UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21400
NAME OF REGISTRANT: Eaton Vance Tax-Advantaged
Dividend Income Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 08/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
Eaton Vance Tax-Advantaged Dividend Income Fund
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933378437
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1G ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1H ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For
1I ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE 2011 INCENTIVE PLAN. Mgmt For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE Mgmt 1 Year Against
COMPENSATION.
06 POLITICAL CONTRIBUTIONS. Shr Against For
07 SPECIAL STOCKHOLDER MEETINGS. Shr For Against
08 WRITTEN CONSENT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AVIVA PLC, LONDON Agenda Number: 702881942
--------------------------------------------------------------------------------------------------------------------------
Security: G0683Q109
Meeting Type: AGM
Meeting Date: 04-May-2011
Ticker:
ISIN: GB0002162385
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual Report and Accounts Mgmt For For
2 Final dividend Mgmt For For
3 To elect Igal Mayer Mgmt For For
4 To re elect Mary Francis Mgmt For For
5 To re elect Richard Karl Goeltz Mgmt For For
6 To re elect Euleen Goh Mgmt For For
7 To re elect Michael Hawker Mgmt For For
8 To re elect Mark Hodges Mgmt For For
9 To re elect Andrew Moss Mgmt For For
10 To re elect Carole Piwnica Mgmt For For
11 To re elect Patrick Regan Mgmt For For
12 To re elect Colin Sharman Mgmt For For
13 To re elect Leslie Van de Walle Mgmt For For
14 To re elect Russell Walls Mgmt For For
15 To re elect Scott Wheway Mgmt For For
16 To reappoint Ernst and Young LLP Mgmt For For
17 Auditors remuneration Mgmt For For
18 Authority to allot shares Mgmt For For
19 Non pre emptive share allotments Mgmt For For
20 Remuneration Report Mgmt For For
21 Corporate Responsibility Report Mgmt For For
22 Political donations Mgmt For For
23 14 days notice for general meetings Mgmt For For
24 Annual Bonus Plan Rules Mgmt For For
25 Long Term Incentive Plan Rules Mgmt For For
26 All Employee Share Ownership Plan Rules Mgmt For For
27 Authority to purchase ordinary shares Mgmt For For
28 Authority to purchase 8 and 34 percent preference Mgmt For For
shares
29 Authority to purchase 8 and 38 percent preference Mgmt For For
shares
--------------------------------------------------------------------------------------------------------------------------
AVIVA PLC, LONDON Agenda Number: 702965104
--------------------------------------------------------------------------------------------------------------------------
Security: G0683Q109
Meeting Type: EGM
Meeting Date: 04-May-2011
Ticker:
ISIN: GB0002162385
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the partial disposal of Avivas interest Mgmt For For
in Delta Lloyd N V
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933365416
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 28-Jan-2011
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A TO ELECT THE CURRENT VICE-CHAIRMAN OF THE COMPANY'S Mgmt For Against
BOARD OF DIRECTORS, MR. FABIO COLLETTI BARBOSA,
TO THE POSITION OF CHAIRMAN OF THE COMPANY'S
BOARD OF DIRECTORS
B TO ELECT THE CURRENT CHAIRMAN OF THE COMPANY'S Mgmt For Against
BOARD OF DIRECTORS, MR. MARCIAL ANGEL PORTELA
ALVAREZ, TO THE POSITION OF VICE-CHAIRMAN OF
THE COMPANY'S BOARD OF DIRECTORS
C IN VIEW OF THE RESOLVED ON THE PRECEDING ITEMS, Mgmt For Against
TO CONFIRM THE COMPOSITION OF THE COMPANY'S
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933426492
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
OA TO TAKE THE MANAGEMENT ACCOUNTS, EXAMINING, Mgmt For For
DISCUSSING AND VOTING THE COMPANY'S FINANCIAL
STATEMENTS RELATED TO THE FISCAL YEAR ENDED
ON DECEMBER 31, 2010, TOGETHER WITH THE MANAGEMENT
REPORT, THE BALANCE SHEET, OTHER PARTS OF THE
FINANCIAL STATEMENTS, EXTERNAL AUDITORS' OPINION
AND THE AUDIT COMMITTEE REPORT
OB TO DECIDE ON THE DESTINATION OF THE NET PROFIT Mgmt For For
OF THE FISCAL YEAR OF 2010 AND THE DISTRIBUTION
OF DIVIDENDS
OC TO ELECT THE ACTUAL MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY FOR A NEW TERM OF
OFFICE
OD TO FIX THE ANNUAL OVERALL CONSIDERATION OF THE Mgmt Against Against
COMPANY'S MANAGEMENT AND MEMBERS OF AUDIT COMMITTEE
E1 TO DECIDE ON THE AMENDMENT OF TERM OF PAYMENT Mgmt For For
OF DIVIDENDS AND INTEREST ON CAPITAL RELATED
SPECIFICALLY TO THE YEAR OF 2011, TO NOT MORE
THAN 180 DAYS COUNTED FROM ITS DECLARATION
BY THE COMPANY'S BOARD OF DIRECTORS AND IN
ANY CIRCUMSTANCES WITHIN THIS FISCAL YEAR,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
BASF SE Agenda Number: 702877929
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 06-May-2011
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 21.04.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
1. Presentation of the Financial Statements of Non-Voting No vote
BASF SE and the BASF Group for the financial
year 2010; presentation of the Management's
analyses of BASF SE and the BASF Group for
the financial year 2010 including the explanatory
reports on the data according to Section 289
(4) and Section 315 (4) of the German Commercial
Code; presentation of the Report of the Supervisory
Board
2. Adoption of a resolution on the appropriation Mgmt For For
of profit
3. Adoption of a resolution giving formal approval Mgmt For For
to the actions of the members of the Supervisory
Board
4. Adoption of a resolution giving formal approval Mgmt For For
to the actions of the members of the Board
of Executive Directors
5. Election of the auditor for the financial year Mgmt For For
2011
6. By-election to the Supervisory Board: Ms. Anke Mgmt For For
Schaeferkordt
7. Adoption of a resolution on the change of the Mgmt For For
remuneration of the Audit Committee of the
Supervisory Board and the corresponding amendment
of the Statutes
8. Approval of a control and profit and loss transfer Mgmt For For
agreement between BASF SE and Styrolution GmbH
9. Approval of a control and profit and loss transfer Mgmt For For
agreement between BASF SE and BASF US Verwaltung
GmbH
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LIMITED Agenda Number: 933334651
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 16-Nov-2010
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE 2010 FINANCIAL STATEMENTS AND Mgmt For For
REPORTS FOR BHP BILLITON LIMITED AND BHP BILLITON
PLC
02 TO RE-ELECT DR JOHN BUCHANAN AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
03 TO RE-ELECT MR DAVID CRAWFORD AS A DIRECTOR Mgmt For For
OF BHP BILLITON LIMITED AND BHP BILLITON PLC
04 TO RE-ELECT MR KEITH RUMBLE AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
05 TO RE-ELECT DR JOHN SCHUBERT AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
06 TO RE-ELECT MR JACQUES NASSER AS A DIRECTOR Mgmt For For
OF BHP BILLITON LIMITED AND BHP BILLITON PLC
07 TO ELECT MR MALCOLM BROOMHEAD AS A DIRECTOR Mgmt For For
OF BHP BILLITON LIMITED AND BHP BILLITON PLC
08 TO ELECT MS CAROLYN HEWSON AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
09 TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF Mgmt For For
BHP BILLITON PLC
10 TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES Mgmt For For
IN BHP BILLITON PLC
11 TO APPROVE THE AUTHORITY TO ISSUE SHARES IN Mgmt For For
BHP BILLITON PLC FOR CASH
12 TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON Mgmt For For
PLC
13 TO APPROVE THE 2010 REMUNERATION REPORT Mgmt For For
14 TO APPROVE AMENDMENTS TO THE LONG TERM INCENTIVE Mgmt For For
PLAN
15 TO APPROVE THE GRANT OF AWARDS TO MR MARIUS Mgmt For For
KLOPPERS UNDER THE GIS AND THE LTIP
16 TO APPROVE AMENDMENTS TO THE CONSTITUTION OF Mgmt For For
BHP BILLITON LIMITED
17 TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
OF BHP BILLITON PLC
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERN TOB PLC Agenda Number: 702877640
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2010 Report and Accounts Mgmt For For
2 Approval of the 2010 Remuneration Report Mgmt For For
3 Declaration of the final dividend for 2010 Mgmt For For
4 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
the companies auditors
5 Authority for the Directors to agree the Auditors' Mgmt For For
remuneration
6 Re-election of Richard Burrows as a Director Mgmt For For
(N)
7 Re-election of Karen de Segundo as a Director Mgmt For For
(C, N, R)
8 Re-election of Nicandro Durante as a Director Mgmt For For
9 Re-election of Robert Lerwill as a Director Mgmt For For
(A, N, R)
10 Re-election of Christine Morin-Postel as a Director Mgmt For For
(A, N, R)
11 Re-election of Gerry Murphy as a Director (C, Mgmt For For
N, R)
12 Re-election of Anthony Ruys as a Director (A, Mgmt For For
N, R)
13 Re-election of Sir Nicholas Scheele as a Director Mgmt For For
(A, N, R)
14 Re-election of Ben Stevens as a Director Mgmt For For
15 Election of John Daly as a Director who has Mgmt For For
been appointed since the last Annual General
Meeting
16 Election of Kieran Poynter as a Director (C, Mgmt For For
N) who has been appointed Since the last Annual
General Meeting
17 Renewal of the Directors' authority to allot Mgmt For For
shares
18 Renewal of the Directors' authority to disapply Mgmt For For
pre-emption rights
19 Authority for the Company to purchase its own Mgmt For For
shares
20 Authority to amend the British American Tobacco Mgmt Against Against
2007 Long Term Incentive Plan
21 Notice period for General Meetings Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME IN RESOLUTION 4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRITISH TELECOMMUNICATIONS P L C Agenda Number: 702462285
--------------------------------------------------------------------------------------------------------------------------
Security: G16612106
Meeting Type: AGM
Meeting Date: 22-Jul-2010
Ticker:
ISIN: GB0030913577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the report and accounts Mgmt For For
2 Receive the remuneration report Mgmt For For
3 Approve the final dividend Mgmt For For
4 Re-election of Sir Michael Rake Mgmt For For
5 Re-election of Ian Livingston Mgmt For For
6 Re-election of Carl Symon Mgmt For For
7 Election of Anthony Ball Mgmt For For
8 Re-appointment of the Auditors Mgmt For For
9 Approve the remuneration of the Auditors Mgmt For For
10 Grant authority to allot shares Mgmt For For
S.11 Grant authority to allot shares for cash Mgmt For For
S.12 Grant authority to purchase own shares Mgmt For For
S.13 Approve the 14 days notice of meetings Mgmt For For
14 Grant authority for political donations Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933419687
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1D ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1H ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1L ELECTION OF DIRECTOR: C. WARE Mgmt For For
1M ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shr Against For
06 HUMAN RIGHTS COMMITTEE. Shr Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shr Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shr For Against
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
10 HYDRAULIC FRACTURING. Shr Against For
11 OFFSHORE OIL WELLS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933398732
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE Mgmt For For
INCENTIVE PLAN.
