UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21400
NAME OF REGISTRANT: Eaton Vance Tax-Advantaged
Dividend Income Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 08/31
DATE OF REPORTING PERIOD: 07/01/2011 - 06/30/2012
Eaton Vance Tax-Advantaged Dividend Income Fund
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ABBOTT LABORATORIES Agenda Number: 933560408
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 27-Apr-2012
Ticker: ABT
ISIN: US0028241000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt Withheld Against
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - TRANSPARENCY IN Shr Against For
ANIMAL RESEARCH
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIR
7. SHAREHOLDER PROPOSAL - TAX GROSS-UPS Shr For Against
8. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr For Against
HEDGING
9. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against
COMPENSATION
10. SHAREHOLDER PROPOSAL - BAN ACCELERATED Shr For Against
VESTING OF AWARDS UPON A CHANGE IN CONTROL
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AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933559873
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: AEP
ISIN: US0255371017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES F. CORDES Mgmt For For
1D. ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I. ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD L. SANDOR Mgmt For For
1K. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
2. APPROVAL OF THE AMERICAN ELECTRIC POWER Mgmt For For
SYSTEM SENIOR OFFICER INCENTIVE PLAN.
3. APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING DECEMBER 31,
2012.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
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AT&T INC. Agenda Number: 933559049
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 27-Apr-2012
Ticker: T
ISIN: US00206R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. AMEND CERTIFICATE OF INCORPORATION. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr Against For
6. LIMIT WIRELESS NETWORK MANAGEMENT. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr For Against
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BANCO SANTANDER BRASIL S.A. Agenda Number: 933516342
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 25-Oct-2011
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A TO ELECT MR. CELSO CLEMENTE GIACOMETTI, Mgmt For Against
VICE-CHAIRMAN OF THE COMPANY'S BOARD OF
DIRECTORS, TO THE POSITION OF CHAIRMAN OF
THE COMPANY'S BOARD OF DIRECTORS
B IN VIEW OF THE RESOLVED ON THE PRECEDING Mgmt For Against
ITEM, TO CONFIRM THE COMPOSITION OF THE
COMPANY'S BOARD OF DIRECTORS
C APPROVE PROPOSAL FOR AMENDMENT OF COMPANY'S Mgmt For Against
BYLAWS IN ORDER TO ADAPT ITS PROVISIONS TO
NEW REGULATION OF LEVEL 2 OF BM&FBOVESPA
S.A. - BOLSA DE VALORES, MERCADORIAS E
FUTUROS, PURSUANT TO THE PROPOSAL OF THE
COMPANY'S BOARD OF EXECUTIVE OFFICERS AND
PURSUANT TO THE APPROVAL OF ITS PROPOSAL BY
BOARD OF DIRECTORS, AT THE MEETINGS HELD ON
SEPTEMBER 21 AND 22, 2011, RESPECTIVELY
D TO APPROVE THE PROPOSAL OF GRANT OF "LONG Mgmt For Against
TERM INCENTIVE PLAN - INVESTMENT IN DEPOSIT
SHARE CERTIFICATE ("UNITS") OF THE COMPANY"
FOR SOME DIRECTORS AND MANAGERIAL EMPLOYEES
OF THE COMPANY AND COMPANIES UNDER ITS
CONTROL, AS APPROVED BY THE COMPANY'S BOARD
OF DIRECTORS, AT THE MEETING HELD ON
SEPTEMBER 22, 2011
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BHP BILLITON LIMITED Agenda Number: 933510504
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 17-Nov-2011
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE 2011 FINANCIAL STATEMENTS Mgmt For For
AND REPORTS FOR BHP BILLITON LIMITED AND
BHP BILLITON PLC
02 TO ELECT LINDSAY MAXSTED AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
03 TO ELECT SHRITI VADERA AS A DIRECTOR OF BHP Mgmt For For
BILLITON LIMITED AND BHP BILLITON PLC
04 TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR Mgmt For For
OF BHP BILLITON LIMITED AND BHP BILLITON
PLC
05 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
06 TO RE-ELECT CARLOS CORDEIRO AS A DIRECTOR Mgmt For For
OF BHP BILLITON LIMITED AND BHP BILLITON
PLC
07 TO RE-ELECT DAVID CRAWFORD AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
08 TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
09 TO RE-ELECT MARIUS KLOPPERS AS A DIRECTOR Mgmt For For
OF BHP BILLITON LIMITED AND BHP BILLITON
PLC
10 TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
11 TO RE-ELECT KEITH RUMBLE AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
12 TO RE-ELECT JOHN SCHUBERT AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
13 TO RE-ELECT JACQUES NASSER AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
14 TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR Mgmt For For
OF BHP BILLITON PLC
15 TO RENEW THE GENERAL AUTHORITY TO ISSUE Mgmt For For
SHARES IN BHP BILLITON PLC
16 TO APPROVE THE AUTHORITY TO ISSUE SHARES IN Mgmt For For
BHP BILLITON PLC FOR CASH
17 TO APPROVE THE REPURCHASE OF SHARES IN BHP Mgmt For For
BILLITON PLC
18 TO APPROVE THE 2011 REMUNERATION REPORT Mgmt For For
19 TO APPROVE TERMINATION BENEFITS FOR GROUP Mgmt For For
MANAGEMENT COMMITTEE MEMBERS
20 TO APPROVE THE GRANT OF AWARDS TO MARIUS Mgmt For For
KLOPPERS UNDER THE GIS AND THE LTIP
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933567274
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 01-May-2012
Ticker: BMY
ISIN: US1101221083
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.J. FREEH Mgmt For For
1E. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1H. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
4. PROPOSAL ON THE APPROVAL OF THE 2012 STOCK Mgmt For For
AWARD AND INCENTIVE PLAN
5. CUMULATIVE VOTING Shr Against For
6. TRANSPARENCY IN ANIMAL RESEARCH Shr Against For
7. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933553908
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 11-Apr-2012
Ticker: CCL
ISIN: PA1436583006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ROBERT H. DICKINSON AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
4. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
5. TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
7. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
8. TO ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
9. TO RE-ELECT MODESTO A. MAIDIQUE AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
10. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
11. TO RE-ELECT PETER G. RATCLIFFE AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
12. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
13. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
14. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
15. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
16. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS OF CARNIVAL PLC.
17. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2011 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
18. TO APPROVE THE FISCAL 2011 COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
19. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2011 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
20. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt For For
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
21. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
22. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
23. TO CONSIDER A SHAREHOLDER PROPOSAL. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933600846
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. APPROVE CHARTER AMENDMENT TO DECLASSIFY OUR Mgmt For For
BOARD OF DIRECTORS.
1B. APPROVE CHARTER AMENDMENT TO INCREASE OUR Mgmt For For
AUTHORIZED SHARES.
2. DIRECTOR
FRED R. NICHOLS Mgmt For For
HARVEY P. PERRY Mgmt For For
LAURIE A. SIEGEL Mgmt For For
JOSEPH R. ZIMMEL Mgmt For For
3. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR 2012.
4. ADVISORY VOTE REGARDING OUR EXECUTIVE Mgmt For For
COMPENSATION.
5A. SHAREHOLDER PROPOSAL REGARDING BONUS Shr For Against
DEFERRALS.
5B. SHAREHOLDER PROPOSAL REGARDING Shr For Against
PERFORMANCE-BASED RESTRICTED STOCK.
5C. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORTS.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933601913
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 30-May-2012
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. EXCLUSIVE FORUM PROVISIONS Shr For Against
5. INDEPENDENT CHAIRMAN Shr For Against
6. LOBBYING DISCLOSURE Shr Against For
7. COUNTRY SELECTION GUIDELINES Shr For Against
8. HYDRAULIC FRACTURING Shr Against For
9. ACCIDENT RISK OVERSIGHT Shr Against For
10. SPECIAL MEETINGS Shr For Against
11. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933557069
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: C
ISIN: US1729674242
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1D ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt For For
1E ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt For For
1F ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1I ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1J ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1L ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
CITIGROUP 2009 STOCK INCENTIVE PLAN.
04 ADVISORY APPROVAL OF CITI'S 2011 EXECUTIVE Mgmt Against Against
COMPENSATION.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN
INDIVIDUALS.
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND POLITICAL CONTRIBUTIONS.
07 STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
EXECUTIVES RETAIN 25% OF THEIR STOCK FOR
ONE YEAR FOLLOWING TERMINATION.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
AUDIT COMMITTEE CONDUCT AN INDEPENDENT
REVIEW AND REPORT ON CONTROLS RELATED TO
LOANS, FORECLOSURES, AND SECURITIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA, COURBEVOIE Agenda Number: 703689731
--------------------------------------------------------------------------------------------------------------------------
Security: F80343100
Meeting Type: MIX
Meeting Date: 07-Jun-2012
Ticker:
ISIN: FR0000125007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0330/201203301201190.pdf AND ht
tps://balo.journal-officiel.gouv.fr/pdf/201
2/0427/201204271201913.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2011
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2011
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of an agreement pursuant to Mgmt For For
Article L.225-38 of the Commercial Code
concluded between Companie de Saint-Gobain
and the company Wendel
O.5 Approval of an agreement pursuant to Mgmt For For
Article L.225-38 of the Commercial Code
concluded between Companie de Saint-Gobain
and BNP Paribas regarding the planned
listing on the stock market of its
subsidiary the company Verallia; and
approval of the agreements concluded
between Companie de Saint-Gobain and
Verallia regarding the planned then
postponed listing on the stock market of
Verallia
O.6 Appointment of Mr. Jean-Dominique Senard as Mgmt Against Against
Board member
O.7 Renewal of term of Mrs. Isabelle Bouillot Mgmt Against Against
as Board member
O.8 Renewal of term of Mr. Bernard Gautier as Mgmt Against Against
Board member
O.9 Renewal of term of Mrs. Sylvia Jay as Board Mgmt For For
member
O.10 Renewal of term of Mr. Frederic Lemoine as Mgmt Against Against
Board member
O.11 Renewal of term of the firm KPMG Audit, Mgmt For For
Department of KPMG S.A as principal S
tatutory Auditor
O.12 Renewal of term of Mr. Fabrice Odent as Mgmt For For
deputy Statutory Auditor
O.13 Authorization to the Board of Directors to Mgmt For For
purchase the Company's shares
E.14 Renewing the authorization to the Board of Mgmt Against Against
Directors to grant share subscription or
purchase options with performance
conditions within the limit of 10% of share
capital; this limit is the overall
limitation for this resolution and the
fifteenth resolution
E.15 Renewing the authorization to the Board of Mgmt Against Against
Directors to carry out free allocation of
existing shares with performance conditions
within the limit of 0.8% of share capital;
this limit being included in the limit
established under the fourteenth resolution
which is the overall limitation for these
two resolutions
E.16 Renewing the delegation of authority to the Mgmt Against Against
Board of Directors to issue share
subscription warrants during period of
public offer on stocks of the Company
within the limit of a capital increase of a
maximum nominal amount of Euros five
hundred thirty-six million two hundred
fifty thousand (EUR 536,250,000), or
approximately 25% of share capital
E.17 Powers to implement the decisions of the Mgmt For For
Meeting and carry out all legal formalities
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLE SS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
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CONOCOPHILLIPS Agenda Number: 933579659
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1M. ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1N. ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1O. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. COMPANY ENVIRONMENTAL POLICY (LOUISIANA Shr Against For
WETLANDS).
