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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VAN BEUREN HOPE H P.O. BOX 4098 MIDDLETOWN, RI 02842 |
X |
/s/ Hope H. van Beuren | 02/29/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Interests held by family trusts, partnerships and corporation. The filing of this Form should not be deemed as an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities. |
(2) | The number of shares reported in Column 5 does not reflect sales by the Reporting Person on February 19, 20 and 21, 2008 previously reported on Form 4. |
(3) | Distribution for no consideration of shares previously held in a family trust to the holders of the remainder interest therein upon termination of the trust. Following distribution, the Reporting Person no longer has a beneficial ownership interest in the shares so distributed. The number of shares reported in column 5 does not reflect sales by the Reporting Person on February 19, 20 and 21, 2008 previously reported on Form 4. |
(4) | The sale of 50 shares reported in this row was previously reported by the Reporting Person on a Form 4 filed with the SEC on February 25, 2008 and is being voluntarily restated here for the sole purpose of updating the number of shares reported in column 5 as indirectly owned by the Reporting Person. Such number has been adjusted to reflect the transactions reported in the first two rows of Table 1. |