Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of February 2019

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                 Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from January 1, 2019 to January 31, 2019.


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: February 20, 2019     By:  

/s/ Hajime Ikeda

      Hajime Ikeda
      Senior Managing Director


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[Translation of Share Buyback Report for the reporting month from January 1, 2019 to January 31, 2019

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on February 20, 2019]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of January 31, 2019

 

     Number of Shares      Total
Repurchase
Amount (JPY)
 

Authorization pursuant to the resolution of the Board (April 26, 2018)

(Period of repurchase: from May 16, 2018 to March 29, 2019 (excluding the ten business days following the announcement of each quarterly financial results))

     100,000,000        70,000,000,000  

Repurchases during this reporting month (Date of repurchase)

    
(Date)
 
 
     —          —    
     

 

 

    

 

 

 

Total

            —          —    
     

 

 

    

 

 

 

Aggregate shares repurchased as of the end of this reporting month

        100,000,000        51,702,988,850  
     

 

 

    

 

 

 

Progress of share repurchase (%)

     100.0        73.9  

 

2.

Status of disposition

as of January 31, 2019

 

     Number of shares disposed
in the reporting month
     Aggregate amount of
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

    

(Date)

 

 

    —          —    

Subtotal

           —          —    

Treasury shares canceled

    

(Date)

 

 

    —          —    

Subtotal

           —          —    

Treasury shares transferred upon merger, share exchange or demerger

    

(Date)

 

 

    —          —    

Subtotal

           —          —    

Other (upon request for purchasing “less-than-a-full-unit shares”)

    

(Date)

January 7


 

    10        3,995  

Subtotal

           10        3,995  

Other (exercise of stock acquisition rights)

    

(Date)

January 4

January 7

January 8

January 9

January 10

January 11

January 15

January 16

January 18

January 21

January 22

January 23

January 24

January 25

January 28

January 29

January 30

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

   

45,200

5,100

16,800

44,100

1,300

1,700

4,100

10,300

32,000

2,000

20,900

1,700

1,000

17,900

8,800

8,900

29,100

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

45,200

5,100

313,800

44,100

1,300

1,700

301,100

10,300

32,000

2,000

20,900

1,700

298,000

17,900

8,800

8,900

29,100

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Subtotal

           250,900        1,141,900  

Total

           250,910        1,145,895  


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3.

Status of shares held in treasury

 

     as of January 31, 2019  

As of the end of the reporting month

   Number of Shares  

Total number of issued shares

     3,493,562,601  

Number of shares held in treasury

     185,251,092