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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 15 | 04/01/2013 | M | 10,000 | 12/16/2008 | 06/16/2013 | Class A Common Stock | 10,000 | $ 0 | 0 | I | By Edison Venture Fund IV, L.P. | |||
Stock Option (right to buy) | $ 15 | 04/01/2013 | M | 10,000 | 11/29/2009 | 05/29/2014 | Class A Common Stock | 10,000 | $ 0 | 0 | I | By Edison Venture Fund IV, L.P. | |||
Stock Option (right to buy) | $ 15 | 04/01/2013 | M | 10,000 | 12/04/2010 | 06/04/2015 | Class A Common Stock | 10,000 | $ 0 | 0 | I | By Edison Venture Fund IV, L.P. | |||
Stock Option (right to buy) | $ 15 | 04/01/2013 | M | 10,000 | 12/03/2011 | 06/03/2016 | Class A Common Stock | 10,000 | $ 0 | 0 | I | By Edison Venture Fund IV, L.P. | |||
Stock Option (right to buy) | $ 15 | 04/01/2013 | M | 8,627 | 12/01/2012 | 06/01/2017 | Class A Common Stock | 8,627 | $ 0 | 0 | I | By Edison Venture Fund IV, L.P. |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Golding Gary Patrick C/O EDISON VENTURE FUND 1009 LENOX DRIVE #4 LAWRENCEVILLE, NJ 08648 |
X | X |
/s/ Ross T. Martinson, Attorney-in-Fact | 04/03/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares are held by Edison Venture Fund IV, L.P. ("Edison Venture"). Edison Partners IV, L.P. ("Edison Partners") is the general partner of Edison Venture. Joseph A. Allegra, Gary P. Golding, John H. Martinson and Ross T. Martinson are general partners of Edison Partners and may be deemed to beneficially own the shares held by Edison Partners. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his respective pecuniary interest therein. |
(2) | Reflects 46,195 shares withheld by the issuer at the market price of $15.79 per share less an exercise price of $15.00 per share to fund the cashless exercise of 48,627 options owned by Edison Venture. |
(3) | Reflects 82,432 shares repurchased from Edison Venture by the issuer. |