[x]
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ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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Page
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EXHIBIT 23.1 - Consent of KPMG LLP, independent registered public accounting firm
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December 31,
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2009
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2008
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Assets
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Investments, at fair value
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Registered investment companies
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$
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32,226,548
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$
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22,332,400
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Collective trust funds
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8,112,041
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7,297,341
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RadiSys Corporation common stock
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399,920
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246,082
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Self-directed brokerage accounts (common stock)
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246,279
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92,698
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Money market funds
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4,529
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97,681
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Total investments
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40,989,317
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30,066,202
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Participant loans
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529,398
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579,310
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Employer contribution receivable
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57,405
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37,699
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Total Assets
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41,576,120
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30,683,211
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Adjustment from fair value to contract value for fully benefit-responsive investment contracts
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(219,649
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)
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359,025
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Net assets available for benefits
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$
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41,356,471
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$
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31,042,236
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December 31,
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2009
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2008
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Investment income (loss)
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Net appreciation (depreciation) in fair value of investments
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$
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8,253,796
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$
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(15,151,282
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)
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Dividends and interest
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804,985
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1,202,475
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Total investment income (loss)
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9,058,781
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(13,948,807
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)
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Contributions
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Participants
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3,269,095
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3,392,013
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Employer
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1,042,368
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1,039,229
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Rollovers
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31,291
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351,191
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Total contributions
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4,342,754
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4,782,433
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Total investment income (loss) and contributions
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13,401,535
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(9,166,374
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)
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Benefit payments
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(3,087,050
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)
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(2,696,566
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)
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Administrative expenses
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(250
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)
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(745
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)
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Total deductions
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(3,087,300
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)
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(2,697,311
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)
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Net increase (decrease)
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10,314,235
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(11,863,685
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)
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Net assets available for benefits
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Beginning of year
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31,042,236
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42,905,921
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End of year
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$
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41,356,471
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$
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31,042,236
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Less than one year of service
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0% vested
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1 year of service, but less than 2 years of service
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33% vested
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2 years of service, but less than 3 years of service
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66% vested
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3 years of service or more
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100% vested
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Level I
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Level II
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Level III
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Total
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Collective trust funds
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Stable Value
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—
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$
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5,298,229
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—
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$
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5,298,229
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S&P 500 Index
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—
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2,813,812
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—
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2,813,812
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Registered investment company
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Fixed Income
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2,658,626
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—
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—
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2,658,626
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International
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4,150,176
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—
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—
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4,150,176
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Large-Cap Growth Equity
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3,274,679
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—
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—
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3,274,679
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Mid-Cap Equity
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3,641,757
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—
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—
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3,641,757
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Small-Cap Growth Equity
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760,344
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—
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—
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760,344
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Large-Cap Value Equity
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610,640
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—
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—
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610,640
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Mid-Cap Value Equity
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1,077,401
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—
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—
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1,077,401
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Small-Cap Value Equity
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3,014,948
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—
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—
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3,014,948
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Core Equity Fund
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134,208
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—
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—
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134,208
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Specialty Technology
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1,779,440
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—
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—
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1,779,440
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Balanced
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3,085,411
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—
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—
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3,085,411
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Lifestyle - Aggressive
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4,283,481
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—
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—
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4,283,481
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Lifestyle - Moderate
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2,177,702
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—
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—
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2,177,702
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Lifestyle - Conservative
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1,577,735
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—
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—
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1,577,735
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Common stock
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399,920
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—
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—
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399,920
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Money market funds
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4,529
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—
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—
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4,529
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Self-directed brokerage accounts (common stock)
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246,279
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—
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—
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246,279
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Total investments
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$
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32,877,276
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$
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8,112,041
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$
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—
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$
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40,989,317
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Level I
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Level II
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Level III
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Total
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Collective trust funds
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—
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$
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7,297,341
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—
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$
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7,297,341
