245,100
RIVERBED TECHNOLOGY INC COM 768573107 27,604 1,186,250 SH DEFINED 4 1,186,250
RIVERBED TECHNOLOGY INC COM 768573107 19,859 853,400 SH DEFINED 1,2,3 853,400
ROPER INDS INC NEW COM 776696106 24,588 223,750 SH DEFINED 4 223,750
ROPER INDS INC NEW COM 776696106 18,055 164,300 SH DEFINED 1,2,3 164,300
ROSETTA RESOURCES INC COM 777779307 6,467 135,000 SH DEFINED 4 135,000
ROSETTA RESOURCES INC COM 777779307 6,040 126,100 SH DEFINED 1,2,3 126,100
ROUNDYS INC COM 779268101 6,651 1,099,309 SH DEFINED 4 1,099,309
ROUNDYS INC COM 779268101 4,201 694,400 SH DEFINED 1,2,3 694,400
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,763 25,400 SH DEFINED 4 25,400
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 5,744 82,750 SH DEFINED 1,2,3 82,750
RUSH ENTERPRISES INC CL A 781846209 1,140 59,200 SH DEFINED 4 59,200
RUSH ENTERPRISES INC CL A 781846209 1,065 55,300 SH DEFINED 1,2,3 55,300
SBA COMMUNICATIONS CORP COM 78388J106 5,214 82,900 SH DEFINED 1,2,3 82,900
SPDR GOLD TRUST GOLD SHS 78463V107 6,356 36,950 SH DEFINED 1,2,3 36,950
SS&C TECHNOLOGIES HLDGS
INC COM 78467J100 8,304 329,400 SH DEFINED 4 329,400
SS&C TECHNOLOGIES HLDGS
INC COM 78467J100 7,760 307,800 SH DEFINED 1,2,3 307,800
SVB FINL GROUP COM 78486Q101 26,596 439,900 SH DEFINED 4 439,900
SVB FINL GROUP COM 78486Q101 24,855 411,100 SH DEFINED 1,2,3 411,100
SAFEGUARD SCIENTIFICS INC COM NEW 786449207 7,476 476,500 SH DEFINED 4 476,500
SAFEGUARD SCIENTIFICS INC COM NEW 786449207 6,979 444,800 SH DEFINED 1,2,3 444,800
ST JUDE MED INC COM 790849103 32,404 769,150 SH DEFINED 4 769,150
ST JUDE MED INC COM 790849103 21,044 499,500 SH DEFINED 1,2,3 499,500
SALIX PHARMACEUTICALS INC COM 795435106 7,675 181,270 SH DEFINED 1,2,3 181,270
SAPIENT CORP COM 803062108 2,521 236,487 SH DEFINED 4 236,487
SAPIENT CORP COM 803062108 24,313 2,280,800 SH DEFINED 1,2,3 2,280,800
SCHEIN HENRY INC COM 806407102 55,283 697,400 SH DEFINED 4 697,400
SCHEIN HENRY INC COM 806407102 47,304 596,750 SH DEFINED 1,2,3 596,750
SCHLUMBERGER LTD COM 806857108 110,689 1,530,336 SH DEFINED 4 1,530,336
SCHLUMBERGER LTD COM 806857108 426,537 5,897,097 SH DEFINED 1,2,3 5,897,097
SCOTTS MIRACLE GRO CO CL A 810186106 13,119 301,800 SH DEFINED 4 301,800
SCOTTS MIRACLE GRO CO CL A 810186106 8,520 196,000 SH DEFINED 1,2,3 196,000
SCRIPPS E W CO OHIO CL A NEW 811054402 4,442 417,061 SH DEFINED 4 417,061
SCRIPPS E W CO OHIO CL A NEW 811054402 4,276 401,500 SH DEFINED 1,2,3 401,500
SELECT COMFORT CORP COM 81616X103 10,980 348,020 SH DEFINED 1,2,3 348,020
SEMTECH CORP COM 8.17E+08 14,383 571,900 SH DEFINED 4 571,900
SEMTECH CORP COM 816850101 13,570 539,561 SH DEFINED 1,2,3 539,561
SERVICENOW INC COM 81762P102 17,768 459,350 SH DEFINED 4 459,350
SERVICENOW INC COM 81762P102 11,857 306,550 SH DEFINED 1,2,3 306,550