06 GENDER EXPRESSION NON-DISCRIMINATION. Shr Against For
07 POLITICAL CONTRIBUTIONS. Shr Against For
08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
09 ACCIDENT RISK MITIGATION. Shr Against For
10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shr Against For
11 GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
13 CANADIAN OIL SANDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG Agenda Number: 702816957
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 13-Apr-2011
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 29.03.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
1. Presentation of the adopted Company financial Non-Voting No vote
statements, the approved consolidated financial
statements, and the combined management report
for Daimler AG and the Group for the 2010 financial
year, the report of the Supervisory Board and
the explanatory reports on the information
required pursuant to Section 289, Subsection
4, Section 315, Subsection 4 and Section 289,
Subsection 5 of the German Commercial Code
(Handelsgesetzbuch)
2. Resolution on the allocation of unappropriated Mgmt For For
profit
3. Resolution on ratification of Board of Management Mgmt For For
members' actions in the 2010 financial year
4. Resolution on ratification of Supervisory Board Mgmt For For
members' actions in the 2010 financial year
5. Resolution on the approval of the system of Mgmt For For
remuneration for the members of the Board of
Management
6. Resolution on the appointment of auditors for Mgmt For For
the Company and the Group for the 2011 financial
year
7. Resolution on the adjustment of the remuneration Mgmt For For
for the Supervisory Board and corresponding
amendment to the Articles of Incorporation
8.A. Resolution on the election of new members of Mgmt For For
the Supervisory Board: Dr. Manfred Bischoff
8.B. Resolution on the election of new members of Mgmt For For
the Supervisory Board: Lynton R. Wilson
8.C. Resolution on the election of new members of Mgmt For For
the Supervisory Board: Petraea Heynike
--------------------------------------------------------------------------------------------------------------------------
DNB NOR ASA, OSLO Agenda Number: 702933335
--------------------------------------------------------------------------------------------------------------------------
Security: R1812S105
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: NO0010031479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
1 Opening of the general meeting by the chairman Non-Voting No vote
of the supervisory board
2 Approval of the notice of the general meeting Mgmt No vote
and the agenda
3 Election of a person to sign the minutes of Mgmt No vote
the general meting along with the chairman
4 Approval of remuneration rates for members of Mgmt No vote
the supervisory board, control committee and
election committee
5 Approval of the auditors remuneration Mgmt No vote
6 Approval of the 2010 annual report and accounts, Mgmt No vote
including the distribution of dividends and
group contributions
7 Election of 10 members and 14 deputies to the Mgmt No vote
supervisory board
8 Election of four members and two deputies to Mgmt No vote
the control committee, and among these the
committee chairman and vice-chairman
9 Authorisation to the board of directors for Mgmt No vote
the repurchase of shares
10 Statement from the board of directors in connection Mgmt No vote
with remuneration to senior executives
11 Amendments to the articles of association Mgmt No vote
12 Changes in the instructions for the election Mgmt No vote
committee
13 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr No vote
PROPOSAL: Items notified to the board of directors
by shareholder Sverre T. Evensen: A. Financial
stability - role distribution and impartialityl;
B. A financial structure for a new real economy;
C. Financial services innovation in the best
interests of the atomic customer; D. Shared
economic responsibility and common interests
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933384846
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAGJEET S. BINDRA Mgmt For For
1B ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1C ELECTION OF DIRECTOR: FRANCE A. CORDOVA Mgmt For For
1D ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR. Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES B. CURTIS Mgmt For For
1F ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1G ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1H ELECTION OF DIRECTOR: RONALD L. OLSON Mgmt For For
1I ELECTION OF DIRECTOR: JAMES M. ROSSER Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, Mgmt For For
III
1K ELECTION OF DIRECTOR: THOMAS C. SUTTON Mgmt For For
1L ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
05 MANAGEMENT PROPOSAL TO APPROVE AN AMENDMENT Mgmt For For
TO THE EDISON INTERNATIONAL 2007 PERFORMANCE
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933358435
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 01-Feb-2011
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
R.L. RIDGWAY** Mgmt For For
02 RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER Mgmt For For
THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES
PLAN.
03 APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK Mgmt For For
OPTION PLAN.
04 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
05 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON Mgmt For For
ELECTRIC CO. EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year Against
COMPENSATION ADVISORY VOTES.
07 APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING Shr Against For
THE ISSUANCE OF A SUSTAINABILITY REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENI S P A Agenda Number: 702960065
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: OGM
Meeting Date: 05-May-2011
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 809585 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting No vote
OF MEETING DATE FROM 29 APR 2011 TO 05 MAY
2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
1 Eni Financial Statements at December 31, 2010. Mgmt For For
Related deliberations. Eni consolidated Financial
Statements at December 31, 2010. Reports of
the Directors, of the Board of Statutory Auditors
and of the Audit Firm
2 Allocation of net profit Mgmt For For
3 Determination of the number of the Board of Mgmt For For
Directors' members
4 Determination of the Directors' term Mgmt For For
0 PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES Non-Voting No vote
OF CANDIDATES TO BE ELECTED AS DIRECTORS, THERE
IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE
2 SLATES. THANK YOU.
5.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr No vote
PROPOSAL: Appointment of the Directors: List
presented by Ministero dell'Economia e delle
Finanze holding 3.9% of company stock capital:
1. RECCHI Giuseppe (Chairman) 2. SCARONI Paolo
3. GATTO Carlo Cesare 4. MARCHIONI Paolo 5.
RESCA Mario 6. PETRI Roberto
5.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr For Against
PROPOSAL: Appointment of the Directors: List
presented by some Institutional Investors holding
0.903% of company stock capital: 1. PROFUMO
Alessandro 2. TARANTO Francesco 3. LORENZI
Alessandro
6 Appointment of the Chairman of the Board of Mgmt For For
Directors
7 Determination of the remuneration of the Chairman Mgmt Against Against
of the Board of Directors and of the Directors
0 PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES Non-Voting No vote
OF CANDIDATES TO BE ELECTED AS AUDITORS THERE
IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE
2 SLATES. THANK YOU.
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Appointment of the Statutory Auditors:
List presented by Ministero dell'Economia e
delle Finanze holding 3.9% of company stock
capital: Effective Internal Auditor: 1. FERRANTI
Roberto 2. FUMAGALLI Paolo 3. RIGHETTI Renato,
Alternate Internal Auditor: 1. BILOTTI Francesco
8.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr For Against
PROPOSAL: Appointment of the Statutory Auditors:
List presented by some Institutional Investors
holding 0.903% of company stock capital: Effective
Internal Auditor: 1. MARINELLI Ugo 2. GIORGIO
Silva, Alternate Internal Auditor: 1. LAURI
Maurizio 2. SPANO' Pierumberto
9 Appointment of the Chairman of the Board of Mgmt For For
Statutory Auditors
10 Determination of the remuneration of the Chairman Mgmt For For
of the Board of Statutory Auditors and of the
effective Statutory Auditors
11 Compensation of the Court of Auditors' Representative Mgmt For For
in charge of the financial monitoring of Eni
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 933389517
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1B ELECTION OF DIRECTOR: M. WALTER D'ALESSIO Mgmt For For
1C ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt For For
1D ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For
1E ELECTION OF DIRECTOR: SUE L. GIN Mgmt For For
1F ELECTION OF DIRECTOR: ROSEMARIE B. GRECO Mgmt For For
1G ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt For For
1I ELECTION OF DIRECTOR: JOHN M. PALMS Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS J. RIDGE Mgmt For For
1L ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1M ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1N ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For
1O ELECTION OF DIRECTOR: DON THOMPSON Mgmt For For
02 THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS EXELON'S INDEPENDENT ACCOUNTANT FOR THE
YEAR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
FORTUM CORPORATION, ESPOO Agenda Number: 702779464
--------------------------------------------------------------------------------------------------------------------------
Security: X2978Z118
Meeting Type: AGM
Meeting Date: 31-Mar-2011
Ticker:
ISIN: FI0009007132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
1 Opening of the meeting Non-Voting No vote
2 Calling the meeting to order Non-Voting No vote
3 Election of persons to scrutinize the minutes Non-Voting No vote
and to supervise to supervise the counting
of votes
4 Recording the legality of the meeting Non-Voting No vote
5 Recording the attendance at the meeting and Non-Voting No vote
adoption of the list of votes
6 Presentation of the financial statements, the Non-Voting No vote
operating and financial review, the auditor's
report and the statement of the supervisory
board for the year 2010
7 Adoption of the financial statements and consolidated Mgmt For For
financial statements
8 Resolution on the use of the profit shown on Mgmt For For
the balance sheet and the payment of dividend.
the board proposes that a dividend of EUR 1.00
per share be paid
9 Resolution on the discharge from liability of Mgmt For For
the members of the supervisory board, the
members of the board of directors and the managing
director
10 Resolution on the remuneration of the members Mgmt For For
of the supervisory board
11 Resolution on the number of members of the supervisory Mgmt For For
board
12 Election of the chairman, the deputy chairman Mgmt For For
and the members of the supervisory
board
13 Resolution on the remuneration of the members Mgmt For For
of the board of directors
14 Resolution on the number of members of the board Mgmt For For
of directors. the shareholders nomination
committee proposes that the board shall consist
of seven members
15 Election of the chairman, deputy chairman and Mgmt For For
members of the board of directors.
the shareholders nomination committee proposes:
S.Baldauf be elected as chairman, C.Ramm-Schmidt
as deputy chairman, and the members E.Aho,
I.Ervasti-Vaintola, J.Larson be re-elected
and M.Akhtarzand, H-W.Binzel be elected
as new members
16 Resolution on the remuneration of the auditor Mgmt For For
17 Election of auditor. the board proposes that Mgmt For For
Deloitte and Touche Ltd is elected as
the auditor
18 Proposal to dissolve the supervisory board and Mgmt For For
thereto relating proposal to amend the articles
of association the state of Finland and the
Finnish shareholders association propose
to dissolve supervisory board and amend the
articles of association accordingly
19 Proposal by the state of Finland to appoint Mgmt For For
a nomination board
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN AMOUNT IN RESOLUTION 8 AND ADDITION OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT PLEASE NOTE THAT THE BOARD DOES NOT MAKE ANY Non-Voting No vote
RECOMMENDATION ON RESOLUTION 15. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933387854
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1C ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For
1E ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: GEORGE A. JOULWAN Mgmt For For
1G ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For
1H ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1I ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For
02 SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE Mgmt 1 Year Against
COMPENSATION ADVISORY VOTES.