5. ACCIDENT RISK MITIGATION. Shr Against For
6. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
7. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
8. GENDER EXPRESSION NON-DISCRIMINATION. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933543692
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 29-Feb-2012
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1C ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1D ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1E ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1F ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1I ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
02 NON-BINDING VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 APPROVAL OF THE NONEMPLOYEE DIRECTOR STOCK Mgmt For For
OWNERSHIP PLAN
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2012
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN Agenda Number: 703687547
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 16-May-2012
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
For German registered shares, the shares Non-Voting
have to be registered within the company's
shareholder book. Depending on the
processing of the local sub custodian if a
client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on Proxy Edge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
01.05.2012. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2011 financial
year with the report of the supervisory
board, the group financial statements, the
group annual report, and the report
pursuant to sections 289(4), 289(5),
315(2)5 and 315(4) of the German commercial
code
2. Resolution on the appropriation of the Mgmt For For
distributable profit of EUR 650,000,000 as
follows: payment of a dividend of EUR 2.30
plus a special dividend of EUR 1 per
no-par share EUR 44,559,124.40 shall be
allocated to the revenue reserves
ex-dividend and payable date: May 17, 2012
3. Ratification of the acts of the board of Mgmt For For
MDs
4. Ratification of the acts of the supervisory Mgmt For For
board
5.a Elections to the supervisory board: Richard Mgmt For For
Berliand
5.b Elections to the supervisory board: Joachim Mgmt For For
Faber
5.c Elections to the supervisory board: Mgmt For For
Karl-Heinz Floether
5.d Elections to the supervisory board: Richard Mgmt For For
M. Hayden
5.e Elections to the supervisory board: Craig Mgmt For For
Heimark
5.f Elections to the supervisory board: David Mgmt For For
Krell
5.g Elections to the supervisory board: Monica Mgmt For For
Maechler
5.h Elections to the supervisory board: Mgmt For For
Friedrich Merz
5.i Elections to the supervisory board: Thomas Mgmt For For
Neisse
5.j Elections to the supervisory board: Mgmt For For
Heinz-Joachim Neubuerger
5.k Elections to the supervisory board: Gerhard Mgmt For For
Roggemann
5.l Elections to the supervisory board: Erhard Mgmt For For
Schipporeit
6. Resolution on the creation of authorized Mgmt For For
capital and the corresponding amendment to
the articles of association The Board of
MDs shall be authorized, with the consent
of the Supervisory Board, to increase the
share capital by up to EUR 6,000,000
through the issue new registered no-par
shares against contributions in cash and/or
kind, on or before May 15, 2012 (authorized
capital IV). Shareholders' subscription
rights may be excluded for residual amounts
and for the issue of employee shares of up
to EUR 900,000
7. Amendment to section 13 of the articles of Mgmt For For
association in respect of the remuneration
for the supervisory board being adjusted as
follows: The chairman of the supervisory
board shall receive a fixed annual
remuneration of EUR 170,000, the deputy
chairman EUR 105,000 and an ordinary board
member EUR 70,000. furthermore, the
chairman of the audit committee shall
receive an additional compensation of EUR
60,000 and the chairman of any other
committee EUR 40,000, an ordinary member
of the audit committee shall receive EUR
35,000 and an ordinary member of another
committee EUR 30,000
8. Appointment of auditors for the 2012 Mgmt For For
financial year: KPMG AG, Berlin
--------------------------------------------------------------------------------------------------------------------------
E ON AKTIENGESELLSCHAFT EON DUESSELDORF Agenda Number: 703690556
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 03-May-2012
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
For German registered shares, the shares Non-Voting
have to be registered within the company's
shareholder book. Depending on the
processing of the local sub custodian if a
client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
18.04.2012. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE COUNTER
PROPOSALS, IF ANY, YOU WILL NEED TO REQUEST
A MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN THE BALLOT
ON PROXYEDGE.
1. Presentation of the adopted Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements for the
2011 financial year, along with the
Management Report Summary for E.ON AG and
the E.ON Group and the Report of the
Supervisory Board as well as the
Explanatory Report of the Board of
Management regarding the statements
pursuant to Sections 289 para. 4, 315 para.
4 and Section 289 para. 5 German Commercial
Code (Handelsgesetzbuch - HGB)
2. Appropriation of balance sheet profits from Mgmt For For
the 2011 financial year
3. Discharge of the Board of Management for Mgmt For For
the 2011 financial year
4. Discharge of the Supervisory Board for the Mgmt For For
2011 financial year
5.a Election of the auditor for the 2012 Mgmt For For
financial year as well as for the
inspection of financial statements:
Election of PricewaterhouseCoopers
Aktiengesellschaft Wirtschaftspr
fungsgesellschaft, D sseldorf, as the
auditor for the annual as well as the
consolidated financial statements for the
2012 financial year
5.b Election of the auditor for the 2012 Mgmt For For
financial year as well as for the
inspection of financial statements:
Election of PricewaterhouseCoopers
Aktiengesellschaft Wirtschaftspr
fungsgesellschaft, D sseldorf, as the
auditor for the inspection of the
abbreviated financial statements and the
interim management report for the first
half of the 2012 financial year
6. Conversion of E.ON AG into a European Mgmt For For
company (Societas Europaea - SE)
7. Creation of a new authorized capital and Mgmt For For
cancellation of the existing authorized
capital
8. Authorization for the issue of option or Mgmt For For
convertible bonds, profit participation
rights or participating bonds and creation
of a conditional capital as well as
cancellation of the existing authorization
9. Authorization for the acquisition and use Mgmt For For
of treasury shares and cancellation of the
existing authorization
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933562591
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAGJEET S. BINDRA Mgmt For For
1B. ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCE A. CORDOVA Mgmt For For
1D. ELECTION OF DIRECTOR: THEODORE F. CRAVER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: CHARLES B. CURTIS Mgmt For For
1F. ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1G. ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD L. OLSON Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1J. ELECTION OF DIRECTOR: THOMAS C. SUTTON Mgmt For For
1K. ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933535695
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 07-Feb-2012
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. FERNANDEZ G.* Mgmt For For
A.F. GOLDEN* Mgmt For For
W.R. JOHNSON* Mgmt For For
J.B. MENZER* Mgmt For For
A.A. BUSCH III** Mgmt For For
R.L. RIDGWAY** Mgmt For For
02 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
03 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
04 APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THE ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
05 APPROVAL OF THE STOCKHOLDER PROPOSAL Shr For Against
REGARDING DECLASSIFICATION OF THE BOARD OF
DIRECTORS AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda Number: 703696748
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: MIX
Meeting Date: 30-Apr-2012
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 07 MAY 2012 (AND A THIRD CALL ON 08
MAY 2012). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_120041.PDF
O.1 Balance sheet as of 31-Dec-2011, Mgmt For For
resolutions related thereto, consolidated
balance sheet as of 31-Dec-2011. Board of
directors, internal and external
auditors reports
O.2 To allocate profit Mgmt For For
O.3 Rewarding report: rewarding policy Mgmt For For
E.1 To amend the bylaw: article 17 (board of Mgmt For For
directors), 28 (internal auditors) and
add new article 34
cmmt PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 933516087
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Special
Meeting Date: 17-Nov-2011
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SHARE ISSUANCE PROPOSAL - A PROPOSAL TO Mgmt For For
APPROVE THE ISSUANCE OF EXELON CORPORATION
COMMON STOCK, WITHOUT PAR VALUE, TO
CONSTELLATION ENERGY GROUP, INC.
STOCKHOLDERS IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT.
02 THE ADJOURNMENT PROPOSAL - A PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING OF SHAREHOLDERS
OF EXELON, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE PROPOSAL
ABOVE.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933558073
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DARRYL F. ALLEN Mgmt For For
B. EVAN BAYH III Mgmt For For
U.L. BRIDGEMAN, JR. Mgmt For For
EMERSON L. BRUMBACK Mgmt For For
JAMES P. HACKETT Mgmt For For
GARY R. HEMINGER Mgmt For For
JEWELL D. HOOVER Mgmt For For
WILLIAM M. ISAAC Mgmt For For
KEVIN T. KABAT Mgmt For For
M.D. LIVINGSTON, PH.D. Mgmt For For
MICHAEL B. MCCALLISTER Mgmt For For
HENDRIK G. MEIJER Mgmt For For
JOHN J. SCHIFF, JR. Mgmt For For
MARSHA C. WILLIAMS Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2012.
