UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Performance Share Units | 01/01/2018 | 01/01/2018 | Common Stock | 55,000 (1) | $ (2) | D | Â |
Restricted Stock Unit | Â (3) | Â (3) | Common | 82,500 | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Schulz Stefan B 3100 MAIN ST. SUITE 900 HOUSTON, TX 77002 |
 |  |  EVP and CFO |  |
Damian W. Olthoff, attorney-in-fact for Stefan B. Schulz | 03/04/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 55,000 performance shares (market share units) which will vest on January 1, 2018, associated with a March 3, 2015 grant, and assumes the maximum shares awarded possible at 200%. |
(2) | One share of PROS Holdings, Inc. common stock will be issued for each performance share that vests. |
(3) | This restricted stock unit grant was awarded on March 3, 2015 in the amount of 82,500 units, and vests annually in equal installments of 20,625 shares each over a four year period on January 1st of each year. |
(4) | Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock. |
 Remarks: Exhibit 24, "Power of Attorney" is attached hereto and filed herewith. |