05 SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN Shr Against For
RIGHTS POLICY.
06 SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL Shr For Against
SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
GEORGE WESTON LIMITED Agenda Number: 933411059
--------------------------------------------------------------------------------------------------------------------------
Security: 961148509
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: WNGRF
ISIN: CA9611485090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. CHARLES BAILLIE Mgmt For For
WARREN BRYANT Mgmt For For
PETER B.M. EBY Mgmt For For
DARREN ENTWISTLE Mgmt For For
ANNE L. FRASER Mgmt For For
ANTHONY R. GRAHAM Mgmt For For
JOHN S. LACEY Mgmt For For
ALLAN L. LEIGHTON Mgmt For For
ISABELLE MARCOUX Mgmt For For
J. ROBERT S. PRICHARD Mgmt For For
THOMAS F. RAHILLY Mgmt For For
BARBARA STYMIEST Mgmt For For
W. GALEN WESTON Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS AND AUTHORIZATION Mgmt For For
OF THE DIRECTORS TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933380115
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 25-Apr-2011
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 2011 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL Mgmt For For
INC. AND ITS AFFILIATES.
06 HONEYWELL INTERNATIONAL INC. INCENTIVE COMPENSATION Mgmt For For
PLAN FOR EXECUTIVE EMPLOYEES, AMENDED AND RESTATED
EFFECTIVE AS OF JANUARY 1, 2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shr For Against
08 SPECIAL SHAREOWNER MEETINGS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOB GROUP PLC Agenda Number: 702732721
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 02-Feb-2011
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Directors Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-elect Dr. K.M. Burnett Mgmt For For
5 To re-elect Mrs. A.J. Cooper Mgmt For For
6 To re-elect Mr. R. Dyrbus Mgmt For For
7 To re-elect Mr. M.H.C. Herlihy Mgmt For For
8 To re-elect Dr. P.H. Jungels Mgmt For For
9 To re-elect Ms. S.E. Murray Mgmt For For
10 To re-elect Mr. I.J.G Napier Mgmt For For
11 To re-elect Mr. B. Setrakian Mgmt For For
12 To re-elect Mr. M.D. Williamson Mgmt For For
13 Reappointment of Auditors Mgmt For For
14 Remuneration of Auditors Mgmt For For
15 Donations to political organisations Mgmt For For
16 Sharesave plan renewal Mgmt For For
17 Authority to allot securities Mgmt For For
18 Disapplication of pre emption rights Mgmt For For
19 Purchase of own shares Mgmt For For
20 Notice period for general meetings Mgmt For For
21 Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933380381
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1F ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1H ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For
1J ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1K ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt For For
72)
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION (PAGE 73)
05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE Shr Against For
74)
06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS Shr Against For
POLICY (PAGES 74-75)
07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PWR PLC Agenda Number: 702712781
--------------------------------------------------------------------------------------------------------------------------
Security: G4890M109
Meeting Type: AGM
Meeting Date: 16-Dec-2010
Ticker:
ISIN: GB0006320161
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To: a) approve the combination of the Company Mgmt For For
and GDF SUEZ Energy International
and to authorize the Board of the Company to
take all steps necessary or desirable to
implement the combination; and b) authorize
the Board of the Company to allot the new
ordinary shares to be issued pursuant to
the terms of the combination
2 To approve the grant by the Panel on Takeovers Mgmt For For
and Mergers of a Rule 9 waiver
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933382854
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1J ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shr Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933404028
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Mgmt Against Against
PLAN
06 POLITICAL NON-PARTISANSHIP Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
08 MORTGAGE LOAN SERVICING Shr Against For
09 POLITICAL CONTRIBUTIONS Shr Against For
10 GENOCIDE-FREE INVESTING Shr Against For
11 INDEPENDENT LEAD DIRECTOR Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933395255
--------------------------------------------------------------------------------------------------------------------------
Security: 50075N104
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: KFT
ISIN: US50075N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Mgmt For For
1B ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1C ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1D ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1E ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Mgmt For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1H ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1J ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
4 APPROVAL OF THE KRAFT FOODS INC. AMENDED AND Mgmt For For
RESTATED 2006 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS.
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
LANCASHIRE HOLDINGS LTD Agenda Number: 702724774
--------------------------------------------------------------------------------------------------------------------------
Security: G5361W104
Meeting Type: SGM
Meeting Date: 22-Dec-2010
Ticker:
ISIN: BMG5361W1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 767813 DUE TO RECEIPT OF PAST RECORD DATE.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
1.I To authorise the Company to amend its Bye-Laws: Mgmt For For
amend Bye-laws 3 and 4 to add a reference to
Treasury Shares, and the terms upon which they
may be held
1.II To authorise the Company to amend its Bye-Laws: Mgmt For For
amend Bye-laws 8, 56(e) and 74 to take account
of the fact corporate seals are no longer required
1.III To authorise the Company to amend its Bye-Laws: Mgmt For For
amend Bye-law 10.2 to reflect that the register
of members may be inspected free of charge
1.IV To authorise the Company to amend its Bye-Laws: Mgmt For For
amend Bye-laws 22, 23, 30, 58, 59 and 69 to
reflect the fact that the requirement for specific
titles for officers has been removed
1.V To authorise the Company to amend its Bye-Laws: Mgmt For For
amend Bye-laws 26, 28, 32, 65 and 66 to take
account of the new provisions in the Act allowing
for electronic delivery of notice and access
to Shareholders
1.VI To authorise the Company to amend its Bye-Laws: Mgmt For For
amend Bye-law 45 to modify the subsidiary voting
push-up provision in Bye-law 45, so that Bye-law
45 is only applicable in the event that the
voting rights of any shares of the Company
held by U.S. Shareholders are adjusted pursuant
to Company Bye-laws 40-44
1.VII To authorise the Company to amend its Bye-Laws: Mgmt For For
amend Bye-law 63.6 to authorise the Company
to advance defence funds to indemnified parties
1VIII To authorise the Company to amend its Bye-Laws: Mgmt For For
amend Bye-law 67 to authorise the Company to
clarify the quorum requirement for Board meetings
2.IX To authorise the Company to amend the rules Mgmt For For
of the Restricted Share Scheme: that amendments
to the terms of the Lancashire Holdings Limited
Restricted Share Scheme (the "RSS") referred
to in the Chairman of the Board's letter to
Shareholders dated 29 November 2010 and produced
in draft to this meeting and, for the purposes
of identification, initialled by the Chairman,
be approved and the directors be authorised
to adopt such amendments into the RSS
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933383147
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1B ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1D ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1G ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1H ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Mgmt For For
1I ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1J ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL ADOPT THE LOCKHEED MARTIN Mgmt For For
CORPORATION 2011 INCENTIVE PERFORMANCE AWARD
PLAN
04 PROPOSAL TO APPROVE THE COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS
05 PROPOSAL ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
VOTES ON THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS
06 STOCKHOLDER PROPOSAL ALLOW STOCKHOLDERS TO ACT Shr For Against
BY WRITTEN CONSENT IN LIEU OF A MEETING
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933383907
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt Against Against
1B ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. Mgmt Against Against
1D ELECTION OF DIRECTOR: DAVID A. DABERKO Mgmt Against Against
1E ELECTION OF DIRECTOR: WILLIAM L. DAVIS Mgmt Against Against
1F ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt Against Against
1G ELECTION OF DIRECTOR: PHILIP LADER Mgmt Against Against
1H ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt Against Against
1I ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt Against Against
1J ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt Against Against
1K ELECTION OF DIRECTOR: SETH E. SCHOFIELD Mgmt Against Against
1L ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt Against Against
1M ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt Against Against
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2011.
03 BOARD PROPOSAL TO AMEND OUR BY-LAWS TO LOWER Mgmt Against Against
THE THRESHOLD FOR STOCKHOLDERS TO CALL SPECIAL
MEETINGS.
04 BOARD PROPOSAL FOR A NON-BINDING ADVISORY VOTE Mgmt Against Against
ON OUR EXECUTIVE COMPENSATION.
05 BOARD PROPOSAL TO SELECT THE DESIRED FREQUENCY Mgmt 1 Year For
OF NON-BINDING ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
06 STOCKHOLDER PROPOSAL SEEKING A SAFETY REPORT Shr Against For
OUTLINING THE COMPANY'S STEPS TO REDUCE THE
RISK OF ACCIDENTS.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933416744
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Mgmt For For
1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Mgmt For For
1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1N ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For
1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1R ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933331011
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 16-Nov-2010
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
02 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shr Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 702493177
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 26-Jul-2010
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the annual report and accounts Mgmt For For
2 Declare a final dividend Mgmt For For
3 Re-elect Sir John Parker Mgmt For For
4 Re-elect Steve Holliday Mgmt For For
5 Re-elect Ken Harvey Mgmt For For
6 Re-elect Steve Lucas Mgmt For For
7 Re-elect Stephen Pettit Mgmt For For
8 Re-elect Nick Winser Mgmt For For
9 Re-elect George Rose Mgmt For For
10 Re-elect Tom King Mgmt For For
11 Re-elect Maria Richter Mgmt For For
12 Re-elect John Allan Mgmt For For
13 Re-elect Linda Adamany Mgmt For For
14 Re-elect Mark Fairbairn Mgmt For For
15 Re-elect Philip Aiken Mgmt For For
16 Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors
17 Authorize the Directors to set the Auditors' Mgmt For For
remuneration
18 Approve the Directors remuneration report Mgmt For For
19 Authorize the Directors to allot ordinary shares Mgmt For For
S.20 Approve to disapply pre-emptive rights Mgmt For For
S.21 Authorize the Company to purchase its own ordinary Mgmt For For
shares
S.22 Authorize the Directors to hold general meetings Mgmt For For
on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
NESTLE S A Agenda Number: 702847596
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 14-Apr-2011
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 799253 DUE TO DELETION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 741313, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Approval of the annual report, the financial Mgmt No vote
statements of Nestle S.A. and the consolidated
financial statements of the Nestle group for
2010
1.2 Acceptance of the Compensation Report 2010 (advisory Mgmt No vote
vote)
2 Release of the members of the Board of Directors Mgmt No vote
and of the Management
3 Appropriation of profits resulting from the Mgmt No vote
balance sheet of Nestle S.A.