3. THE PROPOSAL DESCRIBED IN THE PROXY Mgmt For For
STATEMENT TO AMEND THE ARTICLES OF
INCORPORATION AND CODE OF REGULATIONS TO
PROVIDE FOR A MAJORITY VOTING STANDARD FOR
UNCONTESTED ELECTIONS OF DIRECTORS UNLESS
CUMULATIVE VOTING IS IN EFFECT. THE
PROPOSED AMENDMENTS ARE ATTACHED AS ANNEX 1
TO THE PROXY STATEMENT AND ARE INCORPORATED
THEREIN BY REFERENCE.
4. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVES.
5. AN ADVISORY VOTE TO DETERMINE WHETHER THE Mgmt 1 Year For
SHAREHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVES WILL OCCUR EVERY 1, 2,
OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933571499
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1I. ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt Against Against
1L. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1M. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1N. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1O. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1P. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. RELATING TO CUMULATIVE VOTING FOR THE Shr Against For
ELECTION OF DIRECTORS.
5. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
6. RELATING TO ALLOWING HOLDERS OF 10% OF Shr For Against
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FORTUM CORPORATION, ESPOO Agenda Number: 703641426
--------------------------------------------------------------------------------------------------------------------------
Security: X2978Z118
Meeting Type: AGM
Meeting Date: 11-Apr-2012
Ticker:
ISIN: FI0009007132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO
PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE
POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS
REQUIRED IN ORDER FOR YOUR VOTE TO BE
LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinise the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2011
7 Adoption of the financial statements and Mgmt For For
consolidated financial statements
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment
of dividend. The board proposes that a
dividend EUR 1,00 per share will be paid
9 Resolution on the discharge members of Mgmt For For
supervisory board, members of board and,
managing director from liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of Mgmt For For
board. Shareholders nomination board
proposes that the board shall consist of
eight (8) members
12 Election of the chairman, deputy chairman Mgmt For For
and members of the board of directors. The
shareholders nomination board proposes that
S. Baldauf be re-elected as chairman, C
Ramm-Schmidt as deputy chairman and that
members M. Akhtarzand, H-W. Binzel, I.
Ervasti-Vaintola and J. Larson be re-
elected and that K. Ignatius be elected as
new member of the board of directors
13 Resolution of the remuneration of the Mgmt For For
auditor
14 Election of auditor on the recommendation Mgmt For For
of the audit and risk committee, the
board of directors proposes that Deloitte
and Touche Ltd, chartered public
accountants is elected as the auditor
15 Proposal by the state of Finland to appoint Mgmt For For
a nomination board
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 12. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933567553
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 02-May-2012
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For
1E. ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES L. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1I. ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1J. ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For
2. SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF GENERAL DYNAMICS 2012 EQUITY Mgmt For For
COMPENSATION PLAN.
5. SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN Shr Against For
RIGHTS POLICY.
6. SHAREHOLDER PROPOSAL WITH REGARD TO AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933563012
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD M. BRACKEN Mgmt Withheld Against
R. MILTON JOHNSON Mgmt Withheld Against
JOHN P. CONNAUGHTON Mgmt Withheld Against
KENNETH W. FREEMAN Mgmt Withheld Against
THOMAS F. FRIST III Mgmt Withheld Against
WILLIAM R. FRIST Mgmt Withheld Against
CHRISTOPHER R. GORDON Mgmt Withheld Against
JAY O. LIGHT Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
MICHAEL W. MICHELSON Mgmt Withheld Against
JAMES C. MOMTAZEE Mgmt Withheld Against
STEPHEN G. PAGLIUCA Mgmt Withheld Against
WAYNE J. RILEY, M.D. Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4 ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HENNES & MAURITZ AB H&M, STOCKHOLM Agenda Number: 703675439
--------------------------------------------------------------------------------------------------------------------------
Security: W41422101
Meeting Type: AGM
Meeting Date: 03-May-2012
Ticker:
ISIN: SE0000106270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO
PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE
POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS
REQUIRED IN ORDER FOR YOUR VOTE TO BE
LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the AGM Non-Voting
2 Election of a chairman for the AGM: Lawyer Non-Voting
Eva Hagg
3 Address by Managing Director Karl-Johan Non-Voting
Persson followed by an opportunity to ask
questions about the company
4 Establishment and approval of voting list Non-Voting
5 Approval of the agenda Non-Voting
6 Election of people to check the minutes Non-Voting
7 Examination of whether the meeting was duly Non-Voting
convened
8.a Presentation of the annual accounts and Non-Voting
auditors' report as well as the
consolidated accounts and the consolidated
auditors' report, and auditors'
statement on whether the guidelines for
remuneration to senior executives
applicable since the last AGM have been
followed
8.b Statement by the company's auditor and the Non-Voting
chairman of the Auditing Committee
8.c Statement by the Chairman of the Board on Non-Voting
the work of the Board
8.d Statement by the chairman of the Election Non-Voting
Committee on the work of the
Election Committee
9.a Adoption of the income statement and Mgmt For For
balance sheet as well as the
consolidated income statement and
consolidated balance sheet
9.b Disposal of the company's earnings in Mgmt For For
accordance with the adopted balance
sheets, and record date
9.c Discharge of the members of the Board and Mgmt For For
Managing Director from liability to the
company
10 Establishment of the number of Board Mgmt For For
members and deputy Board members
11 Establishment of fees to the Board and Mgmt For For
auditors
12 Election of Board members and Chairman of Mgmt For For
the Board: The Election Committee
proposes the following Board of Directors.
Re-election of all current Board members:
Mia Brunell Livfors, Anders Dahlvig, Lottie
Knutson, Sussi Kvart, Bo Lundquist, Stefan
Persson, Melker Schorling and Christian
Sievert. Chairman of the Board:
re-election of Stefan Persson
13 Establishment of principles for the Mgmt Against Against
Election Committee and election of
members of the Election Committee
14 Resolution on guidelines for remuneration Mgmt For For
to senior executives
15 Closing of the AGM Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933558631
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 23-Apr-2012
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOB GROUP PLC Agenda Number: 703515708
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 01-Feb-2012
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Directors' Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-elect Dr K M Burnett Mgmt For For
5 To re-elect Mrs A J Cooper Mgmt For For
6 To re-elect Mr R Dyrbus Mgmt For For
7 To re-elect Mr M H C Herlihy Mgmt For For
8 To re-elect Ms S E Murray Mgmt For For
9 To re-elect Mr I J G Napier Mgmt For For
10 To re-elect Mr B Setrakian Mgmt For For
11 To re-elect Mr M D Williamson Mgmt For For
12 To elect Mr M I Wyman Mgmt For For
13 That PricewaterhouseCoopers LLP be Mgmt For For
reappointed as Auditor of the Company to
hold office until the conclusion of the
next general meeting at which accounts are
laid before the Company
14 Remuneration of Auditors Mgmt For For
15 Donations to political organizations Mgmt For For
16 Authority to allot securities Mgmt For For
17 Disapplication of pre-emption rights Mgmt For For
18 Purchase of own shares Mgmt For For
19 Notice period for general meetings Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR'S NAME. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933564204
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A. J. P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: W. R. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: K. I. CHENAULT Mgmt For For
1D ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: D. N. FARR Mgmt For For
1F ELECTION OF DIRECTOR: S. A. JACKSON Mgmt For For
1G ELECTION OF DIRECTOR: A. N. LIVERIS Mgmt For For
1H ELECTION OF DIRECTOR: W. J. MCNERNEY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: J. W. OWENS Mgmt For For
1J ELECTION OF DIRECTOR: S. J. PALMISANO Mgmt For For
1K ELECTION OF DIRECTOR: V. M. ROMETTY Mgmt For For
1L ELECTION OF DIRECTOR: J. E. SPERO Mgmt For For
1M ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1N ELECTION OF DIRECTOR: L. H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
04 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shr Against For
(PAGE 73)
05 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL Shr Against For
CONTRIBUTIONS - TRADE ASSOCIATIONS POLICY
(PAGE 74)
06 STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 75)
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933562301
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
3. APPROVAL OF THE COMPANY'S 2012 LONG-TERM Mgmt For For
INCENTIVE PLAN
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012
5. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against
CHAIRMAN
6. SHAREHOLDER PROPOSAL ON BINDING VOTE ON Shr Against For
POLITICAL CONTRIBUTIONS
7. SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933581301
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. POLITICAL NON-PARTISANSHIP Shr Against For
5. INDEPENDENT DIRECTOR AS CHAIRMAN Shr For Against
6. LOAN SERVICING Shr Against For
7. CORPORATE POLITICAL CONTRIBUTIONS REPORT Shr Against For
8. GENOCIDE-FREE INVESTING Shr Against For
9. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
10. STOCK RETENTION Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN NV, DEN HAAG Agenda Number: 703636259
--------------------------------------------------------------------------------------------------------------------------
Security: N4297B146
Meeting Type: AGM
Meeting Date: 12-Apr-2012
Ticker:
ISIN: NL0000009082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening and announcements Non-Voting
2 Report by the Board of Management for the Non-Voting
financial year 2011
3 Proposal to adopt the financial statements Mgmt For For
for the financial year 2011
4 Explanation of the financial and dividend Non-Voting
policy
5 Proposal to adopt a dividend over the Mgmt For For
financial year 2011
6 Proposal to discharge the members of the Mgmt For For
Board of Management from liability
7 Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability
8 Proposal to appoint the external auditor: Mgmt For For
PricewaterhouseCoopers Accountants N.V.
9 Proposal to amend the Articles of Mgmt For For
Association
10 Opportunity to make recommendations for the Non-Voting
appointment of a member of the
Supervisory Board
11 Proposal to appoint Mr P.A.M. van Bommel as Mgmt For For
member of the Supervisory Board
12 Announcement concerning vacancies in the Non-Voting
Supervisory Board arising in 2013
13 Proposal to authorize the Board of Mgmt For For
Management to resolve that the company may
acquire its own shares
14 Proposal to reduce the capital through Mgmt For For
cancellation of own shares
15 Any other business and closure of the Non-Voting
meeting
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933593609
--------------------------------------------------------------------------------------------------------------------------
Security: 50075N104
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: KFT
ISIN: US50075N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1B. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1K. ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF AMENDMENT TO CHANGE COMPANY Mgmt For For
NAME.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS.
5. SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY Shr Against For
REPORT.
6. SHAREHOLDER PROPOSAL:REPORT ON EXTENDED Shr Against For
PRODUCER RESPONSIBILITY.
7. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
LIMITED BRANDS, INC. Agenda Number: 933599221
--------------------------------------------------------------------------------------------------------------------------
Security: 532716107
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: LTD
ISIN: US5327161072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES L. HESKETT Mgmt For For
1.2 ELECTION OF DIRECTOR: ALLAN R. TESSLER Mgmt For For
1.3 ELECTION OF DIRECTOR: ABIGAIL S. WEXNER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4 PROPOSAL TO AMEND OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO REMOVE SUPERMAJORITY
VOTING REQUIREMENTS
5 STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN
6 STOCKHOLDER PROPOSAL REGARDING OUR Shr For Against
CLASSIFIED BOARD
7 STOCKHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
MEETINGS OF STOCKHOLDERS
8 STOCKHOLDER PROPOSAL REGARDING SHARE Shr For Against
RETENTION POLICY
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933561171
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2012.
3. A NON-BINDING ADVISORY VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF OUR 2012 INCENTIVE COMPENSATION Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933595158
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDER Shr For Against
ACTION BY WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING REPORT ON Shr Against For
CHARITABLE AND POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933510706
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 15-Nov-2011
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
5 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
6 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
7 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
9 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
11 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION.
12 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR.
13 SHAREHOLDER PROPOSAL 1. ESTABLISHMENT OF A Shr Against For
BOARD COMMITTEE ON ENVIRONMENTAL
SUSTAINABILITY.
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 703674108
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 19-Apr-2012
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 959078 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 6. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935399,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the annual report, the Mgmt No vote
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2011
1.2 Acceptance of the compensation report 2011 Mgmt No vote
(advisory vote)
2 Release of the members of the board of Mgmt No vote
directors and of the management
3 Appropriation of profits resulting from the Mgmt No vote
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2011
4.1 Re-election to the board of directors of Mgmt No vote
Mr. Daniel Borel
4.2 Election to the board of directors of Mr. Mgmt No vote
Henri De Castries
4.3 Re-election of the statutory auditors KPMG Mgmt No vote
SA, Geneva Branch
5 Capital reduction (by cancellation of Mgmt No vote
shares)
6 In the event of a new or modified proposal Mgmt No vote
by a shareholder during the General
Meeting, I instruct the independent
representative to vote in favour of the
proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933587555
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 25-May-2012
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1E. ELECTION OF DIRECTOR: J. BRIAN FERGUSON Mgmt For For
1F. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1G. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt For For
1H. ELECTION OF DIRECTOR: OLIVER D. KINGSLEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL H. THAMAN Mgmt For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt Against Against
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 703587709
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 23-Feb-2012
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 943705 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935314,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
A.1 Approval of the annual report, the Mgmt No vote
financial statements of Novartis AG and the
group consolidated financial statements for
the business year 2011
A.2 Discharge from liability of the members of Mgmt No vote
the board of directors and the Executive
Committee
A.3 Appropriation of available earnings of Mgmt No vote
Novartis AG and declaration of dividend:
Balance brought forward: NIL; Net income of
2011: CHF 5,370,749,043; Partial use of
free reserves: CHF 477,787,917; Available
earnings at the disposal of the AGM: CHF
5,848,536,960; The Board of Directors
proposed appropriation of available
earnings as follows: Gross dividend of CHF
2.25 per dividend bearing share of CHF 0.50
nominal value: CHF -5,848,536,960; Balance
to be carried forward: NIL
A.4 Reduction of share capital Mgmt No vote
A.511 Re-election of William Brody, M.D., PH.D. Mgmt No vote
A.512 Re-election of Srikant Datar, PH.D. Mgmt No vote
A.513 Re-election of Andreas Von Planta, PH.D. Mgmt No vote
A.514 Re-election of Dr. Ing. Wendelin Wiedeking Mgmt No vote
A.515 Re-election of Rolf M. Zinkernagel, M.D. Mgmt No vote
A.5.2 New-election of Dimitri Azar, M.D. Mgmt No vote
A.6 Appointment of the auditor, Mgmt No vote
PricewaterhouseCoopers AG
B. If shareholders at the annual general Mgmt No vote
meeting propose additional and/or
counter-proposals, I/we instruct the
Independent Proxy to vote according to the
proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
OLD MUTUAL (GUERNSEY) Agenda Number: 703752205
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV15830
Meeting Type: AGM
Meeting Date: 10-May-2012
Ticker:
ISIN: GB00B77J0862
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the report and Mgmt For For
accounts for the year ended 31 December
2011
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2011
3.i To elect Ms N Nyembezi-Heita as a director Mgmt For For
3.ii To re-elect Mr M Arnold as a director Mgmt For For
3.iii To re-elect Mr P Broadley as a director Mgmt For For
3.iv To re-elect Ms E Castillo as a director Mgmt For For
3.v To re-elect Mr R Edey as a director Mgmt For For
3.vi To re-elect Mr A Gillespie as a director Mgmt For For
3.vii To re-elect Mr R Khoza as a director Mgmt For For
3viii To re-elect Mr R Marshall as a director Mgmt For For
3.ix To re-elect Mr B Nqwababa as a director Mgmt For For
3.x To re-elect Mr P O'Sullivan as a director Mgmt For For
3.xi To re-elect Mr L Otterbeck as a director Mgmt For For
3.xii To re-elect Mr J Roberts as a director Mgmt For For
4 To re appoint KPMG Audit Plc as auditors Mgmt For For
5 To authorise the Group Audit Committee to Mgmt For For
settle the auditors' remuneration
6 To approve the remuneration report Mgmt For For
7 To grant authority to allot shares Mgmt For For
8 To grant authority to disapply pre-emption Mgmt For For
rights in allotting certain equity
securities and selling treasury shares
9 To grant authority to repurchase shares by Mgmt For For
market purchase
10 To approve contingent purchase contracts Mgmt For For
relating to purchases of shares on the JSE
Limited and on the Malawi. Namibian and
Zimbabwe Stock Exchanges
11 To approve amendments to the company's Mgmt For For
articles of association
12 To shorten the notice period required for Mgmt For For
convening general meetings
CMMT PLEASE NOTE THAT THIS MEETING WAS RELEASED Non-Voting
UNDER THE INCORRECT NAME. THE CORRE CT
COMPANY NAME ISSUING THIS AGENDA IS OLD
MUTUAL PLC. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF Y OU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLES S YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933499813
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 12-Oct-2011
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year
VOTES RELATING TO EXECUTIVE COMPENSATION.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG AS THE INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR FISCAL 2012.
5 ACT ON A STOCKHOLDER PROPOSAL REGARDING Shr For Against
EQUITY RETENTION.
--------------------------------------------------------------------------------------------------------------------------
ORKLA ASA, OSLO Agenda Number: 703688056
--------------------------------------------------------------------------------------------------------------------------
Security: R67787102
Meeting Type: AGM
Meeting Date: 19-Apr-2012
Ticker:
ISIN: NO0003733800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 951184 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
1 Approval of the financial statements for Mgmt No vote
2011,including distribution of a dividend
2.1 Explanation of Orkla's terms and conditions Non-Voting
policy and the Board of Directors'
statement of guidelines for the pay and
other remuneration of the executive
management
2.2 Advisory approval of the Board of Mgmt No vote
Directors' statement of guidelines for the
pay and other remuneration of the executive
management in the coming financial year
2.3 Approval of guidelines for share-related Mgmt No vote
incentive arrangements in the coming
financial year
3 Reports on the company's corporate Non-Voting
governance
4 Reduction of capital by cancellation of Mgmt No vote
treasury shares
5.i The General Meeting of Orkla ASA hereby Non-Voting
authorizes the Board of Directors to permit
the company to acquire shares in Orkla ASA
with a nominal value of up to NOK
125,000,000 divided between a maximum of
100,000,000 shares, provided that the
company's holding of treasury shares does
not exceed 10% of shares outstanding at any
given time. The amount that may be paid per
share shall be no less than NOK 20 and no
more than NOK 80. The Board of Directors
shall have a free hand with respect to
methods of acquisition and disposal of
treasury shares. This authorisation shall
apply from 20 April 2012 until the date of
5.ii Authorisation to acquire treasury shares, Mgmt No vote
to be utilised to fulfil existing employee
incentive arrangements, and incentive
arrangements adopted by the General Meeting
in accordance with item 2.3 of the agenda
5.iii Authorisation to acquire treasury shares, Mgmt No vote
to be utilised to acquire shares for
cancellation
6 Minimum notice of an Extraordinary General Mgmt No vote
Meeting
7.i Reelect Andresen, Kreutzer, Bjerke, Mgmt No vote
Pettersson, Waersted, Windfelt, Svarva,
Mejdell, Blystad, Selte ,Venold and
Brautaset as Members of Corporate Assembly
Elect Gleditsch, and Rydning as New Members
of Corporate Assembly
7.ii Reelect Hokholt, Bjorn, and Berdal as Mgmt No vote
Deputy Members of Corporate Assembly Elect
Houg, Hagen, and Ideboen as New Deputy
Members of Corporate Assembly
8 Reelect Idar Kreutzer (Chair), Olaug Mgmt No vote
Svarva, and Leiv Askvig as Members of
Nominating Committee
9 Remuneration of the members and deputy Mgmt No vote
members to the Corporate Assembly
10 Remuneration of the members to the Mgmt No vote
Nomination Committee
11 Approval of the Auditor's remuneration Mgmt No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN BLOCKING TAG FROM "N" TO "Y". IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933560472
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING PUBLICATION Shr Against For
OF POLITICAL CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT.
6. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS.