SHERWIN WILLIAMS CO COM 824348106 8,600 57,750 SH DEFINED 4 57,750
SHERWIN WILLIAMS CO COM 824348106 72,777 488,729 SH DEFINED 1,2,3 488,729
SIGNATURE BK NEW YORK N Y COM 82669G104 70,723 1,054,306 SH DEFINED 4 1,054,306
SIGNATURE BK NEW YORK N Y COM 82669G104 56,548 843,000 SH DEFINED 1,2,3 843,000
SKULLCANDY INC COM 83083J104 16,468 1,197,650 SH DEFINED 4 1,197,650
SKULLCANDY INC COM 83083J104 13,820 1,005,100 SH DEFINED 1,2,3 1,005,100
SMITH A O COM 831865209 6,348 110,330 SH DEFINED 1,2,3 110,330
SOLERA HOLDINGS INC COM 83421A104 38,157 869,765 SH DEFINED 4 869,765
SOLERA HOLDINGS INC COM 83421A104 34,679 790,500 SH DEFINED 1,2,3 790,500
SOUTHWEST AIRLS CO COM 844741108 4,166 475,000 SH DEFINED 1,2,3 475,000
SOUTHWEST GAS CORP COM 8.45E+08 5,324 120,458 SH DEFINED 4 120,458
SOUTHWEST GAS CORP COM 8.45E+08 5,159 116,728 SH DEFINED 1,2,3 116,728
SOUTHWESTERN ENERGY CO COM 845467109 3,669 105,500 SH DEFINED 4 105,500
SOUTHWESTERN ENERGY CO COM 845467109 19,353 556,450 SH DEFINED 1,2,3 556,450
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
COM CL A
SPANSION INC NEW 84649R200 10,846 909,900 SH DEFINED 4 909,900
COM CL A
SPANSION INC NEW 84649R200 17,466 1,465,300 SH DEFINED 1,2,3 1,465,300
SPREADTRUM COMMUNICATIONS
IN ADR 8.49E+08 18,134 882,000 SH DEFINED 4 882,000
SPREADTRUM COMMUNICATIONS
IN ADR 8.49E+08 34,882 1,696,600 SH DEFINED 1,2,3 1,696,600
SPRINT NEXTEL CORP COM SER 1 852061100 38,165 6,913,900 SH DEFINED 4 6,913,900
SPRINT NEXTEL CORP COM SER 1 8.52E+08 65,968 11,950,784 SH DEFINED 1,2,3 11,950,784
STARBUCKS CORP COM 8.55E+08 424,967 8,373,730 SH DEFINED 4 8,373,730
STARBUCKS CORP COM 855244109 336,275 6,626,107 SH DEFINED 1,2,3 6,626,107
STARWOOD HOTELS&RESORTS
WRLD COM 85590A401 456,407 7,874,515 SH DEFINED 4 7,874,515
STARWOOD HOTELS&RESORTS
WRLD COM 85590A401 104,407 1,801,364 SH DEFINED 1,2,3 1,801,364
STERICYCLE INC COM 858912108 38,390 424,100 SH DEFINED 4 424,100
STERICYCLE INC COM 858912108 61,171 675,771 SH DEFINED 1,2,3 675,771
STIFEL FINL CORP COM 860630102 5,815 173,070 SH DEFINED 1,2,3 173,070
STRATASYS COM 862685104 1,933 35,530 SH DEFINED 4 35,530
STRATASYS COM 862685104 18,621 342,294 SH DEFINED 1,2,3 342,294
STRATEGIC HOTELS & RESORTS I COM 86272T106 11,266 1,874,500 SH DEFINED 4 1,874,500
STRATEGIC HOTELS & RESORTS I COM 86272T106 10,603 1,764,200 SH DEFINED 1,2,3 1,764,200
STURM RUGER & CO INC COM 864159108 4,226 85,390 SH DEFINED 1,2,3 85,390
UNIT LTD
SUBURBAN PROPANE PARTNERS L PARTN 864482104 916 22,142 SH DEFINED 1,2,3 22,142
SUNCOR ENERGY INC NEW COM 867224107 1,459 44,400 SH DEFINED 4 44,400
SUNCOR ENERGY INC NEW COM 867224107 3,591 109,300 SH DEFINED 1,2,3 109,300
SUNTRUST BKS INC COM 867914103 2,033 71,900 SH DEFINED 4 71,900
SUNTRUST BKS INC COM 867914103 11,868 419,800 SH DEFINED 1,2,3 419,800