4.1.1 Re-election to the Board of Directors: Mr. Paul Mgmt No vote
Bulcke
4.1.2 Re-election to the Board of Directors: Mr. Andreas Mgmt No vote
Koopmann
4.1.3 Re-election to the Board of Directors: Mr. Rolf Mgmt No vote
Hanggi
4.1.4 Re-election to the Board of Directors: Mr. Jean-Pierre Mgmt No vote
Meyers
4.1.5 Re-election to the Board of Directors: Mrs. Mgmt No vote
Naina Lal Kidwai
4.1.6 Re-election to the Board of Directors: Mr. Beat Mgmt No vote
Hess
4.2 Election to the Board of Directors: Ms. Ann Mgmt No vote
Veneman (for a term of three years)
4.3 Re-election of the statutory auditors: KPMG Mgmt No vote
S.A., Geneva branch (for a term of one year)
5 Cancellation of 165 000 000 shares repurchased Mgmt No vote
under the share buy-back programmes, and reduction
of the share capital by CHF 16 500 000
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933401286
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SHERRY S. BARRAT Mgmt For For
ROBERT M. BEALL, II Mgmt For For
J. HYATT BROWN Mgmt For For
JAMES L. CAMAREN Mgmt For For
KENNETH B. DUNN Mgmt For For
J. BRIAN FERGUSON Mgmt For For
LEWIS HAY, III Mgmt For For
TONI JENNINGS Mgmt For For
OLIVER D. KINGSLEY, JR. Mgmt For For
RUDY E. SCHUPP Mgmt For For
WILLIAM H. SWANSON Mgmt For For
MICHAEL H. THAMAN Mgmt For For
HANSEL E. TOOKES, II Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 APPROVAL OF THE NEXTERA ENERGY, INC. 2011 LONG Mgmt For For
TERM INCENTIVE PLAN.
04 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA Mgmt For For
ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
05 NON-BINDING ADVISORY VOTE ON WHETHER NEXTERA Mgmt 1 Year For
ENERGY SHOULD HOLD A NON-BINDING SHAREHOLDER
ADVISORY VOTE TO APPROVE NEXTERA ENERGY'S COMPENSATION
OF ITS NAMED EXECUTIVE OFFICERS EVERY 1, 2
OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
NORDEA BANK AB, STOCKHOLM Agenda Number: 702809421
--------------------------------------------------------------------------------------------------------------------------
Security: W57996105
Meeting Type: AGM
Meeting Date: 24-Mar-2011
Ticker:
ISIN: SE0000427361
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting No vote
ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK
YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Election of a chairman for the general meeting Non-Voting No vote
2 Preparation and approval of the voting list Non-Voting No vote
3 Approval of the agenda Non-Voting No vote
4 Election of at least one minutes checker Non-Voting No vote
5 Determination whether the general meeting has Non-Voting No vote
been duly convened
6 Submission of the annual report and consolidated Non-Voting No vote
accounts, and of the audit report and the
group audit report. In connection herewith:
the chairman's of the board presentation of
the board of directors' work and speech by
the Group CEO
7 Adoption of the income statement and the consolidated Mgmt For For
income statement, and the balance sheet and
the consolidated balance sheet
8 Decision on dispositions of the Company's profit Mgmt For For
according to the adopted balance sheet
9 Decision regarding discharge from liability Mgmt For For
for the members of the board of directors
and the CEO (The auditor recommends discharge
from liability)
10 The board of directors' proposal for a resolution Mgmt For For
on the amendment to articles 8, 10,
11 and 13 of the articles of association
11 Determination of the number of board members Mgmt For For
12 Determination of the number of auditors Mgmt For For
13 Determination of fees for board members and Mgmt For For
auditors
14 Election of board members and chairman of the Mgmt For For
board: for the period until the end of the
next annual general meeting Bjorn Wahlroos,
Stine Bosse, Marie Ehrling, Svein Jacobsen,
Tom Knutzen, Lars G Nordstrom, Sarah Russell,
Bjorn Saven and Kari Stadigh shall be re-elected
as board members. For the period until the
end of the next annual general meeting Bjorn
Wahlroos, shall be elected Chairman
15 Election of auditors Mgmt For For
16 The nomination committee's proposal for a resolution Mgmt For For
on the establishment of a nomination committee
17.a The board of directors' proposal for a resolution Mgmt For For
on authorisation for the board of directors
to decide on a) acquisition of shares in the
Company and
17.b The board of directors' proposal for a resolution Mgmt For For
on authorisation for the board of directors
to decide on b) conveyance of shares in the
Company
18 The board of directors' proposal for a resolution Mgmt For For
on the purchase of own shares according
to chapter 7 section 6 of the Swedish Securities
Market Act (lagen (2007:528) om vardepappersmarknaden)
19 Resolution regarding the guidelines for remuneration Mgmt For For
to the executive officers
20.a The board of directors' proposal for a resolution Mgmt For For
on a Long Term Incentive Programme: Long
Term Incentive Programme
20.b The board of directors' proposal for a resolution Mgmt For For
on a Long Term Incentive Programme: Conveyance
of shares under the Long Term Incentive Programme
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF DIRECTORS' NAMES AND CONSERVATIVE RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 702775632
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 22-Feb-2011
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 750908, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
A.1 The Board of Directors proposes approval of Mgmt Take No Action
the Annual Report, the Financial Statements
of Novartis AG and the Group Consolidated Financial
Statements for the Business Year 2010
A.2 The Board of Directors proposes discharge from Mgmt Take No Action
liability of its members and those of the Executive
Committee for the business year 2010
A.3 The Board of Directors proposes appropriation Mgmt Take No Action
of the available earnings of CHF 7,027,682,826
as: Dividend: CHF 5,452,130,559; Transfer to
free reserves: CHF 1,575,552,267; the total
dividend payment of CHF 5,452,130,559 is equivalent
to a gross dividend of CHF 2.20 per registered
share of CHF 0.50 nominal value entitled to
dividends
A.4 The Board of Directors proposes that the Compensation Mgmt Take No Action
System of Novartis be endorsed (non-binding
consultative vote)
A.5.1 At this Annual General Meeting, Alexandre F. Non-Voting No vote
Jetzer-Chung and Hans-Joerg Rudloff are retiring
from the Board of Directors, having reached
the age limit set in the Articles of Incorporation
A52.1 The Board of Directors proposes the re-election Mgmt Take No Action
of Ann Fudge for a three-year term
A52.2 The Board of Directors proposes the re-election Mgmt Take No Action
of Pierre Landolt for a three-year term
A52.3 The Board of Directors proposes the re-election Mgmt Take No Action
of Ulrich Lehner, Ph.D., for a three-year term
A.5.3 The Board of Directors proposes the election Mgmt Take No Action
of Enrico Vanni, Ph.D., for a three-year term
A.6 The Board of Directors proposes the election Mgmt Take No Action
of PricewaterhouseCoopers as auditor of Novartis
AG for one year
B If shareholders at the Annual General Meeting Mgmt Take No Action
propose additional and/or counterproposals,
I/we instruct the Independent Proxy to vote
according to the proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 702821528
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: EGM
Meeting Date: 08-Apr-2011
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 793761, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
A.1.1 Under this item, the Board of Directors proposes Mgmt No vote
approval of the merger agreement between Alcon,
Inc. ("Alcon") and Novartis AG ("Novartis"
or "Company") dated December 14, 2010
A.1.2 Under this item, the Board of Directors proposes Mgmt No vote
the creation of authorised capital through
the issuance of up to 108 million new shares
for the purpose of completing the merger of
Alcon into Novartis by means of the following
new Article 4a of the Articles of Incorporation:
Article 4a Authorised Capital in favor of Alcon,
Inc 1 Up to 8 April 2013, the Board of Directors
shall be authorised to increase the share capital
in connection with the merger of Alcon, Inc.
into the Company by a maximum amount of CHF
54,000,000 nominal value through the issuance
of maximally 108,000,000 fully paid-in registered
shares with a nominal value of CHF 0.50 each.
The pre-emptive rights of the existing shareholders
shall not apply. The Board of Directors shall
determine the issue price in accordance with
the merger agreement between Alcon, Inc. and
Novartis AG dated 14 December 2010. The new
shares shall be entitled to dividends as from
the financial year in which they are issued
and shall be subject to the registration requirements
set forth in Article 5 of the Articles of Incorporation
B If shareholders at the Extraordinary General Mgmt No vote
Meeting propose additional and/or counter-proposals,
l/we instruct the Independent Proxy to vote
according to the proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
ORIENT OVERSEAS INTL LTD Agenda Number: 702857939
--------------------------------------------------------------------------------------------------------------------------
Security: G67749153
Meeting Type: AGM
Meeting Date: 03-May-2011
Ticker:
ISIN: BMG677491539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110324/LTN20110324374.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS
"1 TO 6" THANK YOU
1 To consider and adopt the audited Financial Mgmt For For
Statements and the Reports of the Directors
and the Auditor for the year ended 31st December
2010
2.a To declare a final dividend for the year ended Mgmt For For
31st December 2010
2.b To declare a special dividend for the year ended Mgmt For For
31st December 2010
3.a To re-elect Mr. Kenneth Gilbert Cambie as Director Mgmt For For
3.b To re-elect Mr. King Roger as Director Mgmt For For
3.c To re-elect Mr. Simon Murray as Director Mgmt Against Against
4 To authorise the Board of Directors to fix the Mgmt For For
Directors' remuneration
5 To re-appoint PricewaterhouseCoopers as Auditor Mgmt For For
and to authorise the Board of Directors to
fix their remuneration
6.a To grant a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with the Company's
shares
6.b To grant a general mandate to the Directors Mgmt For For
to repurchase the Company's shares
6.c To extend the general mandate to issue shares Mgmt Against Against
to cover the shares repurchased by the Company
under Resolution No. 6(b)
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 933332974
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 27-Oct-2010
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KLAUS-PETER MULLER Mgmt For For
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
MARKOS I. TAMBAKERAS Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION Mgmt For For
2010 PERFORMANCE BONUS PLAN.
04 SHAREHOLDER PROPOSAL TO AMEND THE CODE OF REGULATIONS Shr Against For
TO SEPARATE THE ROLES OF CHAIRMAN OF THE BOARD
AND CHIEF EXECUTIVE OFFICER.
