UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Private Issuer
Pursuant to Rules 13a-16 or 15d-16 under
the Securities Exchange Act of 1934
Dated 18 March 2019
Commission File Number: 001-31318
GOLD FIELDS LIMITED
(Translation of registrant’s name into English)
150 Helen Rd.
Sandown, Sandton 2196
South Africa
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F
Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
_____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
_____
_____
Gold Fields Limited
(Reg. No. 1968/004880/06)
(Incorporated in the Republic of South Africa)
(“Gold Fields” or “the Company”)
JSE, NYSE, DIFX Share Code: GFI
ISIN Code: ZAE000018123
DEALINGS IN SECURITIES
In compliance with paragraphs 3.63 to 3.74 of the
Listings Requirements of JSE Limited ("the Listings
Requirements") we hereby advise that Mr NJ Holland a director of
Gold Fields Limited, Mr P Schmidt, a director of Gold Fields
Limited, Mr JH Pauley a director of a major subsidiary Gold
Fields Orogen BVI Limited, Mr NA Chohan a director of Gold Fields
Operations Limited & GFI Joint Venture Holdings (Pty) Limited,
and Messrs S Mathews, A Munt, CW Du Toit, P Woodhouse , all
directors of a major subsidiary, Gold Fields Australasia Pty Ltd,
Ms MML Mokoka, Company Secretary and Mr A Baku a director of
major subsidiary Gold Fields Ghana, have exercised and took
ownership of their Performance Shares which were awarded in terms
of the Gold Fields Limited 2012 Share Plan as amended.
Name
JH Pauley
Nature of transaction
On market sale of shares in
terms of the above scheme
Transaction Date
14 March 2019
Number of Shares
58,951
Class of Security
Ordinary shares
Market Price per share
R54.1524
Total Value
R3,192,338
Vesting Period
The award vests on the third
anniversary following grant date
Nature of interest
Direct and Beneficial
Name
P Woodhouse
Nature of transaction
On market sale of shares in
terms of the above scheme
Transaction Date
14 March 2019
Number of Shares
47,724
Class of Security
Ordinary shares
Market Price per share
R54.1524
Total Value
R2,584,369
Vesting Period
The award vests on the third
anniversary following grant date
Nature of interest
Direct and Beneficial
Name
NJ Holland
Nature of transaction
On market sale of shares in
terms of the above scheme
Transaction Date
14 March 2019
Number of Shares
135,700
Class of Security
Ordinary shares
Market Price per share
R54.1524
Total Value
R7,348,481
Vesting Period
The award vests on the third
anniversary following grant date
Nature of interest
Direct and Beneficial
Name
NJ Holland
Nature of transaction
Off market vesting of shares in
terms of the above scheme
Transaction Date
14 March 2019
Number of Shares
156,126
Class of Security
Ordinary shares
Market Price per share
R56.6461
Total Value
R8,843,929
Vesting Period
The award vests on the third
anniversary following grant date
Nature of interest
Direct and Beneficial
Name
P Schmidt
Nature of transaction
On market sale of shares in
terms of the above scheme
Transaction Date
14 March 2019
Number of Shares
183,632
Class of Security
Ordinary shares
Market Price per share
R54.1524
Total Value
R9,944,114
Vesting Period
The award vests on the third
anniversary following grant date
Nature of interest
Direct and Beneficial
Name
MML Mokoka
Nature of transaction
On market sale of shares in
terms of the above scheme
Transaction Date
14 March 2019
Number of Shares
23,082
Class of Security
Ordinary shares
Market Price per share
R54.1524
Total Value
R1,249,946
Vesting Period
The award vests on the third
anniversary following grant date
Nature of interest
Direct and Beneficial
Name
A Munt
Nature of transaction
On market sale of shares in
terms of the above scheme
Transaction Date
14 March 2019
Number of Shares
46,976
Class of Security
Ordinary shares
Market Price per share
R54.1524
Total Value
R2,543,863
Vesting Period
The award vests on the third
anniversary following grant date
Nature of interest
Direct and Beneficial
Name
CW Du Toit
Nature of transaction
On market sale of shares in
terms of the above scheme
Transaction Date
14 March 2019
Number of Shares
50,807
Class of Security
Ordinary shares
Market Price per share
R54.1524
Total Value
R2,751,321
Vesting Period
The award vests on the third
anniversary following grant date
Nature of interest
Direct and Beneficial
Name
S Mathews
Nature of transaction
On market sale of shares in
terms of the above scheme
Transaction Date
14 March 2019
Number of Shares
77,898
Class of Security
Ordinary shares
Market Price per share
R54.1524
Total Value
R4,218,364
Vesting Period
The award vests on the third
anniversary following grant date
Nature of interest
Direct and Beneficial
Name
A Baku
Nature of transaction
On market sale of shares in
terms of the above scheme
Transaction Date
14 March 2019
Number of Shares
176,681
Class of Security
Ordinary shares
Market Price per share
R54.1524
Total Value
R9,567,700
Vesting Period
The award vests on the third
anniversary following grant date
Nature of interest
Direct and Beneficial
Name
NA Chohan
Nature of transaction
On market sale of shares in
terms of the above scheme
Transaction Date
14 March 2019
Number of Shares
27,276
Class of Security
Ordinary shares
Market Price per share
R54.1524
Total Value
R1,477,061
Vesting Period
The award vests on the third
anniversary following grant date
Nature of interest
Direct and Beneficial
Name
NA Chohan
Nature of transaction
Off market vesting of shares in
terms of the above scheme
Transaction Date
14 March 2019
Number of Shares
31,381
Class of Security
Ordinary shares
Market Price per share
R56.6461
Total Value
R1,777,611
Vesting Period
The award vests on the third
anniversary following grant date
Nature of interest
Direct and Beneficial
In terms of paragraph 3.66 of the Listings requirements the
necessary clearance to deal in the above securities has been
obtained.
15 March 2019
Sponsor:
Sponsor:
JP Morgan Equities South Africa (Pty) Ltd
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorised.
signed on its behalf by the undersigned, thereunto duly authorised.
GOLD FIELDS LIMITED
Dated: 18 March 2019
By:
/s/ Nicholas J. Holland
Name:
Nicholas J. Holland
Title:
Chief Executive Officer