7. SHAREHOLDER PROPOSAL REGARDING ADVISORY Shr Against For
VOTE ON DIRECTOR PAY.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933572136
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1I. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1K. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1L. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE PHILIP MORRIS INTERNATIONAL Mgmt For For
INC. 2012 PERFORMANCE INCENTIVE PLAN
5. STOCKHOLDER PROPOSAL 1 - INDEPENDENT BOARD Shr Against For
CHAIR
6. STOCKHOLDER PROPOSAL 2 - CREATE AN Shr Against For
INDEPENDENT ETHICS COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 703593106
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 06-Mar-2012
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 Approval of the Annual Report, Annual Non-Voting
Financial Statements and Consolidated
Financial Statements for 2011 and the
Remuneration Report
2 Ratification of the Board of Directors' Non-Voting
actions
3 Vote on the appropriation of available Non-Voting
earnings
4.1 The re-election of Prof. Sir John Bell to Non-Voting
the Board for a term of two years as
provided by the Articles of Incorporation
4.2 The re-election of Mr. Andre Hoffmann to Non-Voting
the Board for a term of two years as
provided by the Articles of Incorporation
4.3 The re-election of Dr Franz B. Humer to the Non-Voting
Board for a term of two years as provided
by the Articles of Incorporation
5 Election of Statutory Auditors: KPMG Ltd. Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC Agenda Number: 933628185
--------------------------------------------------------------------------------------------------------------------------
Security: 780097739
Meeting Type: Annual
Meeting Date: 30-May-2012
Ticker: RBSPRS
ISIN: US7800977396
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE AND APPROVE THE REPORT AND Mgmt For For
ACCOUNTS
2. TO APPROVE THE REMUNERATION REPORT Mgmt For For
3. TO ELECT ALISON DAVIS AS A DIRECTOR Mgmt For For
4. TO ELECT TONY DI IORIO AS A DIRECTOR Mgmt For For
5. TO ELECT BARONESS NOAKES AS A DIRECTOR Mgmt For For
6. TO RE-ELECT SANDY CROMBIE AS A DIRECTOR Mgmt For For
7. TO RE-ELECT PHILIP HAMPTON AS A DIRECTOR Mgmt For For
8. TO RE-ELECT STEPHEN HESTER AS A DIRECTOR Mgmt For For
9. TO RE-ELECT PENNY HUGHES AS A DIRECTOR Mgmt For For
10. TO RE-ELECT JOE MACHALE AS A DIRECTOR Mgmt For For
11. TO RE-ELECT BRENDAN NELSON AS A DIRECTOR Mgmt For For
12. TO RE-ELECT ART RYAN AS A DIRECTOR Mgmt For For
13. TO RE-ELECT BRUCE VAN SAUN AS A DIRECTOR Mgmt For For
14. TO RE-ELECT PHILIP SCOTT AS A DIRECTOR Mgmt For For
15. TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
16. TO AUTHORISE THE GROUP AUDIT COMMITTEE TO Mgmt For For
FIX THE REMUNERATION OF THE AUDITORS
17. TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SECURITIES
18. TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES ON A NON PRE-EMPTIVE BASIS
19. TO SUB-DIVIDE AND CONSOLIDATE THE ORDINARY Mgmt For For
SHARE CAPITAL
20. TO AMEND THE ARTICLES OF ASSOCIATION Mgmt For For
21. TO RENEW AUTHORITY TO GRANT RIGHTS TO Mgmt For For
CONVERT B SHARES
22. TO RENEW AUTHORITY TO GRANT RIGHTS TO Mgmt For For
CONVERT B SHARES ON A NON PRE-EMPTIVE BASIS
23. TO AMEND THE RULES OF THE SHARESAVE PLANS Mgmt For For
24. TO PERMIT THE HOLDING OF GENERAL MEETINGS Mgmt For For
AT 14 DAYS' NOTICE
25. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC Agenda Number: 933628185
--------------------------------------------------------------------------------------------------------------------------
Security: 780097754
Meeting Type: Annual
Meeting Date: 30-May-2012
Ticker: RBSPRQ
ISIN: US7800977545
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE AND APPROVE THE REPORT AND Mgmt For For
ACCOUNTS
2. TO APPROVE THE REMUNERATION REPORT Mgmt For For
3. TO ELECT ALISON DAVIS AS A DIRECTOR Mgmt For For
4. TO ELECT TONY DI IORIO AS A DIRECTOR Mgmt For For
5. TO ELECT BARONESS NOAKES AS A DIRECTOR Mgmt For For
6. TO RE-ELECT SANDY CROMBIE AS A DIRECTOR Mgmt For For
7. TO RE-ELECT PHILIP HAMPTON AS A DIRECTOR Mgmt For For
8. TO RE-ELECT STEPHEN HESTER AS A DIRECTOR Mgmt For For
9. TO RE-ELECT PENNY HUGHES AS A DIRECTOR Mgmt For For
10. TO RE-ELECT JOE MACHALE AS A DIRECTOR Mgmt For For
11. TO RE-ELECT BRENDAN NELSON AS A DIRECTOR Mgmt For For
12. TO RE-ELECT ART RYAN AS A DIRECTOR Mgmt For For
13. TO RE-ELECT BRUCE VAN SAUN AS A DIRECTOR Mgmt For For
14. TO RE-ELECT PHILIP SCOTT AS A DIRECTOR Mgmt For For
15. TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
16. TO AUTHORISE THE GROUP AUDIT COMMITTEE TO Mgmt For For
FIX THE REMUNERATION OF THE AUDITORS
17. TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SECURITIES
18. TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES ON A NON PRE-EMPTIVE BASIS
19. TO SUB-DIVIDE AND CONSOLIDATE THE ORDINARY Mgmt For For
SHARE CAPITAL
20. TO AMEND THE ARTICLES OF ASSOCIATION Mgmt For For
21. TO RENEW AUTHORITY TO GRANT RIGHTS TO Mgmt For For
CONVERT B SHARES
22. TO RENEW AUTHORITY TO GRANT RIGHTS TO Mgmt For For
CONVERT B SHARES ON A NON PRE-EMPTIVE BASIS
23. TO AMEND THE RULES OF THE SHARESAVE PLANS Mgmt For For
24. TO PERMIT THE HOLDING OF GENERAL MEETINGS Mgmt For For
AT 14 DAYS' NOTICE
25. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 703740399
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 22-May-2012
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of Annual Report & Accounts Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Appointment of Sir Nigel Sheinwald as a Mgmt For For
Director of the Company
4 Re-appointment of Josef Ackermann as a Mgmt For For
Director of the Company
5 Re-appointment of Guy Elliott as a Mgmt For For
Director of the Company
6 Re-appointment of Simon Henry as a Director Mgmt For For
of the Company
7 Re-appointment of Charles O. Holliday as a Mgmt For For
Director of the Company
8 Re-appointment of Gerard Kleisterlee as a Mgmt For For
Director of the Company
9 Re-appointment of Christine Morin-Postel Mgmt For For
as a Director of the Company
10 Re-appointment of Jorma Ollila as a Mgmt For For
Director of the Company
11 Re-appointment of Linda G. Stuntz as a Mgmt For For
Director of the Company
12 Re-appointment of Jeroen van der Veer as a Mgmt For For
Director of the Company
13 Re-appointment of Peter Voser as a Mgmt For For
Director of the Company
14 Re-appointment of HansWijers as a Director Mgmt For For
of the Company
15 Reappointment of Auditors - Mgmt For For
PricewaterhouseCoopers LLP
16 Remuneration of Auditors Mgmt For For
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own shares Mgmt For For
20 Authority for certain donations and Mgmt For For
expenditure
--------------------------------------------------------------------------------------------------------------------------
SARA LEE CORPORATION Agenda Number: 933506214
--------------------------------------------------------------------------------------------------------------------------
Security: 803111103
Meeting Type: Annual
Meeting Date: 27-Oct-2011
Ticker: SLE
ISIN: US8031111037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B ELECTION OF DIRECTOR: JAN BENNINK Mgmt For For
1C ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F ELECTION OF DIRECTOR: LAURETTE T. KOELLNER Mgmt For For
1G ELECTION OF DIRECTOR: CORNELIS J.A. VAN Mgmt For For
LEDE
1H ELECTION OF DIRECTOR: DR. JOHN MCADAM Mgmt For For
1I ELECTION OF DIRECTOR: SIR IAN PROSSER Mgmt For For
1J ELECTION OF DIRECTOR: NORMAN R. SORENSEN Mgmt For For
1K ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt For For
1L ELECTION OF DIRECTOR: JONATHAN P. WARD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 VOTE ON A STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
SCOTTISH AND SOUTHERN ENERGY PLC, PERTH Agenda Number: 703162052
--------------------------------------------------------------------------------------------------------------------------
Security: G7885V109
Meeting Type: AGM
Meeting Date: 21-Jul-2011
Ticker:
ISIN: GB0007908733
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the Report and Accounts Mgmt For For
2 Approve the Remuneration Report Mgmt For For
3 Declare a final dividend Mgmt For For
4 Re-appoint Katie Bickerstaffe Mgmt For For
5 Re-appoint Jeremy Beeton Mgmt For For
6 Re-appoint Lord Smith of Kelvin Mgmt For For
7 Re-appoint Ian Marchant Mgmt For For
8 Re-appoint Colin Hood Mgmt For For
9 Re-appoint Gregor Alexander Mgmt For For
10 Re-appoint Alistair Phillips-Davies Mgmt For For
11 Re-appoint Lady Rice Mgmt For For
12 Re-appoint Rene Medori Mgmt For For
13 Re-appoint Richard Gillingwater Mgmt For For
14 Re-appoint Thomas Thune Anderson Mgmt For For
15 Re-appoint KPMG Audit Plc as Auditors Mgmt For For
16 Authorise the Directors to determine the Mgmt For For
Auditors' remuneration
17 Authorise allotment of shares Mgmt For For
18 To disapply pre-emption rights Mgmt For For
19 To empower the Company to purchase its own Mgmt For For
Ordinary Shares
20 To approve 14 days' notice of general Mgmt For For
meetings
21 Approve the renewal of the 2001 Sharesave Mgmt For For
Scheme
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 933577035
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. BROCKSMITH Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1D. ELECTION OF DIRECTOR: WILFORD D. GODBOLD Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS RUIZ Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For
1K. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1L. ELECTION OF DIRECTOR: LUIS M. TELLEZ Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
5. SHAREHOLDER PROPOSAL REGARDING Shr Against For
SUSTAINABILITY.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 703521460
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 24-Jan-2012
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
For German registered shares, the shares Non-Voting
have to be registered within the company's
shareholder book. Depending on the
processing of the local sub custodian if a
client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
09.01.2012. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
01. To receive and consider the adopted Annual Non-Voting
Financial Statements of Siemens AG and the
approved Consolidated Financial Statements,
together with the Combined Management's
Discussion and Analysis of Siemens AG and
the Siemens Group, including the
Explanatory Report on the information
required pursuant to Section 289 (4) and
(5) and Section 315 (4) of the German
Commercial Code (HGB) as of September 30,
2011, as well as the Report of the
Supervisory Board, the Corporate Governance
Report, the Compensation Report and the
Compliance Report for fiscal year 2011
02. To resolve on the appropriation of net Mgmt For For
income of Siemens AG to pay a dividend: The
distributable profit of EUR 2,742,610,263
shall be appropriated as follows: Payment
of a dividend of EUR 3 per no-par share EUR
114,077,313 shall be carried forward;
Ex-dividend and payable date: January 25,
2012
03. To ratify the acts of the members of the Mgmt For For
Managing Board
04. To ratify the acts of the members of the Mgmt For For
Supervisory Board
05. To resolve on the appointment Ernst & Young Mgmt For For
GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart as the independent auditors for
the audit of the Annual Financial
Statements and the Consolidated Financial
Statements and for the review of the
Interim Financial Statements
06. PLEASE NOTE THAT THIS IS A SHAREHOLDER'S Shr Against For
PROPOSAL: Amendment to the Articles of
Association of Siemens AG: In order to
increase women's presence on the
Supervisory Board, Section 11 shall be
amended as follows: Section 11(1) shall be
adjusted to ensure that at least 30 pct of
the representatives of the shareholders on
the Supervisory Board are women as of 2013
and at least 40 pct are women as of
2018.Section 11(3) shall be adjusted to
ensure that at least 30 pct of the
substitute representatives of the
shareholders on the Supervisory Board are
women as of 2013 and at least 40 pct. are
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933561385
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK D. CAMPBELL Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
EILEEN S. KRAUS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE AMENDMENT TO RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
3. APPROVE 2012 MANAGEMENT INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. APPROVE ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR THE COMPANY'S 2012
FISCAL YEAR.
5. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB, STOCKHOLM Agenda Number: 703606713
--------------------------------------------------------------------------------------------------------------------------
Security: W90937181
Meeting Type: AGM
Meeting Date: 28-Mar-2012
Ticker:
ISIN: SE0000193120
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO
PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE
POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS
REQUIRED IN ORDER FOR YOUR VOTE TO BE
LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the meeting Non-Voting
2 Election of Mr Sven Unger as a chairman of Non-Voting
the meeting
3 Establishment and approval of the list of Non-Voting
voters
4 Approval of the agenda Non-Voting
5 Election of two persons to countersign the Non-Voting
minutes
6 Determining whether the meeting has been Non-Voting
duly called
7 A presentation of the annual accounts and Non-Voting
auditors' report, as well as the
consolidated annual accounts and the
auditors' report for the Group, for
2011. In connection with this: a
presentation of the past year's work by the
Board and its committees; a speech by the
Group Chief Executive, and any
questions from shareholders to the Board
and senior management of the Bank; a
presentation of audit work during 2011
8 Resolutions concerning adoption of the Non-Voting
income statement and the balance
sheet, as well as the consolidated income
statement and consolidated balance sheet
9 Resolution on the allocation of the Bank's Non-Voting
profits in accordance with the adopted
balance sheet and also concerning the
record day. The Board proposes a dividend
of SEK 9.75 per share, and that Monday, 2
April 2012 be the record day for the
receiving of dividends. If the meeting
resolves in accordance with the
proposal, Euroclear expects to distribute
the dividend on Thursday, 5 April 2012
10 Resolution on release from liability for Non-Voting
the members of the Board and the Group
Chief Executive for the period referred to
in the financial reports
11 Authorisation for the Board to resolve on Mgmt For For
acquisition and divestment of shares
in the Bank: The Board proposes that it be
authorised, during the period until
the AGM in 2013, to resolve on the
acquisition of a maximum of 40 million
Class A and/or B shares and divestment -
both via NASDAQ OMX Stockholm AB and
outside NASDAQ OMX Stockholm AB - of all
the Bank's own Class A and/or B
shares, with the right to deviate from the
shareholders' preferential rights. The
earning capacity of the Bank remains good,
and a stable capital situation can be
foreseen. Depending on the continuing
CONT CONTD to adjust the Bank's capital Non-Voting
structure, which may inter alia be carried
out by repurchasing the Bank's own shares.
A new authorisation by the meeting for the
Board to resolve on the repurchase of the
Bank's own shares is therefore
justified. The Board also notes that if the
Bank were to acquire a company or
operations, such a transaction could be
facilitated if its own shares were
available as consideration in or to finance
an acquisition
12 Acquisition of shares in the Bank for the Mgmt For For
Bank's trading book pursuant to Chapter
7, Section 6 of the Swedish Securities
Market Act: The Board proposes that the
Bank, in order to facilitate its securities
operations, shall have the right to
acquire its own class A and/or class B
shares for the Bank's trading book
during the period until the AGM in 2013
pursuant to Chapter 7, Section 6 of the
Swedish Securities Market Act (2007:528),
on condition that its own shares in the
trading book shall not at any time exceed
two per cent of all shares in the Bank.
The aggregated holding of own shares must
13 Determining the number of members of the Mgmt For For
Board to be appointed by the
meeting: The nomination committee proposes
that the meeting resolve that the Board
comprise an unchanged number (12) of
members
14 Determining the number of auditors to be Mgmt For For
appointed by the meeting: The
nomination committee proposes that the
meeting appoint two registered
auditing companies as auditors for the
period until the end of the AGM to be held
in 2013
15 Determining fees for Board members and Mgmt Against Against
auditors: The nomination committee
proposes fees as follows: SEK 3,150,000
(3,000,000) to the chairman, SEK
850,000 (800,000) to each of the two vice
chairmen, and SEK 575,000 (550,000) to each
of the remaining members. For committee
work, the following unchanged fees are
proposed: SEK 300,000 (300,000) to each
member of the credit committee, SEK
125,000 (125,000) to each member of the
remuneration committee, SEK
200,000 (200,000) to the chairman of the
audit committee, and SEK 150,000 (150,000)
to the remaining members of the audit
16 Election of Board members and the Chairman Mgmt Against Against
of the Board: The nomination
committee proposes that the meeting
re-elect all Board members with the
exception of Ms Ulrika Boethius and Mr
Goran Ennerfelt, both of whom have
declined reelection. The nomination
committee proposes that the meeting elect
Mr Ole Johansson and Ms Charlotte Skog as
new Board members. The nomination
committee also proposes that the current
Chairman of the Board, Mr
HansLarsson, be re-elected as chairman
17 Election of auditors: The nomination Mgmt For For
committee proposes that the meeting
re-elect KPMG AB and Ernst & Young AB as
auditors for the period until the end of
the AGM to be held in 2013. These two
auditing companies have announced
that, should they be elected, they will
appoint the same auditors as in 2011 to
be auditors in charge: Mr Stefan Holmstrom
(authorised public accountant) will be
appointed as auditor in charge for KPMG AB,
while Mr Erik Astrom (authorised public
accountant) will be appointed as auditor in
charge for Ernst & Young AB
18 The Board's proposal regarding guidelines Mgmt For For
for compensation to senior
management: The Board recommends that the
meeting decides on the specified
guidelines for compensation and other terms
of employment for the senior
management of Handelsbanken. The guidelines
shall not affect any compensation
previously decided for senior management
19 The Board's proposal concerning the Mgmt For For
appointment of auditors in foundations
without own management
20 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SWEDBANK AB, STOCKHOLM Agenda Number: 703656302
--------------------------------------------------------------------------------------------------------------------------
Security: W9423X102
Meeting Type: AGM
Meeting Date: 27-Mar-2012
Ticker:
ISIN: SE0000242455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 945968 DUE TO SPLITTING OF
RESOLUTION 17 AND CHANGE IN VOTING STATUS
OF RESOLUTION 22. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting and address by the Non-Voting
Chair of the Board of Directors
2 Election of Counsel Claes Beyer as the Non-Voting
Meeting Chair
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to verify the Non-Voting
minutes
6 Decision whether the Meeting has been duly Non-Voting
convened
7 Presentation of the annual report and the Non-Voting
consolidated accounts for the financial
year 2011; Presentation of the auditor's
reports for the bank and the group for the
financial year 2011; Address by the CEO
8 Adoption of the profit and loss account and Mgmt For For
balance sheet of the bank and the
consolidated profit and loss account and
consolidated balance sheet for the
financial year 2011
9 Approval of the allocation of the bank's Mgmt For For
profit in accordance with the adopted
balance sheet as well as decision on the
record date for dividends: The Board of
Directors proposes that of the amount at
the disposal of the Meeting, SEK 31,897m,
SEK 1,012m is distributed as dividends to
holders of preference shares and SEK 4,813m
is distributed as dividends to holders of
ordinary shares and the balance, SEK
26,054m, is carried forward. Hence, a
dividend of SEK 5.30 for each preference
share and SEK 5.30 for each ordinary share
is proposed. The proposed record date is 30
March, 2012. With this record date, the
10 Decision whether to discharge the members Mgmt For For
of the Board of Directors and the CEO from
liability
11 Determination of the number of Board Mgmt For For
members
12 Determination of the fees to the Board Mgmt For For
members and the Auditor
13 The Nomination Committee proposes for the Mgmt For For
Period until the close of the next AGM,
that Olav Fjell, Ulrika Francke, Goran
Hedman, Lars Idermark, Anders Igel, Pia
Rudengren, Anders Sundstrom, Karl-Henrik
Sundstrom and Siv Svensson are re-elected
as Board members and that Charlotte
Stromberg be elected as a new Board member.