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933388692
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: BTU
ISIN: US7045491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM A. COLEY Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
M. FRANCES KEETH Mgmt For For
HENRY E. LENTZ Mgmt For For
ROBERT A. MALONE Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN F. TURNER Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF PEABODY'S 2011 LONG-TERM EQUITY Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933393744
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt Against Against
1H ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND Shr Against For
TOBACCO USE
06 STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC, LONDON Agenda Number: 702930719
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 19-May-2011
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Report and the Financial Mgmt For For
Statements
2 To approve the Directors' remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To elect Sir Howard Davies as a director Mgmt For For
5 To elect Mr John Foley as a director Mgmt For For
6 To elect Mr Paul Manduca as a director Mgmt For For
7 To elect Mr Michael Wells as a director Mgmt For For
8 To re-elect Mr Keki Dadiseth as a director Mgmt For For
9 To re-elect Mr Robert Devey as a director Mgmt For For
10 To re-elect Mr Michael Garrett as a director Mgmt For For
11 To re-elect Ms Ann Godbehere as a director Mgmt For For
12 To re-elect Mrs Bridget Macaskill as a director Mgmt For For
13 To re-elect Mr Harvey McGrath as a director Mgmt For For
14 To re-elect Mr Michael McLintock as a director Mgmt For For
15 To re-elect Mr Nicolaos Nicandrou as a director Mgmt For For
16 To re-elect Ms Kathleen O'Donovan as a director Mgmt For For
17 To re-elect Mr Barry Stowe as a director Mgmt For For
18 To re-elect Mr Tidjane Thiam as a director Mgmt For For
19 To re-elect Lord Turnbull as a director Mgmt For For
20 To re-appoint KPMG Audit Plc as auditor Mgmt For For
21 To authorise the directors to determine the Mgmt For For
amount of the auditor's remuneration
22 Renewal of authority to make political donations Mgmt For For
23 Renewal of authority to allot ordinary shares Mgmt For For
24 Extension of authority to allot ordinary shares Mgmt For For
to include re-purchased shares
25 Renewal of authority for disapplication of pre-emption Mgmt For For
rights
26 Renewal of authority for purchase of own shares Mgmt For For
27 Renewal of authority in respect of notice for Mgmt For For
general meetings
28 To authorise the change in the rules of the Mgmt For For
Prudential International Savings Related Share
Option Scheme
29 To authorise the change in the rules of the Mgmt For For
Prudential International Assurance Sharesave
Plan
--------------------------------------------------------------------------------------------------------------------------
REPSOL YPF S A Agenda Number: 702821225
--------------------------------------------------------------------------------------------------------------------------
Security: E8471S130
Meeting Type: OGM
Meeting Date: 15-Apr-2011
Ticker:
ISIN: ES0173516115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ADDITIONAL DETAILS/NOTES DIRECTED TO INVESTORS: Non-Voting No vote
PLEASE BE ADVISED THAT ADDITIONAL INFORMATION
CONCERNING ACS, S.A. CAN ALSO BE VIEWED ON
THE COMPANY WEBSITE: http://www.repsol.com/es_en/corporacion/accionistas-e-inversores/
gobierno-corporativo/junta_general_de_accionistas/default.aspx
CMMT ADDITIONAL DETAILS/NOTES DIRECTED TO CUSTODIAN Non-Voting No vote
BANKS: PLEASE BE ADVISED THAT ADDITIONAL INFORMATION
CONCERNING ACS, S.A. CAN ALSO BE VIEWED ON
THE COMPANY WEBSITE: http://www.repsolypf.com
1 Review and approval, if appropriate, of the Mgmt For For
Annual Financial Statements and the Management
Report of Repsol YPF, S.A., of the Consolidated
Annual Financial Statements and the Consolidated
Management Report, for the fiscal year ended
31st December 2010, of the proposal of application
of its earnings
2 Approval of the management by the Board of Directors Mgmt For For
during fiscal year 2010
3 Appointment of the Accounts Auditor of Repsol Mgmt For For
YPF, S.A. and of its Consolidated Group for
the fiscal year 2011
4 Amendment of Articles 9, 11, 19, 24, 27, 29, Mgmt For For
32, 39, 44, 50 and 56 of the Bylaws, and Articles
3, 5, 8, 13, 14 and 15 of General Meeting regulations
5 Amendment of article 52 of the Articles of Association, Mgmt For For
regarding the application of profit/loss of
the fiscal year
6 Amendment of articles 40 and 35 of the Articles Mgmt For For
of Association, regarding the internal positions
and meetings of the Board of Directors
7 Re-election of Mr. Antonio Brufau Niubo as Director Mgmt Against Against
8 Re-election of Mr. Luis Fernando del Rivero Mgmt For For
Asensio as Director
9 Re-election of Mr. Juan Abello Gallo as Director Mgmt For For
10 Re-election of Mr. Luis Carlos Croissier Batista Mgmt For For
as Director
11 Re-election of Mr. Angel Durandez Adeva as Director Mgmt For For
12 Re-election of Mr. Jose Manuel Loureda Mantinan Mgmt For For
as Director
13 Appointment of Mr. Mario Fernandez Pelaz as Mgmt For For
Director
14 Delivery Plan Shares to the Beneficiaries of Mgmt For For
Multi-Annual Programs
15 Stock Purchase Plan 2011-2012 Mgmt For For
16 Delegation to the Board of Directors of the Mgmt For For
power to issue fixed rate securities, convertible
or exchangeable by shares of the Company or
exchangeable by shares of other companies,
as well as warrants (options to subscribe new
shares or to acquire preexisting shares of
the Company). Establishment of the criteria
for the determination of the basis and methods
for the conversion and/or exchange and delegation
to the Board of Directors of the powers to
increase the capital stock in the necessary
amount, as well to exclude, in whole or in
part, the preemptive subscription rights of
shareholders over said issues. Authorisation
to guarantee by the Company of issues made
by its subsidiaries. To leave without effect,
in the portion not used, the seventh resolution
of the Ordinary General Shareholders' Meeting
held on June 16th, 2006
17 Delegation of powers to supplement, develop, Mgmt For For
execute, rectify and formalize the resolutions
adopted by the General Shareholders' Meeting
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG Agenda Number: 702770125
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 01-Mar-2011
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting No vote
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK
YOU
1.1 The Board of Directors proposes that the Annual Non-Voting No vote
Report, Annual Financial Statements and Consolidated
Financial Statements for 2010 be approved
1.2 The Board of Directors proposes that the Remuneration Non-Voting No vote
Report (see Annual Report pages 91-101) be
approved. This document contains the principles
governing the remuneration paid to the Board
of Directors and Corporate Executive Committee
and reports on the amounts paid to the members
of both bodies in 2010. This vote is purely
consultative
2 The Board of Directors proposes that the actions Non-Voting No vote
taken by its members in 2010 be affirmed and
ratified
3 Vote on the appropriation of available earnings Non-Voting No vote
4 Amendment to the articles of incorporation Non-Voting No vote
5.1 The re-election of Prof. Pius Baschera to the Non-Voting No vote
Board for the term as provided by the Articles
of Incorporation
5.2 The re-election of Prof. Bruno Gehrig to the Non-Voting No vote
Board for the term as provided by the Articles
of Incorporation
5.3 The re-election of Mr Lodewijk J.R. de Vink Non-Voting No vote
to the Board for the term as provided by the
Articles of Incorporation
5.4 The re-election of Dr Andreas Oeri to the Board Non-Voting No vote
for the term as provided by the Articles of
Incorporation
5.5 The election of Mr Paul Bulcke to the Board Non-Voting No vote
for the term as provided by the Articles of
Incorporation
5.6 The election of Mr Peter R. Voser to the Board Non-Voting No vote
for the term as provided by the Articles of
Incorporation
5.7 The election of Dr Christoph Franz to the Board Non-Voting No vote
for the term as provided by the Articles of
Incorporation
6 The Board of Directors proposes that KPMG Ltd. Non-Voting No vote
be elected as Statutory Auditors for the 2011
financial year
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AGENDA. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROYAL KPN NV Agenda Number: 702811882
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: AGM
Meeting Date: 06-Apr-2011
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
1 Opening and announcements Non-Voting No vote
2 Report by the Board of Management for the financial Non-Voting No vote
year 2010
3 Proposal to adopt the financial statements for Mgmt For For
the financial year 2010
4 Explanation of the financial and dividend policy Non-Voting No vote
5 Proposal to adopt a dividend over the financial Mgmt For For
year 2010
6 Proposal to discharge the members of the Board Mgmt For For
of Management from liability
7 Proposal to discharge the members of the Supervisory Mgmt For For
Board from liability
8 Proposal to appoint the auditor Mgmt For For
9 Proposal to amend the remuneration policy for Mgmt For For
the Board of Management
10 Proposal to amend the remuneration of the Supervisory Mgmt For For
Board
11 Opportunity to make recommendations for the Non-Voting No vote
appointment of a member of the Supervisory
Board
12 Proposal to appoint Mr J.B.M. Streppel as member Mgmt For For
of the Supervisory Board
13 Proposal to appoint Mr M. Bischoff as member Mgmt For For
of the Supervisory Board
14 Proposal to appoint Ms C.M. Hooymans as member Mgmt For For
of the Supervisory Board
15 Information on the composition of the Supervisory Non-Voting No vote
Board going forward
16 Proposal to authorize the Board of Management Mgmt For For
to resolve that the company may acquire its
own shares
17 Proposal to reduce the capital through cancellation Mgmt For For
of own shares
18 Any other business and closure of the meeting Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
SAMPO OYJ Agenda Number: 702791600
--------------------------------------------------------------------------------------------------------------------------
Security: X75653109
Meeting Type: AGM
Meeting Date: 14-Apr-2011
Ticker:
ISIN: FI0009003305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
1 Opening of the meeting Non-Voting No vote
2 Calling the meeting to order Non-Voting No vote
3 Election of persons to scrutinise the minutes Non-Voting No vote
and to supervise the counting of votes
4 Recording the legality of the meeting Non-Voting No vote
5 Recording the attendance at the meeting and Non-Voting No vote
adoption of the list of votes
6 Presentation of the annual accounts, the Report Non-Voting No vote
of the Board of Directors and the Auditor's
Report for the year 2010
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown on Mgmt For For
the balance sheet and the payment of dividend:
the board proposes that a dividend of EUR 1.15
per share be paid
9 Resolution on the discharge of the members of Mgmt For For
the Board of Directors and the CEO from liability
10 Resolution on the remuneration of the members Mgmt For For
of the Board of Directors
11 Resolution on the number of members of the Board Mgmt For For
of Directors: the Nomination and Compensation
Committee of the Board proposes that the number
of members be eight
12 Election of members of the Board of Directors: Mgmt For For
the Nomination and Compensation Committee of
the Board proposes that A. Brunila, E. Palin-Lehtinen,
J. Pekkarinen, C. Taxell, V-M. Mattila, M.
Vuoria and B. Wahlroos be re-elected and A.