SUPERIOR ENERGY SVCS INC COM 868157108 1,524 74,250 SH DEFINED 4 74,250
SUPERIOR ENERGY SVCS INC COM 868157108 8,526 415,510 SH DEFINED 1,2,3 415,510
SYNCHRONOSS TECHNOLOGIES
INC COM 87157B103 11,255 491,500 SH DEFINED 4 491,500
SYNCHRONOSS TECHNOLOGIES
INC COM 87157B103 15,160 661,990 SH DEFINED 1,2,3 661,990
THL CR INC COM 872438106 3,703 263,900 SH DEFINED 4 263,900
THL CR INC COM 8.72E+08 3,498 249,300 SH DEFINED 1,2,3 249,300
TARGET CORP COM 8.76E+110 19,374 305,250 SH DEFINED 4 305,250
TARGET CORP COM 8.76E+110 133,765 2,107,528 SH DEFINED 1,2,3 2,107,528
TARGA RES CORP COM 87612G101 1,264 25,100 SH DEFINED 4 25,100
TARGA RES CORP COM 87612G101 13,499 268,150 SH DEFINED 1,2,3 268,150
TEAM INC COM 878155100 11,651 365,800 SH DEFINED 4 365,800
TEAM INC COM 878155100 10,848 340,600 SH DEFINED 1,2,3 340,600
TEAM HEALTH HOLDINGS INC COM 87817A107 1,281 47,200 SH DEFINED 4 47,200
TEAM HEALTH HOLDINGS INC COM 87817A107 1,226 45,200 SH DEFINED 1,2,3 45,200
SPONSORED
TELEFONICA BRASIL SA ADR 87936R106 2,147 98,770 SH DEFINED 4 98,770
SPONSORED
TENARIS S A ADR 88031M109 893 21,900 SH DEFINED 4 21,900
SPONSORED
TENARIS S A ADR 88031M109 2,181 53,500 SH DEFINED 1,2,3 53,500
TENET HEALTHCARE CORP COM 88033G100 50,110 7,992,000 SH DEFINED 4 7,992,000
TENET HEALTHCARE CORP COM 88033G100 88,035 14,040,700 SH DEFINED 1,2,3 14,040,700
TERADATA CORP DEL COM 88076W103 47,041 623,800 SH DEFINED 4 623,800
TERADATA CORP DEL COM 88076W103 33,207 440,350 SH DEFINED 1,2,3 440,350
TERADYNE INC COM 880770102 3,532 248,400 SH DEFINED 4 248,400
TERADYNE INC COM 880770102 3,420 240,500 SH DEFINED 1,2,3 240,500
TEVA PHARMACEUTICAL INDS
LTD ADR 881624209 28,846 696,600 SH DEFINED 4 696,600
TEVA PHARMACEUTICAL INDS
LTD ADR 881624209 51,143 1,235,040 SH DEFINED 1,2,3 1,235,040
THORATEC CORP COM NEW 885175307 4,633 133,900 SH DEFINED 4 133,900
THORATEC CORP COM NEW 885175307 4,315 124,700 SH DEFINED 1,2,3 124,700
TILLYS INC CL A 886885102 3,021 164,800 SH DEFINED 4 164,800
TILLYS INC CL A 886885102 4,322 235,800 SH DEFINED 1,2,3 235,800
TIME WARNER CABLE INC COM 88732J207 70,169 738,151 SH DEFINED 4 738,151
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
TIME WARNER CABLE INC COM 88732J207 310,317 3,264,431 SH DEFINED 1,2,3 3,264,431
TITAN MACHY INC COM 88830R101 3,301 162,771 SH DEFINED 1,2,3 162,771
TRAVELERS COMPANIES INC COM 8.94E+113 5,707 83,600 SH DEFINED 4 83,600
TRAVELERS COMPANIES INC COM 8.94E+113 11,734 171,900 SH DEFINED 1,2,3 171,900
TRIMBLE NAVIGATION LTD COM 896239100 49,071 1,029,610 SH DEFINED 4 1,029,610
TRIMBLE NAVIGATION LTD COM 896239100 33,874 710,744 SH DEFINED 1,2,3 710,744
TRIUMPH GROUP INC NEW COM 896818101 7,954 127,200 SH DEFINED 4 127,200
TRIUMPH GROUP INC NEW COM 896818101 7,647 122,300 SH DEFINED 1,2,3 122,300
