UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options (1) | 02/15/2020 | 02/14/2027 | Common Stock | 12,600 | $ 101.5 | D | Â |
Employee Stock Options (1) | 02/17/2019 | 02/16/2026 | Common Stock | 5,200 | $ 95 | D | Â |
Employee Stock Options (1) | 02/18/2018 | 02/17/2025 | Common Stock | 3,400 | $ 118.12 | D | Â |
Employee Stock Options (1) | 02/19/2017 | 02/18/2024 | Common Stock | 3,700 | $ 93.53 | D | Â |
Phantom Stock Units | Â (2) | Â (2) | Common Stock | 209.8115 (3) | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Morales Vincent J PPG INDUSTRIES, INC. ONE PPG PLACE PITTSBURGH, PA 15272 |
 |  |  Senior VP & CFO |  |
/s/ Greg E. Gordon, Attorney-in-Fact for Vincent J. Morales | 03/08/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Right to buy granted under the PPG Industries, Inc. Amended and Restated Omnibus Incentive Plan. |
(2) | After termination of employment with PPG. |
(3) | Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan. |
(4) | The security converts to common stock on a one-for-one basis. |