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Registered investment company
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22,332,400
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—
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—
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22,332,400
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Common stock
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246,082
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—
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—
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246,082
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Money market funds
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97,681
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—
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—
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97,681
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Self-directed brokerage accounts (common stock)
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92,698
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—
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—
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92,698
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Total investments
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$
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22,768,861
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$
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7,297,341
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$
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—
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$
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30,066,202
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2009
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2008
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Registered investment companies
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Artisan Mid Cap Fund
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$
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3,641,757
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$
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2,214,894
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Putnam Asset Allocation Growth Portfolio
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4,283,481
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2,871,358
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Growth Fund of America
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3,274,679
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2,355,335
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Putnam Asset Allocation Balanced Portfolio
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2,177,702
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1,673,823
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Neuberger Berman Genesis Trust
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3,014,948
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2,312,950
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PIMCO Total Return Fund
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2,658,626
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1,899,363
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Harbor International Fund
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2,501,381
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1,552,040
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Collective trust funds
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Putnam Stable Value Fund
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5,078,580
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5,546,506
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Putnam S&P 500 Index Fund
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2,813,812
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2,109,860
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2009
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2008
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Registered investment companies
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$
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7,282,124
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$
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(13,560,102
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)
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Collective trust funds
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602,519
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(1,210,610
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)
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RadiSys Corporation common stock
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215,572
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(228,843
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)
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Self-directed brokerage accounts (common stock)
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153,581
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|
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(151,727
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)
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$
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8,253,796
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$
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(15,151,282
|
)
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2009
|
|
2008
|
||||
Net assets available for benefits per the financial statements
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$
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41,356,471
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$
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31,042,236
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Deemed distribution of participant loans
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(108,582
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)
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(79,084
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)
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Net assets available for benefits per Form 5500
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$
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41,247,889
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$
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30,963,152
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2009
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2008
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||||
Net (decrease) increase in net assets per the financial statements
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$
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10,314,235
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$
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(11,863,685
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)
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Net change in deemed distributions of participant loans
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(29,498
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)
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(21,884
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)
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Net (decrease) increase in net assets per Form 5500
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$
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10,284,737
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$
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(11,885,569
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)
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(a)
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(b)
Identity of Issue, Borrower,
Lessor or Similar Party
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(c)
Description of Investment Including
Maturity Date, Rate of Interest,
Collateral, Par or Maturity Value
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(d)
Cost
(1)
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(e)
Current Value
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Artisan Mid Cap Fund
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Registered investment company
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$
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3,641,757
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*
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Putnam Asset Allocation Growth Portfolio
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Registered investment company
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|
|
|
4,283,481
|
|
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Growth Fund of America
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Registered investment company
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|
|
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3,274,679
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Weitz Partners Value Fund
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Registered investment company
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1,077,401
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PIMCO Total Return Fund
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Registered investment company
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2,658,626
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Neuberger Berman Genesis Trust
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Registered investment company
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|
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3,014,948
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*
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Putnam Asset Allocation Conservative Portfolio
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Registered investment company
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1,577,735
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*
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Putnam Asset Allocation Balanced Portfolio
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Registered investment company
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2,177,702
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*
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Putnam International Equity Fund
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Registered investment company
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1,648,795
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*
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Putnam Equity Income Fund
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Registered investment company
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610,640
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Becker Value Equity Fund
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Registered investment company
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134,208
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Dodge & Cox Balanced Fund
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Registered investment company
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1,772,222
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Janus Balanced Fund
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Registered investment company
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1,313,189
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Franklin Templeton Small Cap Fund
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Registered investment company
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760,344
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Harbor International Fund
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Registered investment company
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2,501,381
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Allianz RCM Global Technology Fund
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Registered investment company
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1,779,440
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$
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32,226,548
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Federated Money Market Fund
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Money market fund
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|
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$
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4,529
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|
*
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Putnam Stable Value Fund
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|
Collective trust fund
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|
|
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5,078,580
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|
|
*
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Putnam S&P 500 Index Fund
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Collective trust fund
|
|
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2,813,812
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|
|
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$
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7,892,392
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*
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RadiSys Corporation
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Common stock
|
|
|
|
399,920
|
|
|
|
|
Brokerage Securities (common stock)
|
|
Self-directed brokerage accounts
|
|
|
|
246,279
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|
|
*
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Participant loans
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5.25% - 10.25%, maturing through 2023
|
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|
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529,398
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$
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41,299,066
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RadiSys Corporation 401(k) Savings Plan
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RadiSys Corporation 401(k) Savings Plan
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(Name of Plan)
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Dated:
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June 25, 2010
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By:
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/s/ Brian Bronson
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Brian Bronson
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Plan Trustee
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Exhibit No.
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|
Description
|
23.1
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Consent of KPMG LLP, independent registered public accounting firm.
|