august162013-8-k


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
 
CURRENT REPORT
 
 
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
 
Date of Report (Date of Earliest Event Reported): August 16, 2013
 
 
PZENA INVESTMENT MANAGEMENT, INC.
 
 
(Exact Name of Registrant as Specified in its Charter)
 
 
 
Delaware
 
001-33761
 
20-8999751
 
 
(State or Other Jurisdiction of Incorporation)
 
(Commission File Number)
 
(IRS Employer Identification Number)
 
 
 
120 West 45th Street, New York, New York
10036
(Address of Principal Executive Offices)
Zip Code
 
 
 
Registrant’s Telephone Number, Including Area Code: (212) 355-1600
 
 
 
 
 
(Former Name or Former Address, If Changed Since Last Report)
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o Written communications pursuant to Rule 425 under the Securities Act.
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act.
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act.
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.













ITEM 5.02
DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.

 
 (b) Departure of Director

On August 16, 2013, Pzena Investment Management, Inc. (the “Company”) announced that Ronald W. Tysoe, a member of the Company's Board of Directors, resigned, effective immediately, to focus on other business commitments.

The Nominating Committee of the Company's Board of Directors is currently in the process of identifying a qualified candidate to replace Mr. Tysoe.






SIGNATURES
 

 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
Pzena Investment Management, Inc.
 
 
 
 
 
Dated: August 16, 2013
By:
/s/Joan Berger
 
 
 
Name: Joan Berger
 
 
 
Title: General Counsel