Grate Axen be elected as a new member
13 Resolution on the remuneration of the Auditor Mgmt For For
14 Election of auditor. The Audit Committee of Mgmt For For
the Board proposes that Ernst and Young be
elected as Company's Auditor
15 Authorising the Board of Directors to decide Mgmt For For
on the repurchase of the company's own shares
16 Closing of the meeting Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
SCOTTISH AND SOUTHERN ENERGY PLC, PERTH Agenda Number: 702517307
--------------------------------------------------------------------------------------------------------------------------
Security: G7885V109
Meeting Type: AGM
Meeting Date: 22-Jul-2010
Ticker:
ISIN: GB0007908733
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the report and accounts Mgmt For For
2. Approve the remuneration report Mgmt For For
3. Declare a final dividend Mgmt For For
4. Re-appoint Nick Baldwin Mgmt For For
5. Re-appoint Richard Gillingwater Mgmt For For
6. Re-appoint Alistair Phillips-Davies Mgmt For For
7. Re-appoint KPMG Audit Plc as the Auditors Mgmt For For
8. Authorize the Directors to determine the Auditors' Mgmt For For
remuneration
9. Grant authority for the allotment of shares Mgmt For For
S.10 Approve to disapply pre-emption rights Mgmt For For
S.11 Authorize the Company to purchase its own Ordinary Mgmt For For
Shares
S.12 Approve the 14 days' notice of general meetings Mgmt For For
S.13 Adopt the new Articles of Association Mgmt For For
14. Authorize the Directors to offer a Scrip Dividend Mgmt For For
Scheme
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 933398566
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. Mgmt For For
1C ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1D ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1G ELECTION OF DIRECTOR: CARLOS RUIZ Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For
1J ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1K ELECTION OF DIRECTOR: NEAL E. SCHMALE Mgmt For For
1L ELECTION OF DIRECTOR: LUIS M. TELLEZ Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
06 SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS. Shr For Against
07 SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SEVERN TRENT PLC Agenda Number: 702527132
--------------------------------------------------------------------------------------------------------------------------
Security: G8056D159
Meeting Type: AGM
Meeting Date: 20-Jul-2010
Ticker:
ISIN: GB00B1FH8J72
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the reports and accounts Mgmt For For
2 Declare a final dividend Mgmt For For
3 Approve the Directors remuneration report Mgmt For For
4 Re-appointment of Andrew Duff as a Director Mgmt For For
5 Re-appointment of Martin Kane as a Director Mgmt For For
6 Re-appointment of Martin Lamb as a Director Mgmt For For
7 Re-appointment of Baroness Noakes as a Director Mgmt For For
8 Re-appointment of Andy Smith as a Director Mgmt For For
9 Re-appoint the Auditors Mgmt For For
10 Authorize the Directors to determine Auditors Mgmt For For
remuneration
11 Authorize the political donations Mgmt For For
12 Ratify the infringements of duty to restrict Mgmt For For
borrowings
13 Authorize the allotment of shares Mgmt For For
S.14 Approve to disapply pre emption rights Mgmt For For
S.15 Authorize the purchase of own shares Mgmt For For
S.16 Approve to reduce notice period for general Mgmt For For
meetings
S.17 Adopt new Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933383274
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE W. BUCKLEY Mgmt Withheld Against
CARLOS M. CARDOSO Mgmt Withheld Against
ROBERT B. COUTTS Mgmt Withheld Against
MANUEL A. FERNANDEZ Mgmt Withheld Against
MARIANNE M. PARRS Mgmt Withheld Against
02 TO APPROVE ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
WITH WHICH THE COMPANY SHOULD CONDUCT FUTURE
SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA Agenda Number: 703017714
--------------------------------------------------------------------------------------------------------------------------
Security: R8413J103
Meeting Type: AGM
Meeting Date: 19-May-2011
Ticker:
ISIN: NO0010096985
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
1 Opening of the annual general meeting by the Non-Voting No vote
chair of the corporate assembly
2 The board of directors proposes that the general Mgmt No vote
meeting elects the chair of the corporate
assembly, Olaug Svarva, as chair of the meeting
3 Approval of the notice and the agenda Mgmt No vote
4 Registration of attending shareholders and proxies Non-Voting No vote
5 Election of two persons to co-sign the minutes Mgmt No vote
together with the chair of the meeting
6 Approval of the annual report and accounts for Mgmt No vote
Statoil ASA and the Statoil group for 2010
including the board of directors' proposal
for distribution of dividend: The board of
directors proposes a total dividend of NOK
6.25 per share for 2010. The dividend accrues
to the shareholders as of 19 May 2011. Expected
payment of dividends is 1 June 2011
7 Declaration on stipulation of salary and other Mgmt No vote
remuneration for executive management:
In accordance with section 6-16a of the Public
Limited Companies Act, the board of directors
will prepare a statement regarding the settlement
of salary and other remuneration for executive
management. The content of the statement is
included in note 6 to Statoil's annual report
and accounts for 2010 which have been prepared
in accordance with accounting principles
generally accepted in Norway (NGAAP).
The general meeting will consider the statement
by an advisory vote
8 Determination of remuneration for the company's Mgmt No vote
auditor
9 The nomination committee proposes the following Mgmt No vote
changes to the remuneration to the corporate
assembly: Chair from NOK 100,000/yearly to
NOK 103,500/yearly, Deputy Chair
from NOK 52,500/yearly to NOK 54,500/yearly,
Members from NOK 37,000/yearly to NOK 38,250/yearly
and Deputy Members from NOK 5,250/meeting
to NOK 5,500/meeting
10 Election of member to the nomination committee: Mgmt No vote
Bjorn Stale Haavik has informed that
he wishes to withdraw from the nomination committee.
The nomination committee nominates Ingrid
Rasmussen, Director General, Department for
Economic and Administrative Affairs, Ministry
of Petroleum and Energy, as a new member of
the nomination committee until the annual general
meeting in 2012. For further information,
see the nomination committee's nomination on
www.statoil.com. The other members of the
nomination committee, Olaug Svarva (chair),
Tom Rathke and Live Haukvik Aker, are elected
until the annual general meeting in 2012
11 Determination of remuneration for the nomination Mgmt No vote
committee: The nomination committee proposes
the following changes to the remuneration to
the nomination committee: Chair from
NOK 10,000/meeting to NOK 10,400/meeting and
Members from NOK 7,400/meeting to NOK 7,700/meeting
12 The board of directors is authorised on behalf Mgmt No vote
of the company to acquire Statoil shares
in the market. The authorisation may be used
to acquire own shares at a total nominal
value of up to NOK 20,000,000. Shares acquired
pursuant to this authorisation may only
be used for sale and transfer to employees
of the Statoil group as part of the group's
share saving plan, as approved by the board
of directors. The minimum and maximum amount
that may be paid per share will be NOK 50
and 500 respectively. The authorisation is
valid until the next annual general meeting,
but not beyond 30 June 2012. This authorisation
replaces the previous authorisation to acquire
own shares for implementation of the share
saving plan for employees granted by the
annual general meeting on 19 May 2010
13 The board of directors of Statoil ASA is hereby Mgmt No vote
authorised to acquire Statoil shares in the
market on behalf of the company with a nominal
value of up to NOK 187,500,000. The minimum
and maximum amount that can be paid per share
will be NOK 50 and NOK 500 respectively.
Within these limits, the board of directors
shall itself decide at what price and at what
time such acquisition shall take place. Own
shares acquired pursuant to this authorisation
may only be used for annulment through a reduction
of the company's share capital, pursuant
to the Public Limited Companies Act section
12-1. The authorisation is valid until the
next annual general meeting, but not beyond
30 June 2012
14 The general meeting approves that adjustments Mgmt No vote
in the Marketing Instructions for Statoil
ASA, adopted by the general meeting on 25 May
2001, be made to the provisions concerning
reference price for crude oil and NGL, thereby
ensuring Statoil the necessary incentives
to obtain the highest possible value for
the state and Statoil's oil and gas under the
market conditions prevailing at any time.
