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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (5) | 01/01/2016 | M | 18,750 | (3) | (3) | Common Stock | 18,750 | $ 0 | 37,500 (3) | D | ||||
Restricted Stock Units | (5) | 01/01/2016 | M | 11,675 | (4) | (4) | Common Stock | 11,675 | $ 0 | 35,025 (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Crump Daniel Blair 3100 MAIN STREET SUITE 900 HOUSTON, TX 77002 |
Chief Operating Officer |
Damian Olthoff, attorney-in-fact for Daniel Blair Crump | 01/04/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price represents the price of PROS Holdings, Inc. common stock at the close of market on December 31, 2015, the previous business day before the vest date of January 1, 2016. |
(2) | Includes 5,000 shares held in a joint account controlled by Blair and Beth Crump. |
(3) | This is the second tranche of a grant awarded on February 24, 2014 in the amount of 75,000 restricted stock units which vest annually, in equal installments, over a four year period commencing on January 1, 2015 and expiring on January 1, 2018. |
(4) | This is the first tranche of a grant awarded on January 23, 2015 in the amount of 46,700 restricted stock units which vest annually, in equal installments, over a four year period commencing on January 1, 2016 and expiring on January 1, 2019. |
(5) | Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock. |