SPONSORED
21VIANET GROUP INC ADR 90138A103 8,026 694,300 SH DEFINED 4 694,300
SPONSORED
21VIANET GROUP INC ADR 90138A103 14,827 1,282,600 SH DEFINED 1,2,3 1,282,600
II VI INC COM 902104108 5,105 268,400 SH DEFINED 4 268,400
II VI INC COM 902104108 4,755 250,000 SH DEFINED 1,2,3 250,000
TYLER TECHNOLOGIES INC COM 902252105 6,908 156,920 SH DEFINED 4 156,920
TYLER TECHNOLOGIES INC COM 902252105 30,777 699,170 SH DEFINED 1,2,3 699,170
UMB FINL CORP COM 902788108 27,845 572,000 SH DEFINED 4 572,000
UMB FINL CORP COM 902788108 20,492 420,950 SH DEFINED 1,2,3 420,950
UBIQUITI NETWORKS INC COM 90347A100 2,243 188,450 SH DEFINED 4 188,450
UBIQUITI NETWORKS INC COM 90347A100 221 18,550 SH DEFINED 1,2,3 18,550
ULTA SALON COSMETCS &
FRAG I COM 90384S303 48,334 501,883 SH DEFINED 4 501,883
ULTA SALON COSMETCS &
FRAG I COM 90384S303 34,848 361,850 SH DEFINED 1,2,3 361,850
ULTIMATE SOFTWARE GROUP
INC COM 90385D107 44,278 433,668 SH DEFINED 4 433,668
ULTIMATE SOFTWARE GROUP
INC COM 90385D107 70,441 689,922 SH DEFINED 1,2,3 689,922
ULTRA PETROLEUM CORP COM 903914109 26,139 1,189,197 SH DEFINED 4 1,189,197
ULTRA PETROLEUM CORP COM 903914109 8,172 371,800 SH DEFINED 1,2,3 371,800
UNDER ARMOUR INC CL A 904311107 114,162 2,044,806 SH DEFINED 4 2,044,806
UNDER ARMOUR INC CL A 904311107 291,549 5,222,079 SH DEFINED 1,2,3 5,222,079
UNION PAC CORP COM 907818108 82,442 694,543 SH DEFINED 4 694,543
UNION PAC CORP COM 907818108 312,183 2,630,015 SH DEFINED 1,2,3 2,630,015
UNITED NAT FOODS INC COM 911163103 20,204 345,666 SH DEFINED 4 345,666
UNITED NAT FOODS INC COM 911163103 18,850 322,500 SH DEFINED 1,2,3 322,500
UNITED STATIONERS INC COM 913004107 5,282 203,000 SH DEFINED 4 203,000
UNITED STATIONERS INC COM 913004107 4,993 191,900 SH DEFINED 1,2,3 191,900
UNITEDHEALTH GROUP INC COM 91324P102 53,747 969,980 SH DEFINED 4 969,980
UNITEDHEALTH GROUP INC COM 91324P102 164,751 2,973,302 SH DEFINED 1,2,3 2,973,302
UNIVERSAL DISPLAY CORP COM 91347P105 7,883 229,300 SH DEFINED 4 229,300
UNIVERSAL DISPLAY CORP COM 91347P105 14,594 424,500 SH DEFINED 1,2,3 424,500
V F CORP COM 918204108 1,849 11,600 SH DEFINED 4 11,600
V F CORP COM 918204108 5,952 37,350 SH DEFINED 1,2,3 37,350
VAIL RESORTS INC COM 91879Q109 17,416 302,100 SH DEFINED 4 302,100
VAIL RESORTS INC COM 91879Q109 32,365 561,400 SH DEFINED 1,2,3 561,400
VALASSIS COMMUNICATIONS
INC COM 918866104 3,987 161,500 SH DEFINED 4 161,500
VALASSIS COMMUNICATIONS
INC COM 918866104 3,839 155,500 SH DEFINED 1,2,3 155,500
VANTIV INC CL A 92210H105 70,193 3,257,220 SH DEFINED 4 3,257,220
VANTIV INC CL A 92210H105 66,578 3,089,450 SH DEFINED 1,2,3 3,089,450
VARIAN MED SYS INC COM 92220P105 67,803 1,124,050 SH DEFINED 4 1,124,050
VARIAN MED SYS INC COM 92220P105 40,164 665,850 SH DEFINED 1,2,3 665,850
