Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 22, 2014

 

 

 

LOGO

(Exact Name of Registrant as Specified in Charter)

 

 

001-11302

(Commission File Number)

 

OHIO   34-6542451

(State or other jurisdiction

of incorporation)

 

(I.R.S. Employer

Identification No.)

127 Public Square

Cleveland, Ohio 44114-1306

(Address of principal executive offices and zip code)

(216) 689-3000

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders

At KeyCorp’s 2014 Annual Meeting of Shareholders held on May 22, 2014, shareholders elected all twelve of the directors nominated by the KeyCorp Board of Directors. Each director received a greater number of votes cast for his or her election than votes withheld from his or her election, as stated below. The shareholders also ratified the appointment of Ernst & Young LLP as KeyCorp’s independent auditor for 2014, approved on an advisory basis KeyCorp’s executive compensation as described in KeyCorp’s 2014 proxy statement, and did not approve an advisory shareholder proposal seeking to separate KeyCorp’s Chairman and Chief Executive Officer roles. The final voting results from the meeting are as follows:

Proposal One—Election of Directors

 

Nominee

  

For

    

Withheld

    

Broker Non-Vote

 

Joseph A. Carrabba

     659,719,731         4,974,176         91,494,230   

Charles P. Cooley

     660,727,509         3,966,398         91,494,230   

Alexander M. Cutler

     637,198,588         27,495,320         91,494,230   

H. James Dallas

     658,896,746         5,797,161         91,494,230   

Elizabeth R. Gile

     660,397,643         4,296,265         91,494,230   

Ruth Ann M. Gillis

     658,785,535         5,908,373         91,494,230   

William G. Gisel, Jr.

     655,665,693         9,028,215         91,494,230   

Richard J. Hipple

     651,627,107         13,066,800         91,494,230   

Kristen L. Manos

     660,480,444         4,213,464         91,494,230   

Beth E. Mooney

     642,401,023         22,292,884         91,494,230   

Demos Parneros

     660,294,628         4,399,279         91,494,230   

Barbara R. Snyder

     660,279,135         4,414,772         91,494,230   

Proposal Two—Ratification of the Appointment of Ernst & Young LLP as KeyCorp’s Independent Auditors for 2014

 

For

 

Withheld

 

Abstain

 

Broker Non-Vote

736,696,137

  17,201,215   2,290,786   0

Proposal Three—Advisory Approval of KeyCorp’s Executive Compensation

 

For

 

Withheld

 

Abstain

 

Broker Non-Vote

639,709,452

  21,705,574   3,278,881   91,494,230

Proposal Four—Shareholder Proposal Seeking to Separate the Chairman and Chief Executive Officer Roles

 

For

 

Withheld

 

Abstain

 

Broker Non-Vote

189,181,391

  472,880,063   2,632,454   91,494,230


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

    KeyCorp
Date: May 23, 2014      
   

/s/ Paul N. Harris

    By:   Paul N. Harris
      Secretary and General Counsel