Helle Kruse Nielsen has declined
re-election. The Nomination Committee
proposes that Lars Idermark be re-elected
as Chair of the Board of Directors
14 Decision on the Nomination Committee Mgmt For For
15 Decision on the guidelines for remuneration Mgmt For For
to top executives
16 Decision on amendments of the Articles of Mgmt For For
Association: Section 3 Item 2 First
Paragraph
CMMT PLEASE REFER TO THE COMPANY NOTICE FOR Non-Voting
FURTHER DETAILS CONCERNING THIS RESOLUTION.
17.A Decision on reduction of the share capital Mgmt For For
17.B Decision on bonus issue Mgmt For For
18 Decision to acquire own shares in Mgmt For For
accordance with the Securities Market Act
19 Decision on authorization for the Board of Mgmt For For
Directors to decide on acquisitions of own
shares in addition to what is stated in
item 18
20 Decision on authorization for the Board of Mgmt For For
Directors to decide on issuance of
convertibles
21.A Approval of performance and share based Mgmt For For
remuneration program for 2012: Proposal to
approval for the Board of Directors'
resolution regarding a common program for
2012
21.B Approval of performance and share based Mgmt For For
remuneration program for 2012: Proposal to
approval of the Board of Directors'
resolution regarding deferred variable
remuneration in the form of shares under an
individual program 2012
21.C Approval of performance and share based Mgmt For For
remuneration program for 2012: The Board of
Directors' proposal for resolution
regarding transfer of ordinary shares
22 Matter submitted by the shareholder Shr Against For
Christer Dupuis on suggested proposal to
remove the signpost "Swedbank Arena" on the
arena in Solna, Stockholm alternatively
change the name of the arena
23 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
TATE & LYLE PLC Agenda Number: 703188690
--------------------------------------------------------------------------------------------------------------------------
Security: G86838128
Meeting Type: AGM
Meeting Date: 28-Jul-2011
Ticker:
ISIN: GB0008754136
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the reports and accounts Mgmt For For
2 To approve the directors' remuneration Mgmt For For
report
3 To declare a final dividend on the ordinary Mgmt For For
shares
4 To re-elect Sir Peter Gershon as a Director Mgmt For For
5 To re-elect Javed Ahmed as a Director Mgmt For For
6 To re-elect Tim Lodge as a Director Mgmt For For
7 To re-elect Liz Airey as a Director Mgmt For For
8 To re-elect William Camp as a Director Mgmt For For
9 To re-elect Evert Henkes as a Director Mgmt For For
10 To re-elect Douglas Hurt as a Director Mgmt For For
11 To re-elect Robert Walker as a Director Mgmt For For
12 To re-elect Dr Barry Zoumas as a Director Mgmt For For
13 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
14 To authorise the directors to set the Mgmt For For
auditors' remuneration
15 To renew authority to make political Mgmt For For
donations and incur political
expenditure
16 To approve the Tate & Lyle Sharesave Plan Mgmt For For
2011
17 To renew the directors' authority to allot Mgmt For For
shares
18 To renew the directors' authority to Mgmt For For
disapply pre-emption rights
19 To renew the Company's authority to Mgmt For For
purchase its own shares
20 To authorise the Company to hold meetings Mgmt For For
on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
TELE2 AB Agenda Number: 703718493
--------------------------------------------------------------------------------------------------------------------------
Security: W95878117
Meeting Type: AGM
Meeting Date: 07-May-2012
Ticker:
ISIN: SE0000314312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO
PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE
POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS
REQUIRED IN ORDER FOR YOUR VOTE TO BE
LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU.
1 Opening of the Annual General Meeting Non-Voting
2 Election of lawyer Wilhelm Luning as Non-Voting
Chairman of the Annual General Meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of one or two persons to check and Non-Voting
verify the minutes
6 Determination of whether the Annual General Non-Voting
Meeting has been duly convened
7 Statement by the Chairman of the Board on Non-Voting
the work of the Board of Directors
8 Presentation by the Chief Executive Officer Non-Voting
9 Presentation of Annual Report, Auditors' Non-Voting
Report and the consolidated
financial statements and the auditors'
report on the consolidated financial
statements
10 Resolution on the adoption of the income Mgmt For For
statement and Balance Sheet and of the
consolidated income statement and the
consolidated Balance Sheet
11 Resolution on the proposed treatment of the Mgmt For For
Company's earnings as stated in the
adopted Balance Sheet
12 Resolution on the discharge of liability of Mgmt For For
the directors of the Board and the Chief
Executive Officer
13 Determination of the number of directors of Mgmt For For
the Board : The Nomination Committee
proposes that the Board of Directors shall
consist of eight directors and no
deputy directors
14 Determination of the remuneration to the Mgmt For For
directors of the Board and the
auditor
15 Election of the directors of the Board and Mgmt For For
the Chairman of the Board : The
Nomination Committee proposes, for the
period until the close of the next
Annual General Meeting, the re-election of
Lars Berg, Mia Brunell Livfors, Jere
Calmes, John Hepburn, Erik Mitteregger,
Mike Parton, John Shakeshaft and Cristina
Stenbeck as directors of the Board. The
Nomination Committee proposes that the
Annual General Meeting shall re-elect Mike
Parton as Chairman of the Board
16 Election of auditor : The Nomination Mgmt For For
Committee proposes that the Annual
General Meeting shall re-elect the
registered accounting firm Deloitte AB
until the close of the Annual General
Meeting 2016 (i.e. the auditor's term of
office shall be four years). Deloitte AB
will appoint Thomas Stromberg as
auditor-in-charge
17 Approval of the procedure of the Nomination Mgmt For For
Committee
18 Resolution regarding guidelines for Mgmt For For
remuneration to senior executives
19.a Resolution regarding incentive programme Mgmt For For
comprising the following resolution:
adoption of an incentive programme
19.b Resolution regarding incentive programme Mgmt For For
comprising the following resolution:
authorisation to resolve to issue class C
shares
19.c Resolution regarding incentive programme Mgmt For For
comprising the following resolution:
authorisation to resolve to repurchase own
class C shares
19.d Resolution regarding incentive programme Mgmt For For
comprising the following resolution:
transfer of own class B shares
20 Resolution to authorise the Board of Mgmt For For
Directors to resolve on repurchase of
own shares
21 Resolution regarding reduction of the Mgmt For For
statutory reserve
22.a Shareholder Thorwald Arvidsson's proposal Mgmt Against Against
to resolve on: examination of the
Company's customer policy by a special
examiner pursuant to Ch 10 Sec 21 of the
Companies Act (2005:551)
22.b Shareholder Thorwald Arvidsson's proposal Mgmt Against Against
to resolve on: examination of the
Company's investor relations policy by a
special examiner pursuant to Ch 10 Sec 21
of the Companies Act (2005:551)
22.c Shareholder Thorwald Arvidsson's proposal Mgmt Against Against
to resolve on: establish a customer
ombudsman function
22.d Shareholder Thorwald Arvidsson's proposal Mgmt Against Against
to resolve on: annual evaluation of the
Company's "work with gender equality and
ethnicity"
22.e Shareholder Thorwald Arvidsson's proposal Mgmt Against Against
to resolve on: purchase and
distribution of a book to the shareholders
22.f Shareholder Thorwald Arvidsson's proposal Mgmt Against Against
to resolve on: instruction to the Board
of Directors to found an association for
small and mid-size shareholders
22.g Shareholder Thorwald Arvidsson's proposal Mgmt Against Against
to resolve on: appendix to this year's
minutes
23 Closing of the Annual General Meeting Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF THE RESOLUTION
15. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TELIASONERA AB, STOCKHOLM Agenda Number: 703619467
--------------------------------------------------------------------------------------------------------------------------
Security: W95890104
Meeting Type: AGM
Meeting Date: 03-Apr-2012
Ticker:
ISIN: SE0000667925
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO
PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE
POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS
REQUIRED IN ORDER FOR YOUR VOTE TO BE
LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
1 Election of chairperson of the meeting : Non-Voting
Sven Unger, Attorney-at-law
2 Preparation and approval of voting register Non-Voting
3 Adoption of agenda Non-Voting
4 Election of two persons to check the Non-Voting
meeting minutes along with the
chairperson
5 Confirmation that the meeting has been duly Non-Voting
and properly convened
6 Presentation of the Annual Report and Non-Voting
Auditor's Report, Consolidated
Financial Statements and Group Auditor's
Report for 2011. Speech by President and
CEO Lars Nyberg in connection herewith and
a description of the Board of Directors
work during 2011
7 Resolution to adopt the Income Statement, Mgmt For For
Balance Sheet, Consolidated
Statement of Comprehensive Income and
Consolidated Statement of Financial
Position for 2011
8 Resolution concerning appropriation of the Mgmt For For
Company's profits as per the adopted
Balance Sheet and setting of record date
for the stock dividend
9 Resolution concerning discharging of Mgmt For For
members of the Board of Directors and
the President from personal liability
towards the Company for the
administration of the Company in 2011
10 Resolution concerning number of board Mgmt For For
members and deputy board members to be
elected by the Annual General Meeting :
Eight (8) with no deputy board
members
11 Remuneration to the Board of Directors Mgmt For For
until the next annual general meeting
would be SEK 1,100,000 to the chairman
(same as previously), SEK 450,000
(same as previously) to each other board
member elected by the annual general
meeting. The chairman of the board's audit
committee would receive
remuneration of SEK 150,000 (same as
previously) and other members of the
audit committee would receive SEK 100,000
each (same as previously), and the
chairman of the board's remuneration
committee would receive SEK 55,000 (same as
previously) and other members of the
12 Re-election of Maija-Liisa Friman, Ingrid Mgmt For For
Jonasson Blank, Anders Narvinger, Timo
Peltola, Lars Renstrom, Jon Risfelt and
Per-Arne Sandstrom. Conny Karlsson
has declined re-election. New election of
Olli-Pekka Kallasvuo
13 Election of chairman of the Board of Mgmt For For
Directors : Anders Narvinger
14 Resolution concerning number of auditors Mgmt For For
and deputy auditors : The number of
auditors shall, until the end of the annual
general meeting 2013, be one (1)
15 Remuneration to the auditors shall be paid Mgmt For For
as per invoice
16 Election of auditors and deputy auditors : Mgmt For For
Re-election of
PricewaterhouseCoopers AB until the end of
the annual general meeting 2013
17 Election of Nomination Committee : Kristina Mgmt For For
Ekengren (Swedish State), Kari Jarvinen
(Finnish State via Solidium Oy), Thomas
Eriksson (Swedbank Robur Funds), Per
Frennberg (Alecta) and Anders Narvinger
(chairman of the Board of Directors)
18 Proposal regarding guidelines for Mgmt For For
remuneration to the executive management
19 The Board of Directors' proposal for Mgmt For For
authorization to acquire own shares
20.a The Board of Directors' proposal for Mgmt Against Against
implementation of a long-term incentive
program 2012/2015
20.b The Board of Directors' proposal for Mgmt Against Against
hedging arrangements for the program
21 Matter submitted by the shareholder Folksam Mgmt For For
regarding announced proposal that the
annual general meeting should resolve to