VASCULAR SOLUTIONS INC COM 92231M109 2,813 189,971 SH DEFINED 1,2,3 189,971
VERA BRADLEY INC COM 92335C106 5,247 220,000 SH DEFINED 1,2,3 220,000
VERIFONE HLDGS INC COM 92342Y109 20,425 733,400 SH DEFINED 4 733,400
VERIFONE HLDGS INC COM 92342Y109 35,055 1,258,700 SH DEFINED 1,2,3 1,258,700
VERTEX PHARMACEUTICALS INC COM 92532F100 48,923 874,400 SH DEFINED 4 874,400
VERTEX PHARMACEUTICALS INC COM 92532F100 89,212 1,594,500 SH DEFINED 1,2,3 1,594,500
VISA INC COM CL A 92826C839 82,296 612,870 SH DEFINED 4 612,870
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
VISA INC COM CL A 92826C839 328,262 2,444,605 SH DEFINED 1,2,3 2,444,605
VISTEON CORP COM NEW 92839U206 7,749 174,300 SH DEFINED 4 174,300
VISTEON CORP COM NEW 92839U206 7,398 166,400 SH DEFINED 1,2,3 166,400
VITAMIN SHOPPE INC COM 9.28E+105 5,832 100,000 SH DEFINED 1,2,3 100,000
VMWARE INC COM 928563402 20,655 213,510 SH DEFINED 4 213,510
VMWARE INC COM 928563402 73,389 758,617 SH DEFINED 1,2,3 758,617
VOCERA COMMUNICATIONS
INC COM 92857F107 897 29,008 SH DEFINED 4 29,008
VOCERA COMMUNICATIONS
INC COM 92857F107 11,604 375,410 SH DEFINED 1,2,3 375,410
VOLCANO CORPORATION COM 928645100 27,927 977,488 SH DEFINED 4 977,488
VOLCANO CORPORATION COM 928645100 71,195 2,491,950 SH DEFINED 1,2,3 2,491,950
WNS HOLDINGS LTD SPON ADR 92932M101 12,536 1,224,200 SH DEFINED 4 1,224,200
WNS HOLDINGS LTD SPON ADR 92932M101 23,322 2,277,574 SH DEFINED 1,2,3 2,277,574
WABTAC CORP COM 929740108 26,850 334,415 SH DEFINED 4 334,415
WABTAC CORP COM 929740108 84,639 1,054,165 SH DEFINED 1,2,3 1,054,165
WALTER ENERGY INC COM 93317Q105 3,087 95,100 SH DEFINED 4 95,100
WASHINGTON POST CO CL B 939640108 2,469 6,800 SH DEFINED 4 6,800
WASHINGTON POST CO CL B 939640108 2,360 6,500 SH DEFINED 1,2,3 6,500
WASTE CONNECTIONS INC COM 941053100 17,853 590,194 SH DEFINED 4 590,194
WASTE CONNECTIONS INC COM 941053100 39,189 1,295,500 SH DEFINED 1,2,3 1,295,500
WATSCO INC COM 942622200 19,111 252,159 SH DEFINED 4 252,159
WATSCO INC COM 942622200 35,462 467,900 SH DEFINED 1,2,3 467,900
WELLPOINT INC COM 94973V107 10,877 187,500 SH DEFINED 4 187,500
WELLPOINT INC COM 94973V107 33,606 579,315 SH DEFINED 1,2,3 579,315
WELLS FARGO & CO NEW COM 949746101 7,130 206,500 SH DEFINED 4 206,500
WELLS FARGO & CO NEW COM 949746101 22,959 664,900 SH DEFINED 1,2,3 664,900
WERNER ENTERPRISES INC COM 950755108 1,227 57,400 SH DEFINED 4 57,400
WERNER ENTERPRISES INC COM 950755108 1,180 55,200 SH DEFINED 1,2,3 55,200
WHOLE FOODS MKT INC COM 966837106 47,711 489,850 SH DEFINED 4 489,850
WHOLE FOODS MKT INC COM 966837106 117,305 1,204,364 SH DEFINED 1,2,3 1,204,364
WILLIAMS COS INC DEL COM 969457100 1,588 45,400 SH DEFINED 4 45,400
WILLIAMS COS INC DEL COM 969457100 3,924 112,200 SH DEFINED 1,2,3 112,200
