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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (3) | 01/01/2019 | M | 5,839 | (1) | (1) | Common Stock | 5,839 | $ 0 | 5,839 | D | ||||
Restricted Stock Units | (3) | 01/01/2019 | M | 3,365 | (1) | (1) | Common Stock | 3,365 | $ 0 | 3,365 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Vander Ark Jon 18500 N. ALLIED WAY PHOENIX, AZ 85054 |
EVP-Chief Operating Officer |
/s/ Eileen B. Schuler Attorney-in-Fact | 01/03/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the scheduled distribution of Restricted Stock Units ("RSUs") (initially granted in 2014) and held under the Republic Services, Inc. ("Company") Deferred Compensation Plan that settled to shares of the Company's Common Stock effective 01/01/2019, in accordance with the Reporting Person's previous deferral elections. |
(2) | Represents shares of the Company's Common Stock to satisfy the tax liability of the Reporting Person upon the scheduled distribution of a total of 9,204 RSUs to shares of the Company's Common Stock effective 01/01/2019. The fair market value of the exchanged shares was $72.09 (the closing price of the Company's Common Stock on December 31, 2018). |
(3) | Each Restricted Stock Unit represents the contingent right to one share of common stock of Republic Services, Inc. |