The adjustments to the Marketing Instructions
as such are made by the state, represented
by the Ministry of Petroleum and Energy
15 Changes to the articles of association: articles Mgmt No vote
4, 9 and 11
16 Adopt instruction for the nomination committee: Mgmt No vote
In accordance with the proposed change
to the articles of association article 11,
and as recommended by The Norwegian Code of
Practice for Corporate Governance, the board
recommends that the general meeting
adopts the "Instruction for the nomination
committee in Statoil ASA" (to be found on www.statoil.com)
17 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr No vote
Statoil's extraction of tar sands is a strategic
path that: a) has substantial negative climate,
environmental - and social impact, b)
is not in line with Statoil's sustainable
development and environmental goals and values
and c) damages the company's credibility and
reputation, and exposes the shareholders to
economic risks. Extraction of tar sands
is not compatible with the international
ambition to limit global temperature rise below
2 degrees Celsius. It is not in the shareholders'
long term interest that Statoil continues
its extraction of oil from tar sands. Statoil
shall divest from tar sands extraction in Canada
--------------------------------------------------------------------------------------------------------------------------
TATE & LYLE PLC Agenda Number: 702531472
--------------------------------------------------------------------------------------------------------------------------
Security: G86838128
Meeting Type: AGM
Meeting Date: 22-Jul-2010
Ticker:
ISIN: GB0008754136
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the report and accounts of the Directors Mgmt For For
and of the Auditors for the YE 31 MAR 2010
2 Approve the Director's remuneration report set Mgmt For For
out in the report and accounts for the YE 31
MAR 2010
3 Declare a final dividend on the ordinary shares Mgmt For For
of the Company
4 Re-elect Liz Airey as a Director of the Company Mgmt For For
5 Re-elect Evert Henkes as Director of the Company Mgmt For For
6 Re-elect Sir Peter Gershon as a Director of Mgmt For For
the Company
7 Re-elect Javed Ahmed as a Director of the Company Mgmt For For
8 Re-elect William Camp as a Director of the Company Mgmt For For
9 Re-elect Douglas Hurt as a Director of the Company Mgmt For For
10 Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditor
11 Authorize the Directors to set the remuneration Mgmt For For
of the Auditors
12 Authorize the Company to: a) make political Mgmt For For
donations to political parties and/or independent
election candidates and/or political organizations
other than political parties not exceeding
GBP 100,000 in total; and b) incur political
expenditure not exceeding GBP 100,000 in total;
Authority ends at the date of the 2011 AGM
or on 30 SEP 2011 whichever is the earlier
; all existing authorizations and approvals
relating to political donations or expenditure
under Part 14 of the Companies Act 2006 are
hereby revoked without prejudice to
any donation made or expenditure incurred prior
to the date hereof pursuant to such authorization
or approval
13 Amend the rules of the Tate & Lyle 2003 Performance Mgmt For For
Share Plan referred to in the notice of meeting
dated 10 JUN 2010 and contained in the document
to this AGM
14 Authorize the Directors of the Company, in substitution Mgmt For For
for all previous authorities pursuant
to Section 551 of the Act or Section 80 of
the Companies Act 1985 and in accordance with
Section 551, to allot shares or grant right
to subscribe for or to convert any security
into shares: a) up to a nominal amount of
GBP 38,338,600 and b) comprising equity securities
up to a further nominal amount of GBP 38 338,600
in connection with an offer by way of a
rights issue; Authority expires at the conclusion
of the Company's AGM in 2011 or on 30 SEP
2011, whichever is earlier ; but, in each case,
the Company may make offers and enter into
agreements during the relevant period which
would, or might, require shares to be allotted
or rights to subscribe for or to convert any
security into shares to be granted after the
authority ends
S.15 Authorize the Directors, subject to the passing Mgmt For For
of Resolution 14, to allot securities (as
defined in Section 560 (1) of the Act), wholly
for cash: a) pursuant to the authority given
by Resolution 14 above or where the allotment
constitutes an allotment of equity securities
by virtue of Section 560 of the Act in each
case: i) in connection with a pre-emptive offer
and ii) otherwise than in connection with a
pre-emptive offer, up to an aggregate nominal
amount of GBP 5,750,790; and b) pursuant
to the authority given by Resolution 14 above,
in connection with a rights issue, CONTD
CONT CONTD as if Section 561 (1) of the Act did not Non-Voting No vote
apply to any such allotment; Authority expires
at the conclusion of the Company's AGM in 2011
or on 30 SEP 2011, which ever is the earlier
; so that the Company may make offers and
enter into agreements during this period
which would, or might, require equity
securities to be allotted after the authority
ends
S.16 Authorize the Company, for the purpose of the Mgmt For For
Section 701 of the Act, to make market purchase
(as defied in Section 693 of the Act) of 16,006,320
ordinary shares of 25p each in the capital
of the Company at a minimum price which is
the nominal value of the share and a maximum
price which shall be the higher of (i) 105%
of the average of the middle market quotation
of the Company's ordinary shares as derived
from the London Stock Exchange Daily Official
List for the 5 business days immediately proceeding
the day on which such shares are contracted
to be purchased, and CONTD
CONT CONTD (II) the higher of the last independent Non-Voting No vote
trade and the highest current independent
bid on the London Stock Exchange as stipulated
in Article 5(1) of the Buy-Back and Stabilization
Regulation; Authority shall expire at the
conclusion of the AGM in 2011 or 30 SEP
2011, whichever is earlier, except in relation
to the purchase of shares the contract for
which was concluded before the expiry
of such authority and which might be executed
wholly or partly after such expiry
S.17 Approve that a general meeting of the Company, Mgmt For For
other than an AGM, may be called on not
less than 14 days notice
S.18 Amend the Articles of Association of the Company Mgmt For For
by deleting all the provisions of
the Company's Memorandum of Association which,
by virtue of Section 28 of the Act, are
to be treated as provisions of the Company's
Articles of Association and adopt the
Articles of Association as produced to the
meeting as the Articles of Association of the
Company in substitution for, and to the
exclusion of the existing Articles of Association
--------------------------------------------------------------------------------------------------------------------------
TELE2 AB Agenda Number: 702969544
--------------------------------------------------------------------------------------------------------------------------
Security: W95878117
Meeting Type: AGM
Meeting Date: 16-May-2011
Ticker:
ISIN: SE0000314312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 788656 DUE TO CHANGE IN VOTING STATUS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting No vote
ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK
YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 Opening of the Meeting Non-Voting No vote
2 Election of lawyer Wilhelm Luning as Chairman Non-Voting No vote
of the Annual General Meeting
3 Preparation and approval of the voting list Non-Voting No vote
4 Approval of the agenda Non-Voting No vote
5 Election of one or two persons to check and Non-Voting No vote
verify the minutes
6 Determination of whether the Annual General Non-Voting No vote
Meeting has been duly convened
7 Statement by the Chairman of the Board on the Non-Voting No vote
work of the Board of Directors
8 Presentation by the Chief Executive Officer Non-Voting No vote
9 Presentation of Annual Report, Auditors' Report Non-Voting No vote
and the consolidated financial statements and
the auditors' report on the consolidated financial
statements
10 Resolution on the adoption of the income statement Mgmt For For
and Balance Sheet and of the consolidated income
statement and the consolidated Balance Sheet
11 Resolution on the proposed treatment of the Mgmt For For
Company's unappropriated earnings or accumulated
loss as stated in the adopted Balance Sheet
12 Resolution on the discharge of liability of Mgmt For For
the directors of the Board and the Chief Executive
Officer
13 Determination of the number of directors of Mgmt For For
the Board
14 Determination of the remuneration to the directors Mgmt For For
of the Board and the auditor
15 The Nomination Committee proposes, for the period Mgmt For For
until the close of the next Annual General
Meeting, the re-election of Mia Brunell Livfors,
John Hepburn, Mike Parton, John Shakeshaft,
Cristina Stenbeck, Lars Berg, Erik Mitteregger
and Jere Calmes as directors of the Board.
The Nomination Committee proposes that the
Annual General Meeting shall re-elect Mike
Parton as Chairman of the Board of Directors.
Furthermore, it is proposed that the Board
of Directors at the Constituent Board Meeting
appoints an Audit Committee and a Remuneration
Committee within the Board of Directors. The
Nomination Committee's motivated opinion regarding
proposal of the Board of Directors is available
at the Company's website, www.tele2.com
16 Approval of the procedure of the Nomination Mgmt For For
Committee
17 Resolution regarding Guidelines for remuneration Mgmt For For
to the senior executives
18a Resolution regarding incentive programme comprising Mgmt For For
the following resolution: adoption of an incentive
programme
18b Resolution regarding incentive programme comprising Mgmt For For
the following resolution: authorisation to
resolve to issue Class C shares
18c Resolution regarding incentive programme comprising Mgmt For For
the following resolution: authorisation to
resolve to repurchase own Class C shares
18d Resolution regarding incentive programme comprising Mgmt For For
the following resolution: transfer of own Class
B shares
19 Resolution to authorise the Board of Directors Mgmt For For
to resolve on repurchase of own shares
20 Resolution on amendment of the Articles of Association Mgmt For For
21 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Shareholder's proposal to resolve
up on appointing an independent examiner to
investigate the Company's customer policy in
accordance with Chapter 10, Section 21 of the
Companies Act
22 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Shareholder's proposal to resolve
up on appointing an independent examiner to
investigate the Company's investor relations
policy in accordance with Chapter 10, Section
21 of the Companies Act
23 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Shareholder's proposal to establish
a customer ombudsman function
24 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Shareholder's proposal regarding
an annual evaluation of the Company's "work
with gender equality and ethnicity"
25 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Shareholder's proposal regarding
"separate General Meetings"
26 Closing of the Meeting Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
TELIASONERA AB, STOCKHOLM Agenda Number: 702846847
--------------------------------------------------------------------------------------------------------------------------
Security: W95890104
Meeting Type: AGM
Meeting Date: 06-Apr-2011
Ticker:
ISIN: SE0000667925
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting No vote
ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK
YOU
0 Opening of the annual general meeting Non-Voting No vote
1 Election of Chairperson of the meeting: Claes Non-Voting No vote
Beyer, Attorney-at-law
2 Preparation and approval of voting register Non-Voting No vote
3 Adoption of agenda Non-Voting No vote
4 Election of two persons to check the meeting Non-Voting No vote
minutes along with the chairperson
5 Confirmation that the meeting has been duly Non-Voting No vote
and properly convened
6 Presentation of the Annual Report and Auditor's Non-Voting No vote
Report, Consolidated Financial Statements
and Group Auditor's Report for 2010. Speech
by President and CEO Lars Nyberg in connection
herewith and a description of the Board of
Directors work during 2010
7 Resolution to adopt the Income Statement, Balance Mgmt For For
Sheet, Consolidated Statement of Comprehensive
Income and Consolidated Statement of Financial
Position for 2010
8 Resolution concerning appropriation of the Company's Mgmt For For
profits as per the adopted Balance Sheet
and setting of record date for the stock dividend
9 Resolution concerning discharging of members Mgmt For For
of the Board of Directors and the President
from personal liability towards the Company
for the administration of the Company
in 2010
10 Resolution concerning number of board members Mgmt For For
and deputy board members to be elected by
the Annual General Meeting: Eight (8) with
no deputy board members
11 Resolution concerning remuneration to the Board Mgmt For For
of Directors
12 Re-election of Maija-Liisa Friman, Ingrid Jonasson Mgmt For For
Blank, Conny Karlsson, Anders Narvinger,
Timo Peltola, Lars Renstrom, Jon Risfelt and
Per-Arne Sandstrom as the Board of Directors.
The election will be preceded by information
from the Chairperson concerning positions held
in other companies by the candidates
13 Election of chairman of the Board of Directors: Mgmt For For
Anders Narvinger
14 Resolution concerning number of auditors and Mgmt For For
deputy auditors: The number of auditors shall,
until the end of the annual general meeting
2012, be one (1)
15 Resolution concerning remuneration to the auditors Mgmt For For
16 Re-election of PricewaterhouseCoopers until Mgmt For For
the end of the annual general meeting 2012
and election of deputy auditors
17 Election of Nomination Committee: Kristina Ekengren Mgmt For For
(Swedish State), Kari Jarvinen (Finnish
State via Solidium Oy), Thomas Eriksson (Swedbank
Robur Funds), Per Frennberg (Alecta) and
Anders Narvinger (chairman of the Board of
Directors)
18 Proposal regarding guidelines for remuneration Mgmt For For
to the executive management
19 The Board of Directors' proposal for amendment Mgmt For For
in Articles of Association
20 The Board of Directors' proposal for authorization Mgmt For For
to acquire own shares
21.a The Board of Directors' proposal for implementation Mgmt Against Against
of a long-term incentive program 2011/2014
21.b The Board of Directors' proposal for hedging Mgmt Against Against
arrangements for the program
22 The Board of Directors' proposal for reduction Mgmt For For
of the share capital
23.a Matter submitted by the shareholder Torwald Mgmt Against Against
Arvidsson regarding announced proposal
that the annual general meeting shall decide
that a special examinations shall
be done in the following respects: the consequences
of the company's independence and freedom of
action having the Swedish State as owner
23.b Matter submitted by the shareholder Torwald Mgmt Against Against
Arvidsson regarding announced proposal
that the annual general meeting shall decide
that a special examinations shall
be done in the following respects: to what
extent has the current human resourses strategy
harmed the company
23.c Matter submitted by the shareholder Torwald Mgmt Against Against
Arvidsson regarding announced proposal
that the annual general meeting shall decide
that a special examinations shall
be done in the following respects: the risk
that repeated savings obligations will affect
the company's long-term profitability
24 The board does not make any recommendation: Mgmt Against Against
Matter submitted by the shareholder
Torwald Arvidsson regarding announced proposal
that the annual general meeting shall authorize
the Board of Directors to initiate
negotiations regarding a transfer of Skanova
on commercial terms
0 Closing of the annual general meeting Non-Voting No vote
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN THE TEXT OF RESOLUTION 23B. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TELKOM SA LTD Agenda Number: 702559622
--------------------------------------------------------------------------------------------------------------------------
Security: S84197102
Meeting Type: AGM
Meeting Date: 24-Aug-2010
Ticker:
ISIN: ZAE000044897
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the annual financial statements for Mgmt For For
the YE 31 MAR 2010
2 Re-elect PCS Luthuli as a Director who in terms Mgmt For For
of the Articles of Association retires
by rotation
3 Re-appoint Ernst & Young Inc as the Auditors Mgmt For For
of the Company, to hold office until the
conclusion of the next AGM of the Company and
to note that the individual registered
Auditor who will undertake the audit during
the FYE 31 MAR 2011 is Mr. R Hillen
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933408189
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1L ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY Mgmt For For
ON PAY").