WILLIAMS SONOMA INC COM 969904101 6,578 149,600 SH DEFINED 4 149,600
WILLIAMS SONOMA INC COM 969904101 4,274 97,200 SH DEFINED 1,2,3 97,200
WINDSTREAM CORP COM 97381W104 13,466 1,331,900 SH DEFINED 4 1,331,900
WINDSTREAM CORP COM 97381W104 17,850 1,765,600 SH DEFINED 1,2,3 1,765,600
WINTRUST FINANCIAL CORP COM 97650W108 1,920 51,100 SH DEFINED 4 51,100
WINTRUST FINANCIAL CORP COM 97650W108 1,828 48,647 SH DEFINED 1,2,3 48,647
WISDOMTREE INVTS INC COM 97717P104 4,322 645,050 SH DEFINED 1,2,3 645,050
WYNDHAM WORLDWIDE CORP COM 98310W108 47,326 901,800 SH DEFINED 4 901,800
WYNDHAM WORLDWIDE CORP COM 98310W108 33,065 630,050 SH DEFINED 1,2,3 630,050
WYNN RESORTS LTD COM 983134107 1,298,341 11,246,891 SH DEFINED 4 11,246,891
WYNN RESORTS LTD COM 983134107 387,604 3,357,626 SH DEFINED 1,2,3 3,357,626
XEROX CORP COM 984121103 2,475 337,222 SH DEFINED 4 337,222
XEROX CORP COM 984121103 14,394 1,961,061 SH DEFINED 1,2,3 1,961,061
SPONSORED
XUEDA ED GROUP ADR 98418W109 785 238,020 SH DEFINED 4 238,020
YAHOO INC COM 984332106 17,362 1,086,820 SH DEFINED 4 1,086,820
YAHOO INC COM 984332106 7,290 456,320 SH DEFINED 1,2,3 456,320
YUM BRANDS INC COM 988498101 4,571 68,910 SH DEFINED 4 68,910
YUM BRANDS INC COM 988498101 46,352 698,703 SH DEFINED 1,2,3 698,703
ZILLOW INC CL A 98954A107 13,698 324,750 SH DEFINED 4 324,750
ZILLOW INC CL A 98954A107 8,495 201,400 SH DEFINED 1,2,3 201,400
ZIMMER HLDGS INC COM 98956P102 35,409 523,642 SH DEFINED 4 523,642
ZIMMER HLDGS INC COM 98956P102 23,670 350,050 SH DEFINED 1,2,3 350,050
30-Sep-12
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
---------------------------- ---------- ---------- ---------- ---------------------- ---------- -------- --------------------------
VOTING AUTHORITY
FAIR SHARES/ MANAGERS (SHARES)
TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SEE (B) (C)
NAME OF ISSUE CLASS NUMBER VALUE AMOUNT PRN CALL DISCRETION INSTR V (A) SOLE SHARED NONE
---------------------------- ---------- ---------- ---------- ------------- --- ---- ---------- -------- -------------- ------ ----
ZIONS BANCORPORATION COM 989701107 4,474 216,583 SH DEFINED 4 216,583
ZIONS BANCORPORATION COM 989701107 11,313 547,700 SH DEFINED 1,2,3 547,700
ZUMIEZ INC COM 989817101 17,855 643,901 SH DEFINED 4 643,901
ZUMIEZ INC COM 989817101 51,796 1,867,883 SH DEFINED 1,2,3 1,867,883
SHS CLASS
ARCOS DORADOS HOLDINGS INC -A - G0457F107 10,237 663,476 SH DEFINED 4 663,476
SHS CLASS
ARCOS DORADOS HOLDINGS INC -A - G0457F107 17,171 1,112,800 SH DEFINED 1,2,3 1,112,800
ARGO GROUP INTL HLDGS LTD COM G0464B107 5,312 164,000 SH DEFINED 4 164,000
ARGO GROUP INTL HLDGS LTD COM G0464B107 5,108 157,700 SH DEFINED 1,2,3 157,700
COSAN LTD SHS A G25343107 4,823 304,100 SH DEFINED 4 304,100
COVIDIEN PLC SHS G2554F113 17,027 286,550 SH DEFINED 4 286,550
