1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(1)
|
06/27/2010 |
Common Stock
|
4,250
|
$
13.0938
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(1)
|
05/08/2011 |
Common Stock
|
7,676
|
$
17.46
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(1)
|
02/12/2012 |
Common Stock
|
9,859
|
$
13.57
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(1)
|
02/11/2013 |
Common Stock
|
28,507
|
$
6.63
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(1)
|
03/09/2010 |
Common Stock
|
51,160
|
$
6.254
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(1)
|
02/25/2014 |
Common Stock
|
25,974
|
$
8.98
|
D
|
Â
|
Stock Appreciation Right
|
Â
(2)
|
02/05/2011 |
Common Stock
|
48,260
|
$
4.76
|
D
|
Â
|
Stock Appreciation Right
|
Â
(3)
|
02/25/2014 |
Common Stock
|
55,974
|
$
8.98
|
D
|
Â
|
Stock Appreciation Right
|
Â
(4)
|
02/21/2015 |
Common Stock
|
38,914
|
$
3.63
|
D
|
Â
|
Restricted Stock Units
|
Â
(5)
|
Â
(5)
|
Common Stock
|
12,026
|
$
(5)
|
D
|
Â
|
Restricted Stock Units
|
12/31/2010 |
12/31/2010 |
Common Stock
|
62,809
|
$
(6)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option is exercisable to the extent of 33% of the shares optioned after one year from the date of grant, 66% in two years and in full after three years. |
(2) |
The stock appreciation right is exercisable to the extent of 33% of the rights granted after one year from the date of grant, 66% in two years and in full after three years. |
(3) |
The stock appreciation right is exercisable to the extent of 33% of the rights granted on January 1, 2008, 66% on January 1, 2009 and in full on January 1, 2010. |
(4) |
The stock appreciation right is exercisable to the extent of 33% of the rights granted on January 1, 2009, 66% on January 1, 2010 and in full on January 1, 2011, and may be settled in cash or stock at the election of Visteon. |
(5) |
These Restricted Stock Units vested as of December 31, 2009 and will be paid only to the extent, and in the manner and at the time provided by, a confirmed plan of reorganization of Visteon or other order of the bankruptcy court. At such time, each Restricted Stock Unit will be converted and distributed to me, without payment, in cash, subject to tax withholding. |
(6) |
Each Restricted Stock Unit will be converted and distributed to me, without payment, in cash upon vesting and based upon the then current market value of a share of Visteon common stock, subject to tax withholding. |