give the Board of Directors an assignment
to adjust TeliaSonera's current ethical
guidelines in accordance with the UN's
Declaration of Human Rights and OECD's 2011
guidelines for multinational companies
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933558035
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1F. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1G. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1H. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1I. ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
1Q. ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933563783
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1F. ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1H. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N. ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933561169
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1K. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1L. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
1N. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2012
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933584294
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1L. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
STOCK OWNERSHIP IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933554253
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 11-Apr-2012
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 933592621
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 18-Apr-2012
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPRECIATION OF THE MANAGEMENTS' REPORT AND Mgmt For Against
ANALYSIS, DISCUSSION AND VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
1.2 PROPOSAL FOR THE DESTINATION OF PROFITS OF Mgmt For Against
THE SAID FISCAL YEAR AND APPROVAL OF THE
INVESTMENT BUDGET FOR VALE, PURSUANT TO
ARTICLE 196 OF THE BRAZILIAN CORPORATE LAW
1.3 APPOINTMENT OF THE MEMBERS OF THE FISCAL Mgmt For Against
COUNCIL
1.4 ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt Against Against
SENIOR MANAGEMENT AND FISCAL COUNCIL
MEMBERS, AND THE RATIFICATION OF THE
REMUNERATION PAID IN FISCAL YEAR OF 2011
--------------------------------------------------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT, PARIS Agenda Number: 703670174
--------------------------------------------------------------------------------------------------------------------------
Security: F9686M107
Meeting Type: MIX
Meeting Date: 16-May-2012
Ticker:
ISIN: FR0000124141
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0321/201203211201035.pdf AND ht
tps://balo.journal-officiel.gouv.fr/pdf/201
2/0328/201203281201188.pdf AND http
s://balo.journal-officiel.gouv.fr/pdf/2012/
0430/201204301202005.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2011
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2011
O.3 Approval of non-tax deductible expenses and Mgmt For For
expenditures pursuant to Article 39-4 of
the General Tax Code
O.4 Allocation of income for the financial year Mgmt For For
2011 and payment of the dividend
O.5 Option for the payment in shares Mgmt For For
O.6 Approval of regulated agreements and Mgmt Against Against
commitments
O.7 Appointment of Mr. Jacques Aschenbroich as Mgmt For For
Board member
O.8 Appointment of Mrs. Maryse Aulagnon as Mgmt For For
Board member
O.9 Appointment of Mrs. Nathalie Rachou as Mgmt For For
Board member
O.10 Appointment of Groupama SA, represented by Mgmt For For
Mr. Georges Ralli as Board member
O.11 Renewal of term of Mr. Serge Michel as Mgmt For For
Board member
O.12 Ratification of the cooptation of Caisse Mgmt For For
des depots et consignations, represented by
Mr. Olivier Mareuse as Board member
O.13 Authorization to be granted to the Board of Mgmt For For
Directors to trade Company's shares
E.14 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities providing access
to capital and/or securities entitling to
the allotment of debt securities while
maintaining preferential subscription
rights
E.15 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities providing access
to capital and/or securities entitling to
the allotment of debt securities without
preferential subscription rights through a
public offer
E.16 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities providing access
to capital and/or securities entitling to
the allotment of debt securities without
preferential subscription rights through
private investment pursuant to Article
L.411-2, II of the Monetary and Financial
Code
E.17 Option to issue shares or securities Mgmt For For
providing access to capital without
preferential subscription rights, in
consideration for in-kind contributions
granted to the Company and composed of
equity securities or securities providing
access to capital
E.18 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by incorporation of
reserves, profits, premiums or otherwise
E.19 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase the
number of issuable securities in case of
capital increase with or without
preferential subscription rights
E.20 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares or securities providing access to
capital reserved for members of company
savings plans with cancellation of
preferential subscription rights in favor
of the latter
E.21 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide on share
capital increase by issuing shares reserved
for a category of persons with cancellation
of preferential subscription rights in
favor of the latter
E.22 Delegation to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
O.E23 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLE SS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 933573518
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HURST Mgmt For For
LAURA W. LANG Mgmt For For
W. ALAN MCCOLLOUGH Mgmt For For
RAYMOND G. VIAULT Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VF'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2012 FISCAL YEAR.
4. SHAREHOLDER PROPOSAL TO REPEAL CLASSIFIED Shr For Against
BOARD.
--------------------------------------------------------------------------------------------------------------------------
VIVENDI, PARIS Agenda Number: 703638277
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106
Meeting Type: OGM
Meeting Date: 19-Apr-2012
Ticker:
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly
to the sub custodian. Please contact your
Client Service Representative
to obtain the necessary card, account
details and directions. The following
applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that
have become Registered Intermediaries,
on the Vote Deadline Date. In capacity as
Registered Intermediary, the Global
Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/0305/201203051200705.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
012/0328/201203281201141.pdf
1 Approval of the reports and annual Mgmt For For
corporate financial statements for the
financial year 2011
2 Approval of the reports and consolidated Mgmt For For
financial statements for the
financial year 2011
3 Approval of the special report of the Mgmt For For
Statutory Auditors on the regulated
agreements and commitments
4 Allocation of income for the financial year Mgmt For For
2011, setting the dividend and the
payment date
5 Renewal of term of Mr. Jean-Rene Fourtou as Mgmt For For
Supervisory Board member
6 Renewal of term of Mr. Philippe Donnet as Mgmt For For
Supervisory Board member
7 Renewal of term of the company Ernst et Mgmt For For
Young et Autres as principal
Statutory Auditor
8 Renewal of term of the company Auditex as Mgmt For For
deputy Statutory Auditor
9 Authorization to be granted to the Mgmt For For
Executive Board to allow the Company to
purchase its own shares
10 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933480648
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Annual
Meeting Date: 26-Jul-2011
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE COMPANY'S ACCOUNTS AND Mgmt For
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 MARCH 2011 MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
02 TO ELECT GERARD KLEISTERLEE AS A DIRECTOR Mgmt For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
03 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT COMMITTEE) (MEMBER OF
THE NOMINATIONS AND GOVERNANCE COMMITTEE)
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
04 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
05 TO RE-ELECT MICHEL COMBES AS A DIRECTOR Mgmt For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
06 TO RE-ELECT ANDY HALFORD AS A DIRECTOR MGMT Mgmt For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
07 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
08 TO ELECT RENEE JAMES AS A DIRECTOR MGMT Mgmt For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
09 TO RE-ELECT ALAN JEBSON AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT COMMITTEE) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
10 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For
(MEMBER OF THE REMUNERATION COMMITTEE) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
11 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For
OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION
= FOR, UNINSTRUCTED PROPOSAL WILL NOT BE
VOTED
12 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT COMMITTEE) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
13 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE) (MEMBER OF THE REMUNERATION
COMMITTEE) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
14 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR Mgmt For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE) (MEMBER OF THE REMUNERATION
COMMITTEE) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
15 TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For
(MEMBER OF THE REMUNERATION COMMITTEE) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
16 TO APPROVE A FINAL DIVIDEND OF 6.05P PER Mgmt For
ORDINARY SHARE MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
17 TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For
BOARD FOR THE YEAR ENDED 31 MARCH 2011 MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
18 TO RE-APPOINT DELOITTE LLP AS AUDITOR MGMT Mgmt For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For
DETERMINE THE REMUNERATION OF THE AUDITOR
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
20 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
S21 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For
PRE-EMPTION RIGHTS MGMT RECOMMENDATION =
FOR, UNINSTRUCTED PROPOSAL WILL NOT BE
VOTED
S22 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For
OWN SHARES (SECTION 701, COMPANIES ACT
2006) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
S23 TO AUTHORISE THE CALLING OF A GENERAL Mgmt For
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933560369
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1J) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1K) ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt Against Against
1L) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1M) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1O) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. PROPOSAL TO APPROVE AN ADVISORY RESOLUTION Mgmt For For
TO APPROVE THE NAMED EXECUTIVES'
COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2012.
4. STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A POLICY TO REQUIRE AN INDEPENDENT
CHAIRMAN.
5. STOCKHOLDER PROPOSAL TO PROVIDE FOR Shr Against For
CUMULATIVE VOTING IN CONTESTED DIRECTOR
ELECTIONS.
6. STOCKHOLDER PROPOSAL TO AMEND THE COMPANY'S Shr For Against
BY-LAWS TO ALLOW STOCKHOLDERS TO NOMINATE
DIRECTOR CANDIDATES FOR INCLUSION IN THE
COMPANY'S PROXY MATERIALS.
7. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INVESTIGATION AND REPORT ON INTERNAL
CONTROLS FOR MORTGAGE SERVICING OPERATIONS.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Eaton Vance Tax-Advantaged Dividend Income Fund
By (Signature) /s/ Judith A. Saryan
Name Judith A. Saryan
Title President
Date 08/07/2012