UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | Â (2) | 02/27/2017 | Common Stock | 45,161 | $ 18.78 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (3) | 03/26/2018 | Common Stock | 28,747 | $ 6.52 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (4) | 02/25/2019 | Common Stock | 165,278 | $ 3.59 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Carter Matthew Jr 6200 SPRINT PARKWAY OVERLAND PARK, KS 66251 |
 |  |  President-4G |  |
/s/ Stefan K. Schnopp Attorney-in-Fact | 01/20/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 177,569 restricted stock units, which are subject to forfeiture until they vest. |
(2) | These options were granted on February 27, 2007 and become exercisable at the rate of 1/3 of the number of shares granted on each of the first three anniversaries of the grant date. |
(3) | These options were granted on March 26, 2008 and vest ratably in equal amounts on February 11, 2009, February 11, 2010 and February 11, 2011. |
(4) | These options were granted on February 25, 2009 and become exercisable at the rate of 25% of the number of shares granted on each of the first four anniversaries of the grant date. |