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION ("SAY
ON FREQUENCY").
5A COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: ACTIONS ADVERSELY
AFFECTING PREFERRED STOCK.
5B COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: REMOVAL OF DIRECTORS.
5C COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: CHANGING THE AUTHORIZED
AMOUNT OF CAPITAL STOCK.
06 SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shr Against For
DIRECTOR TO SERVE AS CHAIRMAN OF THE BOARD
IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933375722
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 13-Apr-2011
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1I ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1K ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1L ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1M ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE Mgmt For For
PLAN
04 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS
05 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
06 SHAREOWNER PROPOSAL CONCERNING ADDITIONAL SHARE Shr For Against
RETENTION REQUIREMENT FOR SENIOR EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC, WARRINGTON Agenda Number: 702532640
--------------------------------------------------------------------------------------------------------------------------
Security: G92755100
Meeting Type: AGM
Meeting Date: 23-Jul-2010
Ticker:
ISIN: GB00B39J2M42
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the financial statements and the reports Mgmt For For
of the Directors and Auditors for the YE 31
MAR 2010
2. Declare a final dividend of 23.13 pence per Mgmt For For
ordinary share
3. Approve the Directors' remuneration report for Mgmt For For
the YE 31 MAR 2010
4. Re-appoint Charlie Cornish as a Director Mgmt For For
5. Re-appoint Dr. Catherine Bell as a Director Mgmt For For
6. Re-appoint Nick Salmon as a Director Mgmt For For
7. Re-appoint Deloitte LLP as the Auditors of the Mgmt For For
Company
8. Authorize the Directors to set the Auditors' Mgmt For For
remuneration
9. Authorize the Board to allot ordinary shares Mgmt For For
pursuant to Section 551 of the Companies Act
2006 ('the Act') in the Company and to grant
rights to subscribe for or convert any security
into ordinary shares in the Company: (A) up
to a nominal amount of GBP 11,358,933 (such
amount to be reduced by the nominal amount
allotted or granted under Paragraph (B) below
in excess of such sum); and (B) comprising
equity securities (as defined in Section 560(1)
of the Act) up to a nominal amount of GBP 22,717,867
(such amount to be reduced by any allotments
or grants made under Paragraph (A) above) in
connection with an offer by way of a rights
issue: (i) to ordinary shareholders in proportion
(as nearly as may be practicable) to their
existing holdings; and (ii) to holders of other
equity securities as required by the rights
of those securities or as the Board otherwise
considers necessary; and so that the board
may impose any limits or restrictions and make
any arrangements which it considers necessary
or appropriate to deal with treasury shares,
fractional entitlements, record dates, legal,
regulatory or practical problems in, or under
the laws of, any territory or any other matter;
[Authority expires the earlier of the conclusion
of the next AGM of the Company or 22 OCT 2011];
and the Directors may allot shares or grant
rights after the expiry of this authority in
pursuance of such an offer or agreement made
prior to such expiry
S.10 Authorize the Board, if Resolution 9 is passed Mgmt For For
to allot equity securities (as defined in the
Companies Act 2006 ('the Act')) for cash under
the authority given by that resolution and/or
to sell ordinary shares of five pence each
held by the Company as treasury shares for
cash as if Section 561 of the Act did not apply
to any such allotment or sale, such power to
be limited: (A) to the allotment of equity
securities and sale of treasury shares for
cash in connection with an offer of, or invitation
to apply for, equity securities (but in the
case of the authority granted under Paragraph
(B) of Resolution 9, by way of a rights issue
only): (i) to ordinary shareholders in proportion
(as nearly as may be practicable) to their
existing holdings; and (ii) to holders of other
equity securities, as required by the rights
of those securities or, as the Board otherwise
considers necessary, and so that the Board
may impose any limits or restrictions and make
any arrangements which it considers necessary
or appropriate to deal with treasury shares,
fractional entitlements, record dates, legal,
regulatory or practical problems in, or under
the laws of, any territory or any other matter;
and (B) in the case of the authority granted
under Paragraph (A) of Resolution 9 and/or
in the case of any sale of treasury shares
for cash, to the allotment (otherwise than
under Paragraph (A) above) of equity securities
or sale of treasury shares up to a nominal
amount of GBP 1,703,840; [Authority expires
the earlier of the conclusion of the next AGM
of the Company or 22 OCT 2011]; and the Company
may make offers, and enter into agreements
which would, or might, require equity securities
to be allotted (and treasury shares to be sold)
and the Directors may allot equity securities
(and sell treasury shares) under any such offer
or agreement as if the power had not ended
S.11 Authorize the Company, for the purposes of Section Mgmt For For
701 of the Companies Act 2006 ('the Act') to
make one or more market purchases (as defined
in Section 693(4) of the Act) of its ordinary
shares of 5 pence each, such power to be limited:
(A) to a maximum number of 68,153,603 ordinary
shares; (B) by the condition that the minimum
price which may be paid for an ordinary share
is the nominal amount of that share and the
maximum price which may be paid for an ordinary
share is the higher of: (i) an amount equal
to 5% above the average market value of an
ordinary share for the 5 business days immediately
preceding the day on which that ordinary share
is contracted to be purchased; and (ii) the
higher of the price of the last independent
trade and the highest current independent bid
on the trading venues where the purchase is
carried out, in each case, exclusive of expenses;
[Authority expires the earlier of the conclusion
of the next AGM of the Company or 22 OCT 2011];
the Company, before the expiry, may make a
contract to purchase ordinary shares which
will or may be executed wholly or partly after
such expiry
S.12 Approve a general meeting other than an AGM Mgmt For For
may be called on not less than 14 clear days'
notice
S.13 Amend the Articles of Association of the Company Mgmt For For
by deleting all the provisions of the Company's
Memorandum of Association which, by virtue
of Section 28 of the Companies Act 2006, are
to be treated as provisions of the Company's
Articles of Association and the Articles of
Association produced to the meeting and initialled
by the Chairman of the meeting for the purpose
of identification be adopted as the Articles
of Association of the Company in substitution
for, and to the exclusion of, the existing
Articles of Association
14. Authorize the Company, in accordance with Part Mgmt For For
14 of the Companies Act 2006 ('the Act'), the
Company and each Company which is or becomes
a subsidiary of the Company at any time during
the period for which this resolution has effect:
(A) to make political donations to political
parties and/or independent election candidates
to which Part 14 of the Act applies, not exceeding
GBP 50,000 in total; (B) to make political
donations to political organizations other
than political parties, not exceeding GBP 50,000
in total; and (C) to incur political expenditure,
not exceeding GBP 50,000 in total; in any event,
the aggregate amount of political donations
and political expenditure made or incurred
by the Company and its subsidiaries pursuant
to this resolution shall not exceed GBP 150,000;
[Authority expires at the conclusion of the
next AGM of the Company and 22 OCT 2011]
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 933405246
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 19-Apr-2011
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A APPRECIATION OF THE MANAGEMENTS' REPORT AND Mgmt For For
ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010
O1B PROPOSAL FOR THE DESTINATION OF PROFITS OF THE Mgmt For For
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT
BUDGET FOR VALE, PURSUANT TO ARTICLE 196 OF
THE BRAZILIAN CORPORATE LAW
O1C APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
O1D APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL Mgmt For For
O1E ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR Mgmt Against Against
MANAGEMENT AND FISCAL COUNCIL MEMBERS
E2A PROPOSAL FOR A CAPITAL INCREASE, THROUGH CAPITALIZATION Mgmt For For
OF RESERVES, WITHOUT THE ISSUANCE OF SHARES,
AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE
5 OF VALE'S BY-LAWS
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 933395899
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUAN ERNESTO DE BEDOUT Mgmt For For
URSULA O. FAIRBAIRN Mgmt For For
ERIC C. WISEMAN Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTES Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO VF'S BY-LAWS TO Mgmt For For
ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED
DIRECTOR ELECTIONS.
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS VF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 933377497
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1E ELECTION OF DIRECTOR: JOHN D. LIU Mgmt For For
1F ELECTION OF DIRECTOR: MILES L. MARSH Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS WHIRLPOOL'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, TO ALLOW STOCKHOLDER ACTION
BY WRITTEN CONSENT.
06 STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, TO REQUIRE STOCKHOLDER APPROVAL
OF CERTAIN FUTURE SEVERANCE AGREEMENTS WITH
SENIOR EXECUTIVES.
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ZURICH FINL SVCS Agenda Number: 702821213
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Security: H9870Y105
Meeting Type: AGM
Meeting Date: 31-Mar-2011
Ticker:
ISIN: CH0011075394
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 795595, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Approval of the annual report, the Annual financial Mgmt Take No Action
statements and the consolidated financial statements
for 2010
1.2 Advisory vote on the remuneration system according Mgmt Take No Action
to the remuneration report
2.1 Appropriation of available earnings for 2010, Mgmt Take No Action
allocation to reserves from capital contributions
2.2 Allocation to and appropriation of reserves Mgmt Take No Action
from capital contributions
3 Discharge of members of the board of directors Mgmt Take No Action
and of the group executive committee
4.1 Change to the articles of incorporation.(deletion Mgmt Take No Action
of article 25 para. 2)
4.2 Change to the articles of incorporation. (deletion Mgmt Take No Action
of article 27bis)
5.1.1 Re-election of Mr Manfred Gentz Mgmt Take No Action
5.1.2 Re-election of Mr Fred Kindle Mgmt Take No Action
5.1.3 Re-election of Mr Tom De Swaan Mgmt Take No Action
5.2 Re-election of auditors Pricewaterhouse Coopers Mgmt Take No Action
Ltd, Zurich
6 Ad-hoc Mgmt Take No Action
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Eaton Vance Tax-Advantaged Dividend Income Fund
By (Signature) /s/ Judith A. Saryan
Name Judith A. Saryan
Title President
Date 08/17/2011