COVIDIEN PLC SHS G2554F113 97,276 1,637,094 SH DEFINED 1,2,3 1,637,094
ENDURANCE SPECIALTY HLDGS
LT SHS G30397106 5,509 143,100 SH DEFINED 4 143,100
ENDURANCE SPECIALTY HLDGS
LT SHS G30397106 5,251 136,400 SH DEFINED 1,2,3 136,400
SHS CLASS
ENSCO PLC A G3157S106 1,084 19,875 SH DEFINED 4 19,875
SHS CLASS
ENSCO PLC A G3157S106 2,657 48,700 SH DEFINED 1,2,3 48,700
FREESCALE SEMICONDUCTOR
HLDG SHS OLD G3727Q101 3,860 405,900 SH DEFINED 4 405,900
FREESCALE SEMICONDUCTOR
HLDG SHS OLD G3727Q101 3,737 393,000 SH DEFINED 1,2,3 393,000
KOSMOS ENERGY LTD SHS G5315B107 4,915 431,500 SH DEFINED 4 431,500
MICHAEL KORS HLDGS LTD SHS G60754101 26,390 496,240 SH DEFINED 4 496,240
MICHAEL KORS HLDGS LTD SHS G60754101 20,857 392,200 SH DEFINED 1,2,3 392,200
NABORS INDUSTRIES LTD SHS G6359F103 1,258 89,650 SH DEFINED 4 89,650
NABORS INDUSTRIES LTD SHS G6359F103 3,077 219,300 SH DEFINED 1,2,3 219,300
RENAISSANCE HOLDINGS LTD COM G7496G103 3,120 40,500 SH DEFINED 4 40,500
RENAISSANCE HOLDINGS LTD COM G7496G103 18,003 233,680 SH DEFINED 1,2,3 233,680
SEADRILL LIMITED SHS G7945E105 16,445 419,300 SH DEFINED 4 419,300
SEADRILL LIMITED SHS G7945E105 33,600 856,700 SH DEFINED 1,2,3 856,700
SINA CORP ORD G81477104 31,111 481,000 SH DEFINED 4 481,000
SINA CORP ORD G81477104 37,353 577,500 SH DEFINED 1,2,3 577,500
VALIDUS HOLDINGS LTD COM SHS G9319H102 3,032 89,400 SH DEFINED 4 89,400
VALIDUS HOLDINGS LTD COM SHS G9319H102 17,806 525,100 SH DEFINED 1,2,3 525,100
ACE LTD SHS H0023R105 9,148 121,000 SH DEFINED 4 121,000
ACE LTD SHS H0023R105 42,465 561,711 SH DEFINED 1,2,3 561,711
WEATHERFORD INTERNATIONAL
LT REG H27013103 1,120 88,300 SH DEFINED 4 88,300
WEATHERFORD INTERNATIONAL
LT REG H27013103 2,764 217,950 SH DEFINED 1,2,3 217,950
TE CONNECTIVITY LTD REG SHS H84989104 2,170 63,800 SH DEFINED 4 63,800
TE CONNECTIVITY LTD REG SHS H84989104 12,458 366,300 SH DEFINED 1,2,3 366,300
TRANSOCEAN LTD REG SHS H8817H100 1,753 39,050 SH DEFINED 4 39,050
TRANSOCEAN LTD REG SHS H8817H100 4,247 94,600 SH DEFINED 1,2,3 94,600
ALLOT COMMUNICATIONS LTD SHS M0854Q105 16,885 636,700 SH DEFINED 4 636,700
ALLOT COMMUNICATIONS LTD SHS M0854Q105 35,638 1,343,800 SH DEFINED 1,2,3 1,343,800
ASML HOLDING N V NY REG SHS N07059186 21,858 407,190 SH DEFINED 4 407,190
ASML HOLDING N V NY REG SHS N07059186 53,270 992,359 SH DEFINED 1,2,3 992,359
CORE LABORATORIES N V COM N22717107 14,310 117,800 SH DEFINED 4 117,800
CORE LABORATORIES N V COM N22717107 75,695 623,103 SH DEFINED 1,2,3 623,103
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3,162 61,200 SH DEFINED 4 61,200
COPA HOLDINGS SA CL A P31076105 17,892 220,151 SH DEFINED 4 220,151
------------------------ -------------
44,878,987 1,019,217,426 1,019